0001010549-13-000404.txt : 20130522 0001010549-13-000404.hdr.sgml : 20130522 20130522151529 ACCESSION NUMBER: 0001010549-13-000404 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130520 FILED AS OF DATE: 20130522 DATE AS OF CHANGE: 20130522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWERTNER RAY D. CENTRAL INDEX KEY: 0001487817 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00061 FILM NUMBER: 13864659 MAIL ADDRESS: STREET 1: 12900 PRESTON ROAD STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75230 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL SOUTHWEST CORP CENTRAL INDEX KEY: 0000017313 IRS NUMBER: 751072796 STATE OF INCORPORATION: TX FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 12900 PRESTON RD STE 700 CITY: DALLAS STATE: TX ZIP: 75230 BUSINESS PHONE: 9722338242 MAIL ADDRESS: STREET 1: 12900 PRESTON RD STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75230 4 1 schwertner052213.xml OWNERSHIP DOCUMENT X0306 4 2013-05-20 0 0000017313 CAPITAL SOUTHWEST CORP CSWC 0001487817 SCHWERTNER RAY D. 12900 PRESTON ROAD SUITE 700 DALLAS TX 75230 0 1 0 0 Vice President Common Stock 2013-05-20 4 S 0 200 137.10 D 300 D /s/ Ray D. Schwertner 2013-05-22