0001010549-13-000287.txt : 20130508 0001010549-13-000287.hdr.sgml : 20130508 20130508133709 ACCESSION NUMBER: 0001010549-13-000287 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130506 FILED AS OF DATE: 20130508 DATE AS OF CHANGE: 20130508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWERTNER RAY D. CENTRAL INDEX KEY: 0001487817 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00061 FILM NUMBER: 13823753 MAIL ADDRESS: STREET 1: 12900 PRESTON ROAD STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75230 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL SOUTHWEST CORP CENTRAL INDEX KEY: 0000017313 IRS NUMBER: 751072796 STATE OF INCORPORATION: TX FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 12900 PRESTON RD STE 700 CITY: DALLAS STATE: TX ZIP: 75230 BUSINESS PHONE: 9722338242 MAIL ADDRESS: STREET 1: 12900 PRESTON RD STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75230 4 1 schwertner050713.xml OWNERSHIP DOCUMENT X0306 4 2013-05-06 0 0000017313 CAPITAL SOUTHWEST CORP CSWC 0001487817 SCHWERTNER RAY D. 12900 PRESTON ROAD SUITE 700 DALLAS TX 75230 0 1 0 0 Vice President Common Stock 2013-05-06 4 S 0 225 122.80 D 933 D Common Stock 2013-05-06 4 S 0 158 122.00 D 775 D Common Stock 2013-05-06 4 S 0 16 123.40 D 759 D Common Stock 2013-05-07 4 S 0 259 123.94 D 500 D /s/ Ray D. Schwertner 2013-05-08