0001010549-13-000285.txt : 20130506 0001010549-13-000285.hdr.sgml : 20130506 20130506102028 ACCESSION NUMBER: 0001010549-13-000285 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130502 FILED AS OF DATE: 20130506 DATE AS OF CHANGE: 20130506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morgan Thomas Duane CENTRAL INDEX KEY: 0001391130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00061 FILM NUMBER: 13814763 MAIL ADDRESS: STREET 1: 9800 RICHMOND AVE STREET 2: SUITE 305 CITY: HOUSTON STATE: TX ZIP: 77042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL SOUTHWEST CORP CENTRAL INDEX KEY: 0000017313 IRS NUMBER: 751072796 STATE OF INCORPORATION: TX FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 12900 PRESTON RD STE 700 CITY: DALLAS STATE: TX ZIP: 75230 BUSINESS PHONE: 9722338242 MAIL ADDRESS: STREET 1: 12900 PRESTON RD STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75230 4 1 morgan050313.xml OWNERSHIP DOCUMENT X0306 4 2013-05-02 0 0000017313 CAPITAL SOUTHWEST CORP CSWC 0001391130 Morgan Thomas Duane 12900 PRESTON ROAD SUITE 700 DALLAS TX 75230 1 0 0 0 Common Stock 2013-05-02 4 P 0 250 115.45 A 250 D /s/ T. Duane Morgan 2013-05-06