0001010549-13-000130.txt : 20130312 0001010549-13-000130.hdr.sgml : 20130312 20130312130949 ACCESSION NUMBER: 0001010549-13-000130 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130308 FILED AS OF DATE: 20130312 DATE AS OF CHANGE: 20130312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARTIN GARY L CENTRAL INDEX KEY: 0001182931 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00061 FILM NUMBER: 13683335 MAIL ADDRESS: STREET 1: 12900 PRESTON RD STREET 2: STE 700 CITY: DALLAS STATE: TX ZIP: 75230 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL SOUTHWEST CORP CENTRAL INDEX KEY: 0000017313 IRS NUMBER: 751072796 STATE OF INCORPORATION: TX FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 12900 PRESTON RD STE 700 CITY: DALLAS STATE: TX ZIP: 75230 BUSINESS PHONE: 9722338242 MAIL ADDRESS: STREET 1: 12900 PRESTON RD STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75230 4 1 martin031213.xml OWNERSHIP DOCUMENT X0306 4 2013-03-08 0 0000017313 CAPITAL SOUTHWEST CORP CSWC 0001182931 MARTIN GARY L 12900 PRESTON ROAD SUITE 700 DALLAS TX 75230 1 1 0 0 Chief Executive Officer Common Stock 2013-03-08 4 M 0 3750 76.74 A 101573 D Non-Qualified Stock Option 76.74 2013-03-08 4 M 0 3750 76.74 A 2010-10-19 2019-10-19 Common Stock 3750 101573 D Non-Qualified Stock Option vests annually in five equal installments of 3,750 shares each beginning 10/19/2010. /s/ Gary L. Martin 2013-03-12