0001010549-13-000124.txt : 20130307 0001010549-13-000124.hdr.sgml : 20130307 20130307162618 ACCESSION NUMBER: 0001010549-13-000124 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130306 FILED AS OF DATE: 20130307 DATE AS OF CHANGE: 20130307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWERTNER RAY D. CENTRAL INDEX KEY: 0001487817 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00061 FILM NUMBER: 13673745 MAIL ADDRESS: STREET 1: 12900 PRESTON ROAD STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75230 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL SOUTHWEST CORP CENTRAL INDEX KEY: 0000017313 IRS NUMBER: 751072796 STATE OF INCORPORATION: TX FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 12900 PRESTON RD STE 700 CITY: DALLAS STATE: TX ZIP: 75230 BUSINESS PHONE: 9722338242 MAIL ADDRESS: STREET 1: 12900 PRESTON RD STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75230 4 1 schwertner030713.xml OWNERSHIP DOCUMENT X0306 4 2013-03-06 0 0000017313 CAPITAL SOUTHWEST CORP CSWC 0001487817 SCHWERTNER RAY D. 12900 PRESTON ROAD SUITE 700 DALLAS TX 75230 0 1 0 0 Vice President Common Stock 2013-03-06 4 S 0 200 124.00 D 1108 D /s/ Ray D. Schwertner 2013-03-07