0001010549-11-001094.txt : 20111005 0001010549-11-001094.hdr.sgml : 20111005 20111005173355 ACCESSION NUMBER: 0001010549-11-001094 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111003 FILED AS OF DATE: 20111005 DATE AS OF CHANGE: 20111005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL SOUTHWEST CORP CENTRAL INDEX KEY: 0000017313 IRS NUMBER: 751072796 STATE OF INCORPORATION: TX FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 12900 PRESTON RD STE 700 CITY: DALLAS STATE: TX ZIP: 75230 BUSINESS PHONE: 9722338242 MAIL ADDRESS: STREET 1: 12900 PRESTON RD STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75230 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BURTON DONALD W CENTRAL INDEX KEY: 0001018709 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00061 FILM NUMBER: 111127658 MAIL ADDRESS: STREET 1: 614 WEST BAY ST CITY: TAMPA STATE: FL ZIP: 33606 4 1 cswc4burton100311.xml OWNERSHIP DOCUMENT X0304 4 2011-10-03 0 0000017313 CAPITAL SOUTHWEST CORP CSWC 0001018709 BURTON DONALD W 12900 PRESTON ROAD SUITE 700 DALLAS TX 75230 1 0 0 0 Common Stock 2011-10-03 4 A 0 900 72.04 A 35302 I See footnote Common Stock 2011-10-03 4 A 0 2700 72.04 A 104851 I See footnote Common Stock 2011-10-04 4 A 0 650 71.77 A 650 I See footnote Held by The Burton Partnership LP of which Mr. Burton is the general partner (includes shares acquired through dividend reinvestment plan). Held by The Burton Partnership QP Limited Partnership of which Mr. Burton is the general partner (includes shares acquired through dividend reinvestment plan). Held by The Burton Partnership II (QP, LP) of which Mr. Burton is the general partner. /s/ Donald W. Burton 2011-10-05