0001010549-11-000807.txt : 20110808 0001010549-11-000807.hdr.sgml : 20110808 20110808155327 ACCESSION NUMBER: 0001010549-11-000807 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110804 FILED AS OF DATE: 20110808 DATE AS OF CHANGE: 20110808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ASHBAUGH WILLIAM M CENTRAL INDEX KEY: 0001182922 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00061 FILM NUMBER: 111017077 MAIL ADDRESS: STREET 1: 12900 PRESTON RD STREET 2: STE 700 CITY: DALLAS STATE: TX ZIP: 75230 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL SOUTHWEST CORP CENTRAL INDEX KEY: 0000017313 IRS NUMBER: 751072796 STATE OF INCORPORATION: TX FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 12900 PRESTON RD STE 700 CITY: DALLAS STATE: TX ZIP: 75230 BUSINESS PHONE: 9722338242 MAIL ADDRESS: STREET 1: 12900 PRESTON RD STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75230 4 1 cswc4ashbaugh080811.xml WILLIAM ASHBAUGH X0304 4 2011-08-04 0 0000017313 CAPITAL SOUTHWEST CORP CSWC 0001182922 ASHBAUGH WILLIAM M 12900 PRESTON RD STE 700 DALLAS TX 75230 0 1 0 0 Senior Vice President Common Stock 2011-08-04 4 M 0 1500 65.70 A 2000 D Common Stock 2011-08-04 4 S 0 1500 94.00 D 500 D Incentive Stock Option 65.70 2011-08-04 4 M 0 1500 65.70 A 2002-08-27 2011-08-28 Common Stock 1500 0 D Exercisable in ten (10) annual cummulative installments of 1,500 shares granted 08/27/2001. /s/ William M. Ashbaugh 2011-08-08