0001010549-11-000709.txt : 20110720 0001010549-11-000709.hdr.sgml : 20110720 20110720170218 ACCESSION NUMBER: 0001010549-11-000709 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110718 FILED AS OF DATE: 20110720 DATE AS OF CHANGE: 20110720 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morris Tracy L. CENTRAL INDEX KEY: 0001441303 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00061 FILM NUMBER: 11978081 MAIL ADDRESS: STREET 1: 12900 PRESTON ROAD, SUITE 700 CITY: DALLAS STATE: TX ZIP: 75230 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL SOUTHWEST CORP CENTRAL INDEX KEY: 0000017313 IRS NUMBER: 751072796 STATE OF INCORPORATION: TX FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 12900 PRESTON RD STE 700 CITY: DALLAS STATE: TX ZIP: 75230 BUSINESS PHONE: 9722338242 MAIL ADDRESS: STREET 1: 12900 PRESTON RD STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75230 4 1 csw4morris072011.xml TRACY MORRIS X0303 4 2011-07-18 0 0000017313 CAPITAL SOUTHWEST CORP CSWC 0001441303 Morris Tracy L. 12900 PRESTON ROAD, SUITE 700 DALLAS TX 75230 0 1 0 0 Chief Financial Officer Incentive Stock Option 96.92 2011-07-18 4 A 0 5000 96.92 A 2012-07-18 2021-07-18 Common Stock 14200 D Exercisable in five (5) annual cumulative installments of 1,000 shares beginning 2012 /s/ Tracy L. Morris 2011-07-20