-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VCS1eSh+Ow3thY04+CZ5FH/7FEP0fPGqkxfNuVAaWcjBJW9ws6JbsOz106c3RgPW QXxuw7KP9mEHA/KeCkuYlg== 0001010549-10-000823.txt : 20101223 0001010549-10-000823.hdr.sgml : 20101223 20101223122139 ACCESSION NUMBER: 0001010549-10-000823 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101222 FILED AS OF DATE: 20101223 DATE AS OF CHANGE: 20101223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ASHBAUGH WILLIAM M CENTRAL INDEX KEY: 0001182922 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00061 FILM NUMBER: 101271394 MAIL ADDRESS: STREET 1: 12900 PRESTON RD STREET 2: STE 700 CITY: DALLAS STATE: TX ZIP: 75230 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL SOUTHWEST CORP CENTRAL INDEX KEY: 0000017313 IRS NUMBER: 751072796 STATE OF INCORPORATION: TX FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 12900 PRESTON RD STE 700 CITY: DALLAS STATE: TX ZIP: 75230 BUSINESS PHONE: 9722338242 MAIL ADDRESS: STREET 1: 12900 PRESTON RD STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75230 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-12-22 0 0000017313 CAPITAL SOUTHWEST CORP CSWC 0001182922 ASHBAUGH WILLIAM M 12900 PRESTON RD STE 700 DALLAS TX 75230 0 1 0 0 Senior Vice President Common Stock 2010-12-22 4 M 0 5218 65.7 A 5218 D Incentive Stock Option 65.7 2010-12-22 4 M 0 5218 65.7 A 2002-08-27 2011-08-28 Common Stock 6718 1500 D Exercisable in ten (10) annual cumulative installments of 1,500 shares granted 8/27/01. /s/ William M. Ashbaugh 2010-12-23 -----END PRIVACY-ENHANCED MESSAGE-----