-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LxnPgENJVgkQ9h4nvjJ7NIIjaFJnQIBMhz2nyOLGIvetNEKsKkQJ7oUI6aTE7TgM GjfqocecLsR1cYA5qyfvQA== 0001010549-10-000821.txt : 20101222 0001010549-10-000821.hdr.sgml : 20101222 20101222172652 ACCESSION NUMBER: 0001010549-10-000821 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101221 FILED AS OF DATE: 20101222 DATE AS OF CHANGE: 20101222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomas William R III CENTRAL INDEX KEY: 0001369011 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00061 FILM NUMBER: 101269776 MAIL ADDRESS: STREET 1: 12900 PRESTON ROAD STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75230 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL SOUTHWEST CORP CENTRAL INDEX KEY: 0000017313 IRS NUMBER: 751072796 STATE OF INCORPORATION: TX FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 12900 PRESTON RD STE 700 CITY: DALLAS STATE: TX ZIP: 75230 BUSINESS PHONE: 9722338242 MAIL ADDRESS: STREET 1: 12900 PRESTON RD STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75230 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-12-21 0 0000017313 CAPITAL SOUTHWEST CORP CSWC 0001369011 Thomas William R III 12900 PRESTON ROAD SUITE 700 DALLAS TX 75230 0 1 0 0 Vice President Common Stock 2010-12-21 4 G 0 236 106.94 D 11967 D Common Stock 2010-12-21 4 G 0 236 106.94 A 2988 I See footnote On 12/21/10, Mr.Thomas gifted 236 shares to children who share his household. Mr. Thomas retains the voting and investment control over these shares. /s/ William R. Thomas III 2010-12-22 -----END PRIVACY-ENHANCED MESSAGE-----