-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vod6S+NtOacvs4PJyhWoJkuLG6Qy5Wne1swqnX1Li32xDX8/RYM4teb9Pcw5flQN u0A/ucXIM+aiRaE6ulSqzw== 0001010549-09-000704.txt : 20091021 0001010549-09-000704.hdr.sgml : 20091021 20091021125810 ACCESSION NUMBER: 0001010549-09-000704 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091019 FILED AS OF DATE: 20091021 DATE AS OF CHANGE: 20091021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL SOUTHWEST CORP CENTRAL INDEX KEY: 0000017313 IRS NUMBER: 751072796 STATE OF INCORPORATION: TX FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 12900 PRESTON RD STE 700 CITY: DALLAS STATE: TX ZIP: 75230 BUSINESS PHONE: 9722338242 MAIL ADDRESS: STREET 1: 12900 PRESTON RD STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75230 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morris Tracy L. CENTRAL INDEX KEY: 0001441303 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00061 FILM NUMBER: 091129730 MAIL ADDRESS: STREET 1: 12900 PRESTON ROAD, SUITE 700 CITY: DALLAS STATE: TX ZIP: 75230 4 1 cswc4morris102109_ex.xml X0303 4 2009-10-19 0 0000017313 CAPITAL SOUTHWEST CORP CSWC 0001441303 Morris Tracy L. 12900 PRESTON ROAD, SUITE 700 DALLAS TX 75230 0 1 0 0 Chief Financial Officer; Secy Incentive Stock Option 76.74 2009-10-19 4 A 0 5000 76.74 A 2010-10-19 2019-10-19 Common Stock 9200 D Exercisable in five (5) annual cumulative installments of 1,000 shares beginning 2010. /s/ Tracy L. Morris 2009-10-21 -----END PRIVACY-ENHANCED MESSAGE-----