0000017313-25-000128.txt : 20250918 0000017313-25-000128.hdr.sgml : 20250918 20250918093936 ACCESSION NUMBER: 0000017313-25-000128 CONFORMED SUBMISSION TYPE: N-23C-2 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20250911 FILED AS OF DATE: 20250911 DATE AS OF CHANGE: 20250918 EFFECTIVENESS DATE: 20250911 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL SOUTHWEST CORP CENTRAL INDEX KEY: 0000017313 ORGANIZATION NAME: EIN: 751072796 STATE OF INCORPORATION: TX FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: N-23C-2 SEC ACT: 1940 Act SEC FILE NUMBER: 817-00164 FILM NUMBER: 251321969 BUSINESS ADDRESS: STREET 1: 8333 DOUGLAS AVE STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 2142385700 MAIL ADDRESS: STREET 1: 8333 DOUGLAS AVE STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75225 N-23C-2 1 cswc-formnx23cx2reaugust20.htm N-23C-2 Document

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
NOTIFICATION OF REDEMPTION OF SECURITIES PURSUANT TO RULE 23C-2 UNDER THE INVESTMENT COMPANY ACT OF 1940

File No. 814-00061

CAPITAL SOUTHWEST CORPORATION
(Exact Name Of Registrant As Specified In Charter)


8333 Douglas Avenue, Suite 1100
Dallas, Texas 75225
(Address of Principal Executive Offices) (Zip Code)


The undersigned hereby notifies the Securities and Exchange Commission that it intends to redeem securities of which it is the issuer, as set forth below in accordance with the requirements of Rule 23c-2 under the Investment Company Act of 1940, as amended.
 
(1)Title of the class of securities of Capital Southwest Corporation (the “Company”) to be redeemed:

7.75% Notes due 2028 (CUSIP: 12665G 105; Nasdaq: CSWCZ) (the “Notes”).

(2)Date on which the securities are to be redeemed:

The Notes will be redeemed on October 13, 2025.

(3)Applicable provisions of the governing instrument pursuant to which the securities are to be redeemed:

The Notes are to be redeemed pursuant to (i) Article Eleven of the Company’s base indenture, dated as of October 23, 2017 (the “Base Indenture”), by and between the Company and U.S. Bank Trust Company, National Association (as successor in interest to U.S. Bank National Association) (“U.S. Bank”), as trustee (the “Indenture”), and (ii) Section 1.01(h) of the Fifth Supplemental Indenture, dated as of June 14, 2023, by and between the Company and U.S. Bank, as trustee (the “Fifth Supplemental Indenture” and together with the Base Indenture, the “Indenture”).

(4)The principal amount or number of shares and the basis upon which the securities to be redeemed are to be selected:

The Company will redeem, in full, $71,875,000 in aggregate principal amount of the issued and outstanding Notes pursuant to the terms of the Indenture.

 
    


SIGNATURES

Pursuant to the requirements of Rule 23c-2 under the Investment Company Act of 1940, as amended, the Company has duly caused this Notice of Intention to Redeem Securities to be signed on its behalf by the undersigned on this 11th day of September, 2025.
Capital Southwest Corporation
By:
/s/ Michael S. Sarner
Name: Michael S. Sarner
Title:   President and Chief Executive Officer