0000017313-25-000114.txt : 20250909 0000017313-25-000114.hdr.sgml : 20250909 20250909161503 ACCESSION NUMBER: 0000017313-25-000114 CONFORMED SUBMISSION TYPE: 497AD PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20250909 DATE AS OF CHANGE: 20250909 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL SOUTHWEST CORP CENTRAL INDEX KEY: 0000017313 ORGANIZATION NAME: EIN: 751072796 STATE OF INCORPORATION: TX FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 497AD SEC ACT: 1933 Act SEC FILE NUMBER: 333-282873 FILM NUMBER: 251303328 BUSINESS ADDRESS: STREET 1: 8333 DOUGLAS AVE STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 2142385700 MAIL ADDRESS: STREET 1: 8333 DOUGLAS AVE STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75225 497AD 1 cswc-bloombergannouncement.htm 497AD Document
Filed pursuant to Rule 497(a)
File No. 333-282873
Rule 482ad

[TEXT OF COMMUNICATION SENT VIA BLOOMBERG]


*** Priced: Capital Southwest Corp (CSWC) ***
BenchmarkT 3 ⅝ 08/31/30
Spread to Benchmark+250bps
Benchmark Price100-03
Benchmark Yield3.604%
Re-offer Yield6.104%
Re-offer Price99.345
Coupon5.950%
First PayMar 18, 2026
Optional RedemptionMake Whole Call: T + 40
Par Call: 1 month(s) prior to maturity
Change of ControlPut @ 100%

*** Priced: Capital Southwest Corp (CSWC) ***
Total SizeUSD 350MM
Tenor5 Year
Tranche SizeUSD 350MM
Spread to BenchmarkT +250bps

*** Guidance: Capital Southwest Corp (CSWC) ***
GuidanceT + 250bps (the #)
-----------------------------------------------------------
Issuer/TickerCapital Southwest Corporation (CSWC)
Expected Ratings*Moody's: Baa3 (Stable)
Fitch: BBB- (Stable)
FormatSEC Registered
RankingSenior Unsecured
Tenor 5-Year
Size$300mm
IPTsT+265 bps Area
Settlement**T+7 (September 18, 2025)
Coupon TypeFixed
Maturity DateSeptember 18, 2030
Change of ControlYes, 100% (See Red)
Active Book Runner(s)DB (B&D), ING, MS, SMBC, WFS
Use of ProceedsRepay outstanding indebtedness
Marketing
Direct link: https://www.netroadshow.com/nrs/home/#!/?show=66bf938b
Link: www.netroadshow.com | Entry Code: CSWC2025
Option RedemptionMake Whole Call
1-Month Par Call
Denominations2,000 x 1,000
CUSIP / ISIN140501AF4 / US140501AF43


TimingToday's Business
Sales into Canada
Yes – via Exemption
 
 
* Note: A securities rating is not a recommendation to buy, sell or hold securities and may be subject to revision or withdrawal at any time. The ratings are subject to revision or withdrawal at any time by Moody’s or Fitch. Each of the security ratings above should be evaluated independently of any other security rating.
 
** Under Rule 15c6-1 of the Securities Exchange Act of 1934, trades in the secondary market generally are required to settle in one business day, unless the parties to such trade expressly agree otherwise at the time of the trade. Accordingly, purchasers who wish to trade the Notes prior to the date of delivery of the Notes will be required, by virtue of the fact that the Notes initially will settle in seven business days (T+7), to specify alternative settlement arrangements to prevent a failed settlement.
 
Investors are advised to carefully consider the investment objectives, risks, charges and expenses of Capital Southwest Corporation before investing. A shelf registration statement relating to these securities is on file with the Securities and Exchange Commission (the “SEC”) for the offering to which this communication relates. Before you invest, you should read the preliminary prospectus supplement relating to this offering, together with the accompanying prospectus, filed with the SEC and other documents Capital Southwest Corporation has filed with the SEC for more complete information about Capital Southwest Corporation and this offering. The information in the preliminary prospectus supplement and the accompanying prospectus, and in this announcement, is not complete and may be changed.
 
The offering may be made only by means of a preliminary prospectus supplement and an accompanying prospectus. You may obtain these documents for free by visiting EDGAR on the SEC website at www.sec.gov. Alternatively, the issuer, any underwriter or any dealer participating in the offering will arrange to send you the preliminary prospectus supplement and the accompanying prospectus if you request them by calling Deutsche Bank Securities Inc. toll-free at +1-800-503-4611, ING New York Toll Free: +1 (877) 446-4930, Morgan Stanley & Co. LLC toll-free at 1-866-718-1649, SMBC Nikko Securities America, Inc. toll-free at +1 (888) 868-6856, or Wells Fargo Securities, LLC toll-free at +1 (800) 645-3751.
 
The preliminary prospectus supplement, the accompanying prospectus and this announcement do not constitute offers to sell or the solicitation of offers to buy nor will there be any sale of the securities referred to in this announcement in any state or jurisdiction in which such offer, solicitation or sale would be unlawful prior to the registration or qualification under the securities laws of such state or jurisdiction.
 
ANY DISCLAIMERS OR OTHER NOTICES THAT MAY APPEAR AFTER THIS MESSAGE ARE NOT APPLICABLE TO THIS COMMUNICATION AND SHOULD BE DISREGARDED. SUCH DISCLAIMERS OR OTHER NOTICES WERE AUTOMATICALLY GENERATED AS A RESULT OF THIS COMMUNICATION BEING SENT VIA BLOOMBERG OR ANOTHER EMAIL SYSTEM