Security Type | Security Class Title | Fee Calculation or Carry Forward Rule | Amount Being Registered | Proposed Maximum Offering Price Per Unit | Proposed Maximum Aggregate Offering Price | Fee Rate | Amount of Registration Fee | Carry Forward Form Type | Carry Forward File Number | Carry Forward Initial Effective Date | Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Fees to be Paid | Equity | Common Stock, $0.25 par value | Rule 456(b) and Rule 457(r) (1) | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Fees to be Paid | Debt | Debt Securities | Rule 456(b) and Rule 457(r) (1) | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Fees Previously Paid | N/A | N/A | N/A | N/A | N/A | N/A | N/A | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Carry Forward Securities | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Carry Forward Securities | Equity | Common Stock, $0.25 par value | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Carry Forward Securities | Debt | Debt Securities | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Carry Forward Securities (2) | Unallocated (Universal) Shelf | Unallocated (Universal) Shelf(2) | $636,599,625 | N-2 | 333-259455 | October 29, 2021 | $69,453.02 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Total Offering Amount | N/A | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Total Fees Previously Paid | N/A | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Total Fee Offsets | N/A | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Net Fee Due | $0.00 |
(1) | In accordance with Rule 456(b) and Rule 457(r) promulgated under the Securities Act of 1933, as amended (the “Securities Act”), Capital Southwest Corporation (the “Registrant”) is deferring payment of all of the registration fees. | ||||
(2) | Pursuant to Rule 415(a)(6) under the Securities Act, this Registration Statement includes $636,599,625 of unsold securities of the Registrant that were previously registered on the Registrant’s Registration Statement on Form N-2 (File No. 333-259455) (the “Unsold Securities”), which was initially filed with the Securities and Exchange Commission (the “SEC”) on September 10, 2021, as amended on October 27, 2021, and declared effective by the SEC on October 29, 2021 (the “Prior Registration Statement”). The Registrant previously paid a filing fee in the aggregate of $69,453.02 relating to the Unsold Securities. Pursuant to Rule 415(a)(6), the offering of the Unsold Securities registered under the Prior Registration Statement will be deemed terminated as of the effective date of this Registration Statement. | ||||