0000017313-23-000139.txt : 20231116
0000017313-23-000139.hdr.sgml : 20231116
20231116161009
ACCESSION NUMBER: 0000017313-23-000139
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231115
FILED AS OF DATE: 20231116
DATE AS OF CHANGE: 20231116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DIEHL BOWEN S
CENTRAL INDEX KEY: 0001602998
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00061
FILM NUMBER: 231414688
MAIL ADDRESS:
STREET 1: 12900 PRESTON ROAD
STREET 2: SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75230
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL SOUTHWEST CORP
CENTRAL INDEX KEY: 0000017313
IRS NUMBER: 751072796
STATE OF INCORPORATION: TX
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 8333 DOUGLAS AVE
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75225
BUSINESS PHONE: 2142385700
MAIL ADDRESS:
STREET 1: 8333 DOUGLAS AVE
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75225
4
1
wk-form4_1700168993.xml
FORM 4
X0508
4
2023-11-15
0
0000017313
CAPITAL SOUTHWEST CORP
CSWC
0001602998
DIEHL BOWEN S
C/O CAPITAL SOUTHWEST CORPORATION
8333 DOUGLAS AVE, SUITE 1100
DALLAS
TX
75225
1
1
0
0
President and CEO
0
Common Stock
2023-11-15
4
F
0
2213
22.17
D
234639
D
Common Stock
374481
I
By PHC Investments, LLC
Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.
PHC Investments, LLC is fifty percent owned by the reporting person and fifty percent owned by his spouse.
/s/ Bowen S. Diehl
2023-11-16