0000017313-23-000135.txt : 20231116
0000017313-23-000135.hdr.sgml : 20231116
20231116160720
ACCESSION NUMBER: 0000017313-23-000135
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231115
FILED AS OF DATE: 20231116
DATE AS OF CHANGE: 20231116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Weinstein Joshua S.
CENTRAL INDEX KEY: 0001858765
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00061
FILM NUMBER: 231414653
MAIL ADDRESS:
STREET 1: C/O CAPITAL SOUTHWEST CORPORATION
STREET 2: 5400 LYNDON B JOHNSON FREEWAY, SUITE 130
CITY: DALLAS
STATE: TX
ZIP: 75240
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL SOUTHWEST CORP
CENTRAL INDEX KEY: 0000017313
IRS NUMBER: 751072796
STATE OF INCORPORATION: TX
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 8333 DOUGLAS AVE
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75225
BUSINESS PHONE: 2142385700
MAIL ADDRESS:
STREET 1: 8333 DOUGLAS AVE
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75225
4
1
wk-form4_1700168821.xml
FORM 4
X0508
4
2023-11-15
0
0000017313
CAPITAL SOUTHWEST CORP
CSWC
0001858765
Weinstein Joshua S.
C/O CAPITAL SOUTHWEST CORPORATION
8333 DOUGLAS AVE, SUITE 1100
DALLAS
TX
75225
0
1
0
0
Senior Managing Director
0
Common Stock
2023-11-15
4
F
0
1131
22.17
D
216167
D
Common Stock
500
I
Held by the reporting person's son
Common Stock
400
I
Held by the reporting person's daughter
Common Stock
650
I
Held by reporting person's son
Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.
/s/ Joshua S. Weinstein
2023-11-16