0000017313-23-000091.txt : 20230811 0000017313-23-000091.hdr.sgml : 20230811 20230811170627 ACCESSION NUMBER: 0000017313-23-000091 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230810 FILED AS OF DATE: 20230811 DATE AS OF CHANGE: 20230811 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brooks David R CENTRAL INDEX KEY: 0001573461 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00061 FILM NUMBER: 231165104 MAIL ADDRESS: STREET 1: 1600 REDBUD BOULEVARD STREET 2: SUITE 400 CITY: MCKINNEY STATE: TX ZIP: 75069 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL SOUTHWEST CORP CENTRAL INDEX KEY: 0000017313 IRS NUMBER: 751072796 STATE OF INCORPORATION: TX FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 8333 DOUGLAS AVE STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 2142385700 MAIL ADDRESS: STREET 1: 8333 DOUGLAS AVE STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75225 4 1 wf-form4_169178797393369.xml FORM 4 X0508 4 2023-08-10 0 0000017313 CAPITAL SOUTHWEST CORP CSWC 0001573461 Brooks David R C/O CAPITAL SOUTHWEST CORPORATION 8333 DOUGLAS AVE, SUITE 1100 DALLAS TX 75225 1 0 0 0 0 Common Stock 2023-08-10 4 A 0 2240 0 A 36661 D Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan /s/ David R. Brooks 2023-08-11