0000017313-23-000086.txt : 20230811
0000017313-23-000086.hdr.sgml : 20230811
20230811165853
ACCESSION NUMBER: 0000017313-23-000086
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230810
FILED AS OF DATE: 20230811
DATE AS OF CHANGE: 20230811
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thomas William R III
CENTRAL INDEX KEY: 0001369011
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00061
FILM NUMBER: 231164985
MAIL ADDRESS:
STREET 1: 12900 PRESTON ROAD
STREET 2: SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75230
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL SOUTHWEST CORP
CENTRAL INDEX KEY: 0000017313
IRS NUMBER: 751072796
STATE OF INCORPORATION: TX
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 8333 DOUGLAS AVE
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75225
BUSINESS PHONE: 2142385700
MAIL ADDRESS:
STREET 1: 8333 DOUGLAS AVE
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75225
4
1
wf-form4_169178751946300.xml
FORM 4
X0508
4
2023-08-10
0
0000017313
CAPITAL SOUTHWEST CORP
CSWC
0001369011
Thomas William R III
C/O CAPITAL SOUTHWEST CORPORATION
8333 DOUGLAS AVE, SUITE 1100
DALLAS
TX
75225
1
0
0
0
0
Common Stock
2023-08-10
4
A
0
2240
0
A
12878
D
Common Stock
6000
I
Held by the reporting person's son
Common Stock
6000
I
Held by reporting person's son
Common Stock
571939
I
See Footnote
Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan
Mr. Thomas is President and sole manager of Thomas Heritage Company, L.L.C., the sole general partner of Thomas Heritage Partners, Ltd. (the "Partnership"). In such capacity, Mr. Thomas has sole voting and dispositive power with respect to 571,939 shares owned by the Partnership.
/s/ William R. Thomas
2023-08-11