0000017313-22-000100.txt : 20221103 0000017313-22-000100.hdr.sgml : 20221103 20221103172343 ACCESSION NUMBER: 0000017313-22-000100 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221103 FILED AS OF DATE: 20221103 DATE AS OF CHANGE: 20221103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BATTIST CHRISTINE CENTRAL INDEX KEY: 0001563284 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00061 FILM NUMBER: 221359214 MAIL ADDRESS: STREET 1: 601 CARLSON PARKWAY STREET 2: SUITE 250 CITY: MINNETONKA STATE: MN ZIP: 55305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL SOUTHWEST CORP CENTRAL INDEX KEY: 0000017313 IRS NUMBER: 751072796 STATE OF INCORPORATION: TX FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 8333 DOUGLAS AVE STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 2142385700 MAIL ADDRESS: STREET 1: 8333 DOUGLAS AVE STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75225 4 1 wf-form4_166751060553048.xml FORM 4 X0306 4 2022-11-03 0 0000017313 CAPITAL SOUTHWEST CORP CSWC 0001563284 BATTIST CHRISTINE C/O CAPITAL SOUTHWEST CORPORATION 8333 DOUGLAS AVE, SUITE 1100 DALLAS TX 75225 1 0 0 0 Common Stock 2022-11-03 4 P 0 510 18.9899 A 2931 I By Trust Common Stock 8248 D The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.965 to $19.01, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Shares held by Trust Agreement of Christine Sue Battist dated August 13, 2007. /s/ Christine S. Battist 2022-11-03