0000017313-22-000081.txt : 20220812 0000017313-22-000081.hdr.sgml : 20220812 20220812161208 ACCESSION NUMBER: 0000017313-22-000081 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220810 FILED AS OF DATE: 20220812 DATE AS OF CHANGE: 20220812 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BATTIST CHRISTINE CENTRAL INDEX KEY: 0001563284 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00061 FILM NUMBER: 221160196 MAIL ADDRESS: STREET 1: 601 CARLSON PARKWAY STREET 2: SUITE 250 CITY: MINNETONKA STATE: MN ZIP: 55305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL SOUTHWEST CORP CENTRAL INDEX KEY: 0000017313 IRS NUMBER: 751072796 STATE OF INCORPORATION: TX FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 8333 DOUGLAS AVE STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 2142385700 MAIL ADDRESS: STREET 1: 8333 DOUGLAS AVE STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75225 4 1 wf-form4_166033510985615.xml FORM 4 X0306 4 2022-08-10 0 0000017313 CAPITAL SOUTHWEST CORP CSWC 0001563284 BATTIST CHRISTINE C/O CAPITAL SOUTHWEST CORPORATION 8333 DOUGLAS AVE, SUITE 1100 DALLAS TX 75225 1 0 0 0 Common Stock 2022-08-10 4 A 0 2421 0 A 2421 I By Trust Common Stock 8248 D Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan. Shares held by Trust Agreement of Christine Sue Battist dated August 13, 2007. /s/ Christine S. Battist 2022-08-12