0000017313-22-000079.txt : 20220812 0000017313-22-000079.hdr.sgml : 20220812 20220812161004 ACCESSION NUMBER: 0000017313-22-000079 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220810 FILED AS OF DATE: 20220812 DATE AS OF CHANGE: 20220812 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomas William R III CENTRAL INDEX KEY: 0001369011 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00061 FILM NUMBER: 221160151 MAIL ADDRESS: STREET 1: 12900 PRESTON ROAD STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75230 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL SOUTHWEST CORP CENTRAL INDEX KEY: 0000017313 IRS NUMBER: 751072796 STATE OF INCORPORATION: TX FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 8333 DOUGLAS AVE STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 2142385700 MAIL ADDRESS: STREET 1: 8333 DOUGLAS AVE STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75225 4 1 wf-form4_166033498763438.xml FORM 4 X0306 4 2022-08-10 0 0000017313 CAPITAL SOUTHWEST CORP CSWC 0001369011 Thomas William R III C/O CAPITAL SOUTHWEST CORPORATION 8333 DOUGLAS AVE, SUITE 1100 DALLAS TX 75225 1 0 0 0 Common Stock 2022-08-10 4 A 0 2421 0 A 10638 D Common Stock 6000 I Held by the reporting person's son Common Stock 6000 I Held by reporting person's son Common Stock 571939 I See Footnote Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan. Mr. Thomas is President and sole manager of Thomas Heritage Company, L.L.C., the sole general partner of Thomas Heritage Partners, Ltd. (the "Partnership"). In such capacity, Mr. Thomas has sole voting and dispositive power with respect to 571,939 shares owned by the Partnership. /s/ William R. Thomas 2022-08-12