0000017313-22-000053.txt : 20220610
0000017313-22-000053.hdr.sgml : 20220610
20220610183141
ACCESSION NUMBER: 0000017313-22-000053
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220610
FILED AS OF DATE: 20220610
DATE AS OF CHANGE: 20220610
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sarner Michael Scott
CENTRAL INDEX KEY: 0001648742
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00061
FILM NUMBER: 221010251
MAIL ADDRESS:
STREET 1: 5400 LYNDON B. JOHNSON FREEWAY
STREET 2: SUITE 1300
CITY: DALLAS
STATE: TX
ZIP: 75240
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL SOUTHWEST CORP
CENTRAL INDEX KEY: 0000017313
IRS NUMBER: 751072796
STATE OF INCORPORATION: TX
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 8333 DOUGLAS AVE
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75225
BUSINESS PHONE: 2142385700
MAIL ADDRESS:
STREET 1: 8333 DOUGLAS AVE
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75225
4
1
wf-form4_165490028465996.xml
FORM 4
X0306
4
2022-06-10
0
0000017313
CAPITAL SOUTHWEST CORP
CSWC
0001648742
Sarner Michael Scott
C/O CAPITAL SOUTHWEST CORPORATION
8333 DOUGLAS AVE, SUITE 1100
DALLAS
TX
75225
0
1
0
0
Chief Financial Officer
Common Stock
2022-06-10
4
A
0
43990
0
A
321307.704
D
Common Stock
2022-06-10
4
F
0
7945
21.62
D
313362.704
D
Shares issued under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan.
Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.
/s/ Michael Scott Sarner
2022-06-10