0000017313-21-000197.txt : 20211117
0000017313-21-000197.hdr.sgml : 20211117
20211117161027
ACCESSION NUMBER: 0000017313-21-000197
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211115
FILED AS OF DATE: 20211117
DATE AS OF CHANGE: 20211117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sarner Michael Scott
CENTRAL INDEX KEY: 0001648742
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00061
FILM NUMBER: 211420724
MAIL ADDRESS:
STREET 1: 5400 LYNDON B. JOHNSON FREEWAY
STREET 2: SUITE 1300
CITY: DALLAS
STATE: TX
ZIP: 75240
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL SOUTHWEST CORP
CENTRAL INDEX KEY: 0000017313
IRS NUMBER: 751072796
STATE OF INCORPORATION: TX
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 5400 LYNDON B. JOHNSON FREEWAY
STREET 2: SUITE 1300
CITY: DALLAS
STATE: TX
ZIP: 75240
BUSINESS PHONE: 2142385700
MAIL ADDRESS:
STREET 1: 5400 LYNDON B. JOHNSON FREEWAY
STREET 2: SUITE 1300
CITY: DALLAS
STATE: TX
ZIP: 75240
4
1
wf-form4_163718340935225.xml
FORM 4
X0306
4
2021-11-15
0
0000017313
CAPITAL SOUTHWEST CORP
CSWC
0001648742
Sarner Michael Scott
C/O CAPITAL SOUTHWEST CORPORATION
5400 LYNDON B. JOHNSON FWY, SUITE 1300
DALLAS
TX
75240
0
1
0
0
Chief Financial Officer
Common Stock
2021-11-15
4
F
0
9974
27.38
D
277317.704
D
Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.
/s/ Michael Scott Sarner
2021-11-17