0000017313-21-000191.txt : 20211109
0000017313-21-000191.hdr.sgml : 20211109
20211109160559
ACCESSION NUMBER: 0000017313-21-000191
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211109
FILED AS OF DATE: 20211109
DATE AS OF CHANGE: 20211109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sarner Michael Scott
CENTRAL INDEX KEY: 0001648742
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00061
FILM NUMBER: 211392074
MAIL ADDRESS:
STREET 1: 5400 LYNDON B. JOHNSON FREEWAY
STREET 2: SUITE 1300
CITY: DALLAS
STATE: TX
ZIP: 75240
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL SOUTHWEST CORP
CENTRAL INDEX KEY: 0000017313
IRS NUMBER: 751072796
STATE OF INCORPORATION: TX
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 5400 LYNDON B. JOHNSON FREEWAY
STREET 2: SUITE 1300
CITY: DALLAS
STATE: TX
ZIP: 75240
BUSINESS PHONE: 2142385700
MAIL ADDRESS:
STREET 1: 5400 LYNDON B. JOHNSON FREEWAY
STREET 2: SUITE 1300
CITY: DALLAS
STATE: TX
ZIP: 75240
4
1
wf-form4_163649192975842.xml
FORM 4
X0306
4
2021-11-09
0
0000017313
CAPITAL SOUTHWEST CORP
CSWC
0001648742
Sarner Michael Scott
C/O CAPITAL SOUTHWEST CORPORATION
5400 LYNDON B. JOHNSON FWY, SUITE 1300
DALLAS
TX
75240
0
1
0
0
Chief Financial Officer
Common Stock
2021-11-09
4
P
0
3354.704
26.828
A
287291.704
D
The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $26.77 to $26.8282, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
/s/ Michael Scott Sarner
2021-11-09