0000017313-21-000152.txt : 20210928 0000017313-21-000152.hdr.sgml : 20210928 20210928164000 ACCESSION NUMBER: 0000017313-21-000152 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210928 FILED AS OF DATE: 20210928 DATE AS OF CHANGE: 20210928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BATTIST CHRISTINE CENTRAL INDEX KEY: 0001563284 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00061 FILM NUMBER: 211287595 MAIL ADDRESS: STREET 1: 601 CARLSON PARKWAY STREET 2: SUITE 250 CITY: MINNETONKA STATE: MN ZIP: 55305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL SOUTHWEST CORP CENTRAL INDEX KEY: 0000017313 IRS NUMBER: 751072796 STATE OF INCORPORATION: TX FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 5400 LYNDON B. JOHNSON FREEWAY STREET 2: SUITE 1300 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 2142385700 MAIL ADDRESS: STREET 1: 5400 LYNDON B. JOHNSON FREEWAY STREET 2: SUITE 1300 CITY: DALLAS STATE: TX ZIP: 75240 4 1 wf-form4_163286158478381.xml FORM 4 X0306 4 2021-09-28 0 0000017313 CAPITAL SOUTHWEST CORP CSWC 0001563284 BATTIST CHRISTINE C/O CAPITAL SOUTHWEST CORPORATION 5400 LYNDON B JOHNSON FWY STE 1300 DALLAS TX 75240 1 0 0 0 Common Stock 2021-09-28 4 P 0 700 25.40 A 7459 D /s/ Christine S. Battist 2021-09-28