0000017313-21-000145.txt : 20210910 0000017313-21-000145.hdr.sgml : 20210910 20210910160439 ACCESSION NUMBER: 0000017313-21-000145 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210909 FILED AS OF DATE: 20210910 DATE AS OF CHANGE: 20210910 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BATTIST CHRISTINE CENTRAL INDEX KEY: 0001563284 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00061 FILM NUMBER: 211247108 MAIL ADDRESS: STREET 1: 601 CARLSON PARKWAY STREET 2: SUITE 250 CITY: MINNETONKA STATE: MN ZIP: 55305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL SOUTHWEST CORP CENTRAL INDEX KEY: 0000017313 IRS NUMBER: 751072796 STATE OF INCORPORATION: TX FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 5400 LYNDON B. JOHNSON FREEWAY STREET 2: SUITE 1300 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 2142385700 MAIL ADDRESS: STREET 1: 5400 LYNDON B. JOHNSON FREEWAY STREET 2: SUITE 1300 CITY: DALLAS STATE: TX ZIP: 75240 4 1 wf-form4_163130426565225.xml FORM 4 X0306 4 2021-09-09 0 0000017313 CAPITAL SOUTHWEST CORP CSWC 0001563284 BATTIST CHRISTINE C/O CAPITAL SOUTHWEST CORPORATION 5400 LYNDON B JOHNSON FWY STE 1300 DALLAS TX 75240 1 0 0 0 Common Stock 2021-09-09 4 P 0 568 27.754 A 6759 D The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.7395 to $27.76, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. /s/ Christine S. Battist 2021-09-10