0000017313-21-000136.txt : 20210831 0000017313-21-000136.hdr.sgml : 20210831 20210831163051 ACCESSION NUMBER: 0000017313-21-000136 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210831 FILED AS OF DATE: 20210831 DATE AS OF CHANGE: 20210831 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morgan Thomas Duane CENTRAL INDEX KEY: 0001391130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00061 FILM NUMBER: 211227380 MAIL ADDRESS: STREET 1: 9800 RICHMOND AVE STREET 2: SUITE 305 CITY: HOUSTON STATE: TX ZIP: 77042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL SOUTHWEST CORP CENTRAL INDEX KEY: 0000017313 IRS NUMBER: 751072796 STATE OF INCORPORATION: TX FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 5400 LYNDON B. JOHNSON FREEWAY STREET 2: SUITE 1300 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 2142385700 MAIL ADDRESS: STREET 1: 5400 LYNDON B. JOHNSON FREEWAY STREET 2: SUITE 1300 CITY: DALLAS STATE: TX ZIP: 75240 4 1 wf-form4_163044183076980.xml FORM 4 X0306 4 2021-08-31 0 0000017313 CAPITAL SOUTHWEST CORP CSWC 0001391130 Morgan Thomas Duane C/O CAPITAL SOUTHWEST CORPORATION 5400 LYNDON B. JOHNSON FWY, SUITE 1300 DALLAS TX 75240 1 0 0 0 Common Stock 2021-08-31 4 P 0 381 26.39 A 4776 D Common Stock 20045 I By Morgan Family Trust /s/ Thomas Duane Morgan 2021-08-31