0000017313-20-000043.txt : 20200326 0000017313-20-000043.hdr.sgml : 20200326 20200326164148 ACCESSION NUMBER: 0000017313-20-000043 CONFORMED SUBMISSION TYPE: N-23C-2/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200326 FILED AS OF DATE: 20200326 DATE AS OF CHANGE: 20200326 EFFECTIVENESS DATE: 20200326 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL SOUTHWEST CORP CENTRAL INDEX KEY: 0000017313 IRS NUMBER: 751072796 STATE OF INCORPORATION: TX FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: N-23C-2/A SEC ACT: 1940 Act SEC FILE NUMBER: 817-00164 FILM NUMBER: 20746605 BUSINESS ADDRESS: STREET 1: 5400 LYNDON B. JOHNSON FREEWAY STREET 2: SUITE 1300 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 2142385700 MAIL ADDRESS: STREET 1: 5400 LYNDON B. JOHNSON FREEWAY STREET 2: SUITE 1300 CITY: DALLAS STATE: TX ZIP: 75240 N-23C-2/A 1 formn-23cx2a.htm N-23C-2/A Document


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
NOTIFICATION OF REDEMPTION OF SECURITIES PURSUANT TO RULE 23C-2 UNDER THE INVESTMENT COMPANY ACT OF 1940
(Amendment No. 1)

File No. 814-00061

CAPITAL SOUTHWEST CORPORATION
(Exact Name Of Registrant As Specified In Charter)


5400 Lyndon B. Johnson Freeway, Suite 1300
Dallas, Texas 75240
(Address of Principal Executive Offices) (Zip Code)


This Amendment No. 1 to the Notice of Intention to Redeem Securities is being filed by Capital Southwest Corporation (the "Company") as an amendment to the Notice of Intention to Redeem Securities that the Company filed with the Securities and Exchange Commission (the "SEC") on February 27, 2020. The undersigned hereby notifies the SEC that it has rescinded its redemption notice of the Notes (as defined below), and no longer intends to redeem $35,000,000 in aggregate principal amount of the $77,136,175 in aggregate principal amount of issued and outstanding Notes.
 
(1)
Title of the class of securities of the Company that was to be redeemed:

5.95% Notes due 2022 (CUSIP: 140501 206; NASDAQ: CSWCL) (the "Notes").


 
    






SIGNATURES

Pursuant to the requirements of Rule 23c-2 under the Investment Company Act of 1940, as amended, the Company has duly caused this Amendment No. 1 to the Notice of Intention to Redeem Securities to be signed on its behalf by the undersigned on this 26th day of March, 2020.
 
 
 
 
 
Capital Southwest Corporation
 
 
 
 
By:
/s/ Bowen S. Diehl
 
 
Name: Bowen S. Diehl
 
 
Title:   Chief Executive Officer and President