<SEC-DOCUMENT>0000017313-19-000111-index.html : 20191209 <SEC-HEADER>0000017313-19-000111.hdr.sgml : 20191209 <ACCEPTANCE-DATETIME>20191209171257 ACCESSION NUMBER: 0000017313-19-000111 CONFORMED SUBMISSION TYPE: 40-17G PUBLIC DOCUMENT COUNT: 43 FILED AS OF DATE: 20191209 DATE AS OF CHANGE: 20191209 EFFECTIVENESS DATE: 20191209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL SOUTHWEST CORP CENTRAL INDEX KEY: 0000017313 IRS NUMBER: 751072796 STATE OF INCORPORATION: TX FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 40-17G SEC ACT: 1940 Act SEC FILE NUMBER: 814-00061 FILM NUMBER: 191275963 BUSINESS ADDRESS: STREET 1: 5400 LYNDON B. JOHNSON FREEWAY STREET 2: SUITE 1300 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 2142385700 MAIL ADDRESS: STREET 1: 5400 LYNDON B. JOHNSON FREEWAY STREET 2: SUITE 1300 CITY: DALLAS STATE: TX ZIP: 75240 </SEC-HEADER> <DOCUMENT> <TYPE>40-17G <SEQUENCE>1 <FILENAME>a201940-17g.htm <DESCRIPTION>40-17G <TEXT> Document 1 - file: a201940-17g.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>2 <FILENAME>exhibit991fidelitybond2019.htm <DESCRIPTION>EXHIBIT 99.1 <TEXT> Document 2 - file: exhibit991fidelitybond2019.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.2 <SEQUENCE>3 <FILENAME>bondpolicycombined.htm <DESCRIPTION>EXHIBIT 99.2 <TEXT> Document 3 - file: bondpolicycombined.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>4 <FILENAME>bondpolicycombined001.jpg <TEXT> Document 4 - file: bondpolicycombined001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>5 <FILENAME>bondpolicycombined002.jpg <TEXT> Document 5 - file: bondpolicycombined002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>6 <FILENAME>bondpolicycombined003.jpg <TEXT> Document 6 - file: bondpolicycombined003.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>bondpolicycombined004.jpg <TEXT> Document 7 - file: bondpolicycombined004.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>bondpolicycombined005.jpg <TEXT> Document 8 - file: bondpolicycombined005.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>bondpolicycombined006.jpg <TEXT> Document 9 - file: bondpolicycombined006.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>bondpolicycombined007.jpg <TEXT> Document 10 - file: bondpolicycombined007.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>bondpolicycombined008.jpg <TEXT> Document 11 - file: bondpolicycombined008.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>12 <FILENAME>bondpolicycombined009.jpg <TEXT> Document 12 - file: bondpolicycombined009.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>13 <FILENAME>bondpolicycombined010.jpg <TEXT> Document 13 - file: bondpolicycombined010.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>14 <FILENAME>bondpolicycombined011.jpg <TEXT> Document 14 - file: bondpolicycombined011.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>15 <FILENAME>bondpolicycombined012.jpg <TEXT> Document 15 - file: bondpolicycombined012.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>16 <FILENAME>bondpolicycombined013.jpg <TEXT> Document 16 - file: bondpolicycombined013.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>17 <FILENAME>bondpolicycombined014.jpg <TEXT> Document 17 - file: bondpolicycombined014.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>18 <FILENAME>bondpolicycombined015.jpg <TEXT> Document 18 - file: bondpolicycombined015.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>19 <FILENAME>bondpolicycombined016.jpg <TEXT> Document 19 - file: bondpolicycombined016.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>20 <FILENAME>bondpolicycombined017.jpg <TEXT> Document 20 - file: bondpolicycombined017.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>21 <FILENAME>bondpolicycombined018.jpg <TEXT> Document 21 - file: bondpolicycombined018.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>22 <FILENAME>bondpolicycombined019.jpg <TEXT> Document 22 - file: bondpolicycombined019.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>23 <FILENAME>bondpolicycombined020.jpg <TEXT> Document 23 - file: bondpolicycombined020.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>24 <FILENAME>bondpolicycombined021.jpg <TEXT> Document 24 - file: bondpolicycombined021.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>25 <FILENAME>bondpolicycombined022.jpg <TEXT> Document 25 - file: bondpolicycombined022.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>26 <FILENAME>bondpolicycombined023.jpg <TEXT> Document 26 - file: bondpolicycombined023.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>27 <FILENAME>bondpolicycombined024.jpg <TEXT> Document 27 - file: bondpolicycombined024.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>28 <FILENAME>bondpolicycombined025.jpg <TEXT> Document 28 - file: bondpolicycombined025.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>29 <FILENAME>bondpolicycombined026.jpg <TEXT> Document 29 - file: bondpolicycombined026.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>30 <FILENAME>bondpolicycombined027.jpg <TEXT> Document 30 - file: bondpolicycombined027.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>31 <FILENAME>bondpolicycombined028.jpg <TEXT> Document 31 - file: bondpolicycombined028.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>32 <FILENAME>bondpolicycombined029.jpg <TEXT> Document 32 - file: bondpolicycombined029.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>33 <FILENAME>bondpolicycombined030.jpg <TEXT> Document 33 - file: bondpolicycombined030.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>34 <FILENAME>bondpolicycombined031.jpg <TEXT> Document 34 - file: bondpolicycombined031.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>35 <FILENAME>bondpolicycombined032.jpg <TEXT> Document 35 - file: bondpolicycombined032.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>36 <FILENAME>bondpolicycombined033.jpg <TEXT> Document 36 - file: bondpolicycombined033.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>37 <FILENAME>bondpolicycombined034.jpg <TEXT> Document 37 - file: bondpolicycombined034.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>38 <FILENAME>bondpolicycombined035.jpg <TEXT> Document 38 - file: bondpolicycombined035.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>39 <FILENAME>bondpolicycombined036.jpg <TEXT> Document 39 - file: bondpolicycombined036.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>40 <FILENAME>bondpolicycombined037.jpg <TEXT> Document 40 - file: bondpolicycombined037.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>41 <FILENAME>bondpolicycombined038.jpg <TEXT> Document 41 - file: bondpolicycombined038.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>42 <FILENAME>bondpolicycombined039.jpg <TEXT> Document 42 - file: bondpolicycombined039.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>43 <FILENAME>bondpolicycombined040.jpg <TEXT> Document 43 - file: bondpolicycombined040.jpg
</DOCUMENT> </SEC-DOCUMENT>