0000017313-19-000078.txt : 20190924 0000017313-19-000078.hdr.sgml : 20190924 20190924101811 ACCESSION NUMBER: 0000017313-19-000078 CONFORMED SUBMISSION TYPE: 497AD PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20190924 DATE AS OF CHANGE: 20190924 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL SOUTHWEST CORP CENTRAL INDEX KEY: 0000017313 IRS NUMBER: 751072796 STATE OF INCORPORATION: TX FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 497AD SEC ACT: 1933 Act SEC FILE NUMBER: 333-232492 FILM NUMBER: 191109517 BUSINESS ADDRESS: STREET 1: 5400 LYNDON B. JOHNSON FREEWAY STREET 2: SUITE 1300 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 2142385700 MAIL ADDRESS: STREET 1: 5400 LYNDON B. JOHNSON FREEWAY STREET 2: SUITE 1300 CITY: DALLAS STATE: TX ZIP: 75240 497AD 1 a497ad-newissueannouncement.htm 497AD Document


Filed pursuant to Rule 497(a)
File No. 333-232492
Rule 482ad
 
[TEXT OF COMMUNICATION SENT VIA BLOOMBERG]
 
Capital Southwest Corporation New Issue Announcement
 
*********************************************************
 
Issuer:
Capital Southwest Corporation (“CSWC”)
Format:
SEC Registered
Security Type:
Senior Unsecured Notes
Rating*:
A (Egan-Jones)
Size:
$50mm
Maturity:
5-year fixed rate due [ ], 2024
IPTs:
5.375 - 5.50%
Use of Proceeds:
Repayment of outstanding debt under Credit Facility
Change of Control:
Yes, at 100% (See Red)
Opt Redemption:
Make whole call, 3 month par call
Active Bookrunner:
Raymond James - Sole
Passive Bookrunner:
JMP
Co-Managers:
Ladenburg, National, B. Riley, ING
Denoms:
$2,000 x $1,000
Settlement:
T+3
Timing:
Today’s business
 
*********************************************************

* Note: A securities rating is not a recommendation to buy, sell or hold securities and may be subject to revision or withdrawal at any time.
 
Investors are advised to carefully consider the investment objective, risks, charges and expenses of CSWC before investing. The preliminary prospectus supplement dated September 24, 2019, together with an accompanying prospectus, which have been filed with the Securities and Exchange Commission, contain this and other information about CSWC and should be read carefully before investing. The information in the preliminary prospectus supplement and the accompanying prospectus, and in this announcement, is not complete and may be changed.
 
The preliminary prospectus supplement, the accompanying prospectus and this announcement do not constitute offers to sell or the solicitation of offers to buy nor will there be any sale of the securities referred to in this announcement in any state or jurisdiction in which such offer, solicitation or sale would be unlawful prior to the registration or qualification under the securities laws of such state or jurisdiction.
 
A SHELF REGISTRATION STATEMENT RELATING TO THESE SECURITIES IS ON FILE WITH AND HAS BEEN DECLARED EFFECTIVE BY THE U.S. SECURITIES AND EXCHANGE COMMISSION (“SEC”). THE OFFERING MAY BE MADE ONLY BY MEANS OF A PROSPECTUS SUPPLEMENT AND AN ACCOMPANYING PROSPECTUS.  YOU MAY GET THESE DOCUMENTS, AS WELL AS THE FINAL PROSPECTUS, PROSPECTUS SUPPLEMENT OR PRICING SUPPLEMENT (WHEN COMPLETED), AS APPLICABLE (SUCH PRELIMINARY AND FINAL DOCUMENTATION, TOGETHER, THE “OFFERING DOCUMENTATION”) FOR FREE BY SEARCHING THE SEC ONLINE DATABASE AT: WWW.SEC.GOV.  ALTERNATIVELY, YOU MAY OBTAIN A COPY OF THE OFFERING DOCUMENTATION FROM RAYMOND JAMES & ASSOCIATES, INC., 800 CARILLON PARKWAY, ST. PETERSBURG, FLORIDA 33716, EMAIL: prospectus@raymondjames.com OR BY CALLING 800-248-8863.
 




ANY DISCLAIMERS OR OTHER NOTICES THAT MAY APPEAR AFTER THIS MESSAGE ARE NOT APPLICABLE TO THIS COMMUNICATION AND SHOULD BE DISREGARDED.  SUCH DISCLAIMERS OR OTHER NOTICES WERE AUTOMATICALLY GENERATED AS A RESULT OF THIS COMMUNICATION BEING SENT VIA BLOOMBERG OR ANOTHER EMAIL SYSTEM.