0000017313-18-000064.txt : 20181116 0000017313-18-000064.hdr.sgml : 20181116 20181116161413 ACCESSION NUMBER: 0000017313-18-000064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181115 FILED AS OF DATE: 20181116 DATE AS OF CHANGE: 20181116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DIEHL BOWEN S CENTRAL INDEX KEY: 0001602998 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00061 FILM NUMBER: 181189985 MAIL ADDRESS: STREET 1: 12900 PRESTON ROAD STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75230 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL SOUTHWEST CORP CENTRAL INDEX KEY: 0000017313 IRS NUMBER: 751072796 STATE OF INCORPORATION: TX FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 5400 LYNDON B. JOHNSON FREEWAY STREET 2: SUITE 1300 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 2142385700 MAIL ADDRESS: STREET 1: 5400 LYNDON B. JOHNSON FREEWAY STREET 2: SUITE 1300 CITY: DALLAS STATE: TX ZIP: 75240 4 1 wf-form4_154240283697853.xml FORM 4 X0306 4 2018-11-15 0 0000017313 CAPITAL SOUTHWEST CORP CSWC 0001602998 DIEHL BOWEN S C/O CAPITAL SOUTHWEST CORPORATION 5400 LYNDON B. JOHNSON FWY, SUITE 1300 DALLAS TX 75240 1 1 0 0 President and CEO Common Stock 2018-11-15 4 A 0 51000 0 A 154655 D Common Stock 200165 I By PHC Investments, LLC Represents a restricted stock award of 51,000 shares. PHC Investments, LLC is fifty percent owned by the reporting person and fifty percent owned by his spouse. /s/ Bowen S. Diehl 2018-11-16