Chief Compliance Officer

0001144204-18-052212.txt : 20181003 0001144204-18-052212.hdr.sgml : 20181003 20181003090252 ACCESSION NUMBER: 0001144204-18-052212 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181003 DATE AS OF CHANGE: 20181003 EFFECTIVENESS DATE: 20181003 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sound Income Strategies, LLC CENTRAL INDEX KEY: 0001730960 IRS NUMBER: 471933889 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-18555 FILM NUMBER: 181103796 BUSINESS ADDRESS: STREET 1: 6550 N FEDERAL HIGHWAY STREET 2: SUITE 510 CITY: FT LAUDERDALE STATE: FL ZIP: 33308 BUSINESS PHONE: 954-487-1860 MAIL ADDRESS: STREET 1: 6550 N FEDERAL HIGHWAY STREET 2: SUITE 510 CITY: FT LAUDERDALE STATE: FL ZIP: 33308 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001730960 XXXXXXXX 09-30-2018 09-30-2018 true 1 RESTATEMENT false Sound Income Strategies, LLC

6550 N Federal Highway Suite 510 Ft Lauderdale FL 33308

13F HOLDINGS REPORT 028-18555 N Charles Radlauer Chief Compliance Officer 954-487-1860 /s/ Charles Radlauer Ft Lauderdale FL 10-02-2018 0 816 205005 INFORMATION TABLE 2 infotable.xml AFLAC INC COM 001055102 33 700 SH SOLE 0 700 752 ABBOTT LABS COM 002824100 21 291 SH SOLE 0 291 67 ABIOMED INC COM 003654100 1 2 SH SOLE 0 2 109 ACCURAY INC COM 004397105 5 1000 SH SOLE 0 1000 15 ADVANCED MICRO DEVICES INC COM 007903107 38 1246 SH SOLE 0 1246 471 ADVANCED ENERGY INDS COM 007973100 0 3 SH SOLE 0 3 628 AGREE REALTY CORP COM 008492100 7 130 SH SOLE 0 130 377 AIR PRODS & CHEMS INC COM 009158106 18 106 SH SOLE 0 106 791 ALARM COM HLDGS INC COM 011642105 1 10 SH SOLE 0 10 227 ALBEMARLE CORP COM 012653101 15 150 SH SOLE 0 150 709 ALIGN TECHNOLOGY INC COM 016255101 1 3 SH SOLE 0 3 512 ALLIANT ENERGY CORP COM 018802108 0 5 SH SOLE 0 5 665 ALLIANZGI CONV INCOME FD COM 018828103 0 2 SH SOLE 0 2 79 ALLSTATE CORP COM 020002101 9 94 SH SOLE 0 94 599 ALTABA INC COM 021346101 2 25 SH SOLE 0 25 425 AMAZON 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0 89 219 TAL ED GROUP SPONSORED ADS 874080104 0 10 SH SOLE 0 10 549 TALLGRASS ENERGY LP CLASS A SHS 874696107 2 80 SH SOLE 0 80 218 TAPESTRY INC COM 876030107 1 24 SH SOLE 0 24 369 TECK RESOURCES LTD CL B 878742204 1 37 SH SOLE 0 37 767 TEMPLETON GLOBAL INCOME FD COM 880198106 6 1000 SH SOLE 0 1000 333 TERADYNE INC COM 880770102 1 40 SH SOLE 0 40 204 TEREX CORP NEW COM 880779103 2 50 SH SOLE 0 50 166 TEXAS INSTRS INC COM 882508104 72 675 SH SOLE 0 675 172 TOOTSIE ROLL INDS INC COM 890516107 0 7 SH SOLE 0 7 697 TORO CO COM 891092108 0 3 SH SOLE 0 3 801 TORONTO DOMINION BK ONT COM NEW 891160509 12 200 SH SOLE 0 200 114 TRI CONTL CORP COM 895436103 2 85 SH SOLE 0 85 401 TRIPADVISOR INC COM 896945201 1 10 SH SOLE 0 10 441 TUPPERWARE BRANDS CORP COM 899896104 0 8 SH SOLE 0 8 719 TUTOR PERINI CORP COM 901109108 0 5 SH SOLE 0 5 176 UBS AG JERSEY BRH ETRAC WELLS BDCI 902641588 475 22927 SH SOLE 0 22927 309 US BANCORP DEL COM NEW 902973304 4 84 SH SOLE 0 84 241 UNDER ARMOUR INC CL C 904311206 1 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2 34 SH SOLE 0 34 54 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 40 972 SH SOLE 0 972 712 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 4 50 SH SOLE 0 50 575 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 16 282 SH SOLE 0 282 90 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 15 183 SH SOLE 0 183 381 VANGUARD INDEX FDS SM CP VAL ETF 922908611 57 410 SH SOLE 0 410 815 VANGUARD INDEX FDS MID CAP ETF 922908629 3 17 SH SOLE 0 17 368 VANGUARD INDEX FDS LARGE CAP ETF 922908637 8 63 SH SOLE 0 63 58 VANGUARD INDEX FDS GROWTH ETF 922908736 38 239 SH SOLE 0 239 194 VANGUARD INDEX FDS VALUE ETF 922908744 13 115 SH SOLE 0 115 335 VANGUARD INDEX FDS SMALL CP ETF 922908751 143 882 SH SOLE 0 882 467 VANGUARD INDEX FDS TOTAL STK MKT 922908769 43 287 SH SOLE 0 287 523 WALMART INC COM 931142103 1511 16091 SH SOLE 0 16091 224 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 3 107 SH SOLE 0 107 300 WEIBO CORP SPONSORED ADR 948596101 1 14 SH SOLE 0 14 100 WELLS FARGO CO NEW COM 949746101 27 509 SH SOLE 0 509 550 WELLS FARGO CO NEW PERP PFD CNV A 949746804 13 10 SH SOLE 0 10 215 WESTAMERICA BANCORPORATION COM 957090103 0 8 SH SOLE 0 8 637 WESTELL TECHNOLOGIES INC CL A NEW 957541204 0 179 SH SOLE 0 179 367 WESTERN DIGITAL CORP COM 958102105 900 15366 SH SOLE 0 15366 632 WESTERN UN CO COM 959802109 2 87 SH SOLE 0 87 532 WEYERHAEUSER CO COM 962166104 1 36 SH SOLE 0 36 258 WILLIAMS COS INC DEL COM 969457100 7 249 SH SOLE 0 249 128 WORLDPAY INC CL A 981558109 1 12 SH SOLE 0 12 117 WYNN RESORTS LTD COM 983134107 1 9 SH SOLE 0 9 123 XENIA HOTELS & RESORTS INC COM 984017103 12 493 SH SOLE 0 493 538 XEROX CORP COM NEW 984121608 3 117 SH SOLE 0 117 354 COVANTA HLDG CORP COM 22282EAG7 2 144 SH SOLE 0 144 779 INVESCO QQQ TR UNIT SER 1 46090E103 651 3504 SH SOLE 0 3504 558 FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 11 200 SH SOLE 0 200 746 TARGET CORP COM 87612E106 23 262 SH SOLE 0 262 116 RENASANT CORP COM 75970E107 2 54 SH SOLE 0 54 63 BLACKROCK TCP CAP CORP COM 87238QAE3 387 27224 SH SOLE 0 27224 584 EDWARDS LIFESCIENCES CORP COM 28176E108 100 575 SH SOLE 0 575 178 KAYNE ANDERSON MDSTM ENERGY COM 48661E108 1 72 SH SOLE 0 72 634 NUVEEN ALL CAP ENE MLP OPPO COM 67075E108 9 1140 SH SOLE 0 1140 32 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 22 153 SH SOLE 0 153 378 AGNC INVT CORP COM 00123Q104 4 240 SH SOLE 0 240 580 AES CORP COM 00130H105 2 156 SH SOLE 0 156 790 ALPS ETF TR ALERIAN MLP 00162Q866 10 900 SH SOLE 0 900 319 AMC NETWORKS INC CL A 00164V103 0 3 SH SOLE 0 3 349 AT&T INC COM 00206R102 1737 51741 SH SOLE 0 51741 139 ABBVIE INC COM 00287Y109 1206 12748 SH SOLE 0 12748 334 AGILE THERAPEUTICS INC COM 00847L100 0 1000 SH SOLE 0 1000 364 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 37 222 SH SOLE 0 222 320 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 2024 173752 SH SOLE 0 173752 259 ALPHABET INC CAP STK CL C 02079K107 61 51 SH SOLE 0 51 711 ALPHABET INC CAP STK CL A 02079K305 68 56 SH SOLE 0 56 656 ALTRIA GROUP INC COM 02209S103 89 1481 SH SOLE 0 1481 486 AMERICAN AIRLS GROUP INC COM 02376R102 4 92 SH SOLE 0 92 766 AMERICAN FIN TR INC COM CLASS A 02607T109 165 10820 SH SOLE 0 10820 507 AMERICAN TOWER CORP NEW COM 03027X100 21 142 SH SOLE 0 142 31 APOLLO COML REAL EST FIN INC COM 03762U105 4 200 SH SOLE 0 200 510 APPLE HOSPITALITY REIT INC COM NEW 03784Y200 2 98 SH SOLE 0 98 93 AQUA AMERICA INC COM 03836W103 32 872 SH SOLE 0 872 796 ARES CAP CORP COM 04010L103 15223 885552 SH SOLE 0 885552 603 ARMADA HOFFLER PPTYS INC COM 04208T108 5 330 SH SOLE 0 330 133 AUTONATION INC COM 05329W102 2 50 SH SOLE 0 50 498 AVANGRID INC COM 05351W103 27 556 SH SOLE 0 556 340 B & G FOODS INC NEW COM 05508R106 1 50 SH SOLE 0 50 569 BCE INC COM NEW 05534B760 0 12 SH SOLE 0 12 246 BWX TECHNOLOGIES INC COM 05605H100 1 17 SH SOLE 0 17 60 BABCOCK & WILCOX ENTERPRIS I COM 05614L100 0 8 SH SOLE 0 8 91 BAKER HUGHES A GE CO CL A 05722G100 4 117 SH SOLE 0 117 465 BARCLAYS BANK PLC ADR PFD SR 5 06739H362 11 417 SH SOLE 0 417 47 BARCLAYS BK 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ENERGY INC COM 15189T107 3 126 SH SOLE 0 126 696 CENTERSTATE BK CORP COM 15201P109 157 5593 SH SOLE 0 5593 490 CHARTER COMMUNICATIONS INC N CL A 16119P108 1 2 SH SOLE 0 2 376 CHATHAM LODGING TR COM 16208T102 3 158 SH SOLE 0 158 509 CHEMED CORP NEW COM 16359R103 0 1 SH SOLE 0 1 739 CISCO SYS INC COM 17275R102 1676 34448 SH SOLE 0 34448 292 COLONY CR REAL ESTATE INC COM CL A 19625T101 332 15100 SH SOLE 0 15100 328 COLONY CAP INC NEW CL A COM 19626G108 17 2817 SH SOLE 0 2817 610 COMCAST CORP NEW CL A 20030N101 7 211 SH SOLE 0 211 264 CONOCOPHILLIPS COM 20825C104 84 1088 SH SOLE 0 1088 737 CONSTELLATION BRANDS INC CL A 21036P108 0 1 SH SOLE 0 1 406 CORESITE RLTY CORP COM 21870Q105 39 350 SH SOLE 0 350 366 CORECIVIC INC COM 21871N101 2 68 SH SOLE 0 68 380 CRACKER BARREL OLD CTRY STOR COM 22410J106 0 1 SH SOLE 0 1 526 CREDIT SUISSE NASSAU BRH LG CP GRTH ENH 22542D423 4 15 SH SOLE 0 15 738 CYRUSONE INC COM 23283R100 4 64 SH SOLE 0 64 248 DDR CORP COM 23317H854 1 86 SH SOLE 0 86 408 DNP SELECT INCOME FD COM 23325P104 50 4550 SH SOLE 0 4550 359 DXC TECHNOLOGY CO COM 23355L106 2 19 SH SOLE 0 19 705 DELL TECHNOLOGIES INC COM CL V 24703L103 2 25 SH SOLE 0 25 147 DIAGEO P L C SPON ADR NEW 25243Q205 2 17 SH SOLE 0 17 342 DIREXION SHS ETF TR DRX S&P500BULL 25459W862 62 1138 SH SOLE 0 1138 253 DIREXION SHS ETF TR DLY FTS BUL 3X 25459Y280 1 23 SH SOLE 0 23 132 DIREXION SHS ETF TR 20YR TRES BEAR 25459Y678 7 320 SH SOLE 0 320 36 DISCOVERY INC COM SER A 25470F104 0 4 SH SOLE 0 4 427 DISCOVERY INC COM SER C 25470F302 0 12 SH SOLE 0 12 304 DIREXION SHS ETF TR DAILY SM CAP BEA 25490K521 0 4 SH SOLE 0 4 722 DOMINION ENERGY INC COM 25746U109 73 1040 SH SOLE 0 1040 598 DOMINION ENERGY INC UNIT 08/15/2019 25746U836 2 40 SH SOLE 0 40 590 DOMINOS PIZZA INC COM 25754A201 8 28 SH SOLE 0 28 239 DORCHESTER MINERALS LP COM UNIT 25820R105 3 134 SH SOLE 0 134 395 DOWDUPONT INC COM 26078J100 1198 18628 SH SOLE 0 18628 482 DUKE ENERGY CORP NEW COM NEW 26441C204 64 801 SH SOLE 0 801 237 EOG RES INC COM 26875P101 6 50 SH SOLE 0 50 432 EPR PPTYS COM SH BEN INT 26884U109 26 381 SH SOLE 0 381 508 ETFS SILVER TR SILVER SHS 26922X107 0 18 SH SOLE 0 18 77 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 10 251 SH SOLE 0 251 51 EATON VANCE TAX ADVT DIV INC COM 27828G107 0 20 SH SOLE 0 20 62 EATON VANCE TAX MNGD GBL DV COM 27829F108 9 933 SH SOLE 0 933 810 EMCOR GROUP INC COM 29084Q100 0 3 SH SOLE 0 3 695 ENBRIDGE INC COM 29250N105 1070 33147 SH SOLE 0 33147 647 ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT 29278N103 12 550 SH SOLE 0 550 72 ENTERGY CORP NEW COM 29364G103 1126 13882 SH SOLE 0 13882 341 EQUINIX INC COM PAR $0.001 29444U700 0 1 SH SOLE 0 1 770 EVERGY INC COM 30034W106 2 43 SH SOLE 0 43 776 EXELON CORP COM 30161N101 4 94 SH SOLE 0 94 444 EXELIXIS INC COM 30161Q104 0 8 SH SOLE 0 8 66 EXPEDIA GROUP INC COM NEW 30212P303 1 10 SH SOLE 0 10 586 EXPRESS SCRIPTS HLDG CO COM 30219G108 19 195 SH SOLE 0 195 138 EXXON MOBIL CORP COM 30231G102 407 4787 SH SOLE 0 4787 291 FACEBOOK INC CL A 30303M102 211 1282 SH SOLE 0 1282 421 FEDEX CORP COM 31428X106 3 12 SH SOLE 0 12 274 FIRST TR INTER DUR PFD & IN COM 33718W103 11 500 SH SOLE 0 500 357 FIRST TR VALUE LINE DIVID IN SHS 33734H106 7 221 SH SOLE 0 221 452 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 1 15 SH SOLE 0 15 356 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 35 1110 SH SOLE 0 1110 365 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 1 9 SH SOLE 0 9 142 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 1 12 SH SOLE 0 12 769 FIRST TR EXCHANGE TRADED FD FIRST TR TA HIYL 33738D408 5 100 SH SOLE 0 100 596 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 31 519 SH SOLE 0 519 400 FOUR CORNERS PPTY TR INC COM 35086T109 3 108 SH SOLE 0 108 454 FRANKLIN LTD DURATION INC TR COM 35472T101 58 5710 SH SOLE 0 5710 751 FREEPORT-MCMORAN INC CL B 35671D857 8 592 SH SOLE 0 592 245 FRONTIER COMMUNICATIONS CORP COM NEW 35906A306 0 12 SH SOLE 0 12 759 GEO GROUP INC NEW COM 36162J106 9 360 SH SOLE 0 360 392 GCI LIBERTY INC COM CLASS A 36164V305 0 2 SH SOLE 0 2 289 GCP APPLIED TECHNOLOGIES INC COM 36164Y101 9 325 SH SOLE 0 325 594 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 3 635 SH SOLE 0 635 38 GENERAL MTRS CO COM 37045V100 1037 30809 SH SOLE 0 30809 676 GENERAL MTRS CO *W EXP 07/10/201 37045V126 1 37 SH SOLE 0 37 184 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 84 2088 SH SOLE 0 2088 480 GLOBAL PARTNERS LP COM UNITS 37946R109 2 100 SH SOLE 0 100 85 GLOBAL X FDS GLB X SUPERDIV 37950E549 9 455 SH SOLE 0 455 524 GLOBAL X FDS US INFR DEV ETF 37954Y673 0 20 SH SOLE 0 20 391 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 3 133 SH SOLE 0 133 812 GLOBAL X FDS GLOBAL X SILVER 37954Y848 0 9 SH SOLE 0 9 96 GOLDMAN SACHS BDC INC SHS 38147U107 34 1515 SH SOLE 0 1515 424 GOLDMAN SACHS MLP ENERGY REN COM 38148G107 9 1425 SH SOLE 0 1425 41 GOLUB CAP BDC INC COM 38173M102 10724 571949 SH SOLE 0 571949 501 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376A103 59 5201 SH SOLE 0 5201 84 GRAND CANYON ED INC COM 38526M106 0 3 SH SOLE 0 3 614 GREEN DOT CORP CL A 39304D102 1 8 SH SOLE 0 8 61 HCP INC COM 40414L109 14 520 SH SOLE 0 520 211 HP INC COM 40434L105 1448 56197 SH SOLE 0 56197 742 HANCOCK JOHN PFD INCOME FD SH BEN INT 41013W108 47 2150 SH SOLE 0 2150 336 HANCOCK JOHN PFD INCOME FD I COM 41013X106 4 200 SH SOLE 0 200 520 HANNON ARMSTRONG SUST INFR C COM 41068X100 25 1163 SH SOLE 0 1163 483 HEALTHCARE TR AMER INC CL A NEW 42225P501 84 3141 SH SOLE 0 3141 473 HELIUS MED TECHNOLOGIES INC COM CL A 42328V504 1 80 SH SOLE 0 80 136 HEMISPHERX BIOPHARMA INC COM NEW 42366C301 0 9 SH SOLE 0 9 260 HIGHLAND FLOATNG RATE OPPRT SHS BEN INT 43010E404 6 382 SH SOLE 0 382 193 HORIZON TECHNOLOGY FIN CORP COM 44045A102 249 21807 SH SOLE 0 21807 148 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 16 565 SH SOLE 0 565 741 HOST HOTELS & RESORTS INC COM 44107P104 2 100 SH SOLE 0 100 691 HOUSTON AMERN ENERGY CORP COM 44183U100 0 100 SH SOLE 0 100 278 HUAZHU GROUP LTD SPONSORED ADS 44332N106 1 40 SH SOLE 0 40 450 ICU MED INC COM 44930G107 0 1 SH SOLE 0 1 633 IPG PHOTONICS CORP COM 44980X109 1 9 SH SOLE 0 9 59 IDEXX LABS INC COM 45168D104 11 46 SH SOLE 0 46 74 INDEPENDENCE RLTY TR INC COM 45378A106 5 500 SH SOLE 0 500 519 INSYS THERAPEUTICS INC NEW COM NEW 45824V209 6 550 SH SOLE 0 550 353 INTERNAP CORP COM PAR 45885A409 0 32 SH SOLE 0 32 638 INVESCO ACTIVELY MANAGD ETF OPTIMUM YIELD 46090F100 10 540 SH SOLE 0 540 568 INVESCO MORTGAGE CAPITAL INC COM 46131B100 26 1630 SH SOLE 0 1630 429 INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 46137V100 10 160 SH SOLE 0 160 496 INVESCO EXCHANGE TRADED FD T WATER RES ETF 46137V142 6 175 SH SOLE 0 175 477 INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 46137V233 5 23 SH SOLE 0 23 544 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 18 1000 SH SOLE 0 1000 793 INVESCO EXCHANGE TRADED FD T DYNMC LRG VALU 46137V738 7 200 SH SOLE 0 200 208 INVESCO EXCHANGE TRADED FD T DYNMC LRG GWTH 46137V746 16 331 SH SOLE 0 331 493 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 13 259 SH SOLE 0 259 449 INVESCO EXCHNG TRADED FD TR PFD ETF 46138E511 236 16486 SH SOLE 0 16486 97 INVESCO EXCHNG TRADED FD TR NATL AMT MUNI 46138E537 7 281 SH SOLE 0 281 646 INVESCO EXCHNG TRADED FD TR KBW HIG DV YLD 46138E610 6 280 SH SOLE 0 280 795 INVESCO EXCHNG TRADED FD TR GLOBAL GLD PREC 46138E677 0 10 SH SOLE 0 10 119 INVESCO EXCHNG TRADED FD TR EMRNG MKT SVRG 46138E784 13206 489491 SH SOLE 0 489491 312 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 7 294 SH SOLE 0 294 788 INVESCO EXCH TRD SLF IDX FD BULSHS2018 COR 46138J106 0 15 SH SOLE 0 15 167 INVESCO EXCH TRD SLF IDX FD BULSHS 2018 HY 46138J205 28 1129 SH SOLE 0 1129 409 INVESCO EXCH TRD SLF IDX FD BULSHS 2019 CB 46138J304 1 55 SH SOLE 0 55 235 INVESCO EXCH TRD SLF IDX FD BULSHS 2019 HY 46138J403 28 1136 SH SOLE 0 1136 600 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 CB 46138J502 1 29 SH SOLE 0 29 228 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 HY 46138J601 28 1156 SH SOLE 0 1156 809 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 1 54 SH SOLE 0 54 497 INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 46138J791 0 15 SH SOLE 0 15 190 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 HY 46138J809 28 1114 SH SOLE 0 1114 439 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 1 57 SH SOLE 0 57 729 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 1 61 SH SOLE 0 61 658 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 0 19 SH SOLE 0 19 623 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 HY 46138J874 36 1445 SH SOLE 0 1445 813 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 2 94 SH SOLE 0 94 286 IRON MTN INC NEW COM 46284V101 6 170 SH SOLE 0 170 556 ISHARES SILVER TRUST ISHARES 46428Q109 15 1100 SH SOLE 0 1100 267 ISHARES TR US TREAS BD ETF 46429B267 24 988 SH SOLE 0 988 283 ISHARES TR FLTG RATE NT ETF 46429B655 78 1533 SH SOLE 0 1533 314 ISHARES TR CORE HIGH DV ETF 46429B663 21 234 SH SOLE 0 234 750 ISHARES TR MIN VOL USA ETF 46429B697 36 639 SH SOLE 0 639 71 ISHARES US ETF TR SHT MAT BD ETF 46431W507 39 772 SH SOLE 0 772 602 ISHARES TR USA MOMENTUM FCT 46432F396 32 268 SH SOLE 0 268 173 ISHARES TR CORE MSCI EAFE 46432F842 12 184 SH SOLE 0 184 585 ISHARES INC CORE MSCI EMKT 46434G103 93 1795 SH SOLE 0 1795 310 ISHARES INC MSCI JPN ETF NEW 46434G822 2 38 SH SOLE 0 38 765 ISHARES INC MSCI EM ESG OPZ 46434G863 18 540 SH SOLE 0 540 305 ISHARES TR EXPONENTIAL TECH 46434V381 8 215 SH SOLE 0 215 804 ISHARES TR 0-5YR HI YL CP 46434V407 22461 477084 SH SOLE 0 477084 774 ISHARES TR GLOBAL REIT ETF 46434V647 135 5347 SH SOLE 0 5347 643 ISHARES TR CORE MSCI EURO 46434V738 8 165 SH SOLE 0 165 800 ISHARES TR HDG MSCI EAFE 46434V803 34 1134 SH SOLE 0 1134 44 ISHARES TR IBONDS DEC18 ETF 46434VAA8 28 1112 SH SOLE 0 1112 456 ISHARES TR IBONDS DEC20 ETF 46434VAQ3 28 1100 SH SOLE 0 1100 236 ISHARES TR IBONDS DEC19 ETF 46434VAU4 28 1120 SH SOLE 0 1120 108 ISHARES TR IBONDS DEC22 ETF 46434VBA7 27 1115 SH SOLE 0 1115 89 ISHARES TR IBONDS DEC21 ETF 46434VBK5 27 1121 SH SOLE 0 1121 560 JPMORGAN CHASE & CO COM 46625H100 23 203 SH SOLE 0 203 299 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 3 103 SH SOLE 0 103 589 JP MORGAN EXCHANGE TRADED FD DCPLND HG YLD 46641Q878 331 6646 SH SOLE 0 6646 111 JUNIPER NETWORKS INC COM 48203R104 6 204 SH SOLE 0 204 247 KEURIG DR PEPPER INC COM 49271V100 0 2 SH SOLE 0 2 156 KEYSIGHT TECHNOLOGIES INC COM 49338L103 1 8 SH SOLE 0 8 375 KINDER MORGAN INC DEL COM 49456B101 39 2201 SH SOLE 0 2201 816 KINDER MORGAN INC DEL PFD SER A 49456B200 1 45 SH SOLE 0 45 363 LANDS END INC NEW COM 51509F105 0 5 SH SOLE 0 5 112 LIBERTY EXPEDIA HOLDINGS SER A COM 53046P109 0 1 SH SOLE 0 1 462 MKS INSTRUMENT INC COM 55306N104 0 3 SH SOLE 0 3 242 MPLX LP COM UNIT REP LTD 55336V100 4 109 SH SOLE 0 109 13 MACYS INC COM 55616P104 2 70 SH SOLE 0 70 682 MADISON SQUARE GARDEN CO NEW CL A 55825T103 0 1 SH SOLE 0 1 397 MAIN STREET CAPITAL CORP COM 56035L104 15145 393385 SH SOLE 0 393385 525 MANULIFE FINL CORP COM 56501R106 1 62 SH SOLE 0 62 447 MARATHON PETE CORP COM 56585A102 8 100 SH SOLE 0 100 20 MASTERCARD INCORPORATED CL A 57636Q104 11 50 SH SOLE 0 50 48 MAXIM INTEGRATED PRODS INC COM 57772K101 2 27 SH SOLE 0 27 436 MCKESSON CORP COM 58155Q103 14 104 SH SOLE 0 104 527 MEDICAL PPTYS TRUST INC COM 58463J304 24 1595 SH SOLE 0 1595 710 MERCK & CO INC COM 58933Y105 229 3230 SH SOLE 0 3230 604 METLIFE INC COM 59156R108 3 57 SH SOLE 0 57 529 MOELIS & CO CL A 60786M105 0 4 SH SOLE 0 4 693 MOMO INC ADR 60879B107 1 33 SH SOLE 0 33 151 MOSAIC CO NEW COM 61945C103 4 114 SH SOLE 0 114 294 NIC INC COM 62914B100 10 650 SH SOLE 0 650 163 NATURAL RESOURCE PARTNERS L COM UNIT LTD PAR 63900P608 1 18 SH SOLE 0 18 516 NAVIDEA BIOPHARMACEUTICALS I COM 63937X103 3 11987 SH SOLE 0 11987 324 NAVIENT CORPORATION COM 63938C108 4 320 SH SOLE 0 320 57 NETFLIX INC COM 64110L106 253 675 SH SOLE 0 675 537 NETSCOUT SYS INC COM 64115T104 1 49 SH SOLE 0 49 288 NEUBERGER BERMAN MLP INCOME COM 64129H104 7 837 SH SOLE 0 837 92 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 0 12 SH SOLE 0 12 153 NEXTERA ENERGY INC COM 65339F101 29 176 SH SOLE 0 176 102 NEXPOINT STRATEGIC OPORTUNT COM NEW 65340G205 6 252 SH SOLE 0 252 740 NORTHERN LTS FD TR IV FRMLAFLIO SMRT 66538H567 3 98 SH SOLE 0 98 373 NORTHERN LTS FD TR IV FRMLAFLIO TACT 66538H575 19 746 SH SOLE 0 746 339 NORTHERN LTS FD TR IV FRMLAFOLIOS TATL 66538H666 285 11826 SH SOLE 0 11826 457 NORTHERN LTS FD TR IV FORMULA FOLIOS 66538H674 69 2328 SH SOLE 0 2328 385 NORTHSTAR REALTY EUROPE CORP COM 66706L101 0 6 SH SOLE 0 6 431 NOVARTIS A G SPONSORED ADR 66987V109 1 10 SH SOLE 0 10 661 NOVANTA INC COM 67000B104 1 10 SH SOLE 0 10 325 NOW INC COM 67011P100 0 1 SH SOLE 0 1 644 NVIDIA CORP COM 67066G104 60 214 SH SOLE 0 214 592 NUTRI SYS INC NEW COM 67069D108 0 10 SH SOLE 0 10 231 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 0 43 SH SOLE 0 43 49 NUVEEN DIVERSIFIED DIV INCM COM 6706EP105 44 4020 SH SOLE 0 4020 115 NUVEEN PFD & INCM OPPORTNYS COM 67073B106 698 75338 SH SOLE 0 75338 757 NUVEEN ENERGY MLP TOTL RTRNF COM 67074U103 47 4210 SH SOLE 0 4210 476 NUVEEN DOW 30 DYN OVERWRITE SHS 67075F105 12 609 SH SOLE 0 609 713 NUVEEN GLOBAL HIGH INCOME FD SHS 67075G103 7 451 SH SOLE 0 451 694 NUVERRA ENVIRONMENTAL SOLUTI COM PAR 67091K302 0 24 SH SOLE 0 24 16 OAKTREE SPECIALTY LENDING CO COM 67401P108 3 673 SH SOLE 0 673 122 OAKTREE STRATEGIC INCOME COR COM 67402D104 4 424 SH SOLE 0 424 468 OPPENHEIMER ETF TR S&P ULTRA DIVIDE 68386C401 15 400 SH SOLE 0 400 631 ORACLE CORP COM 68389X105 5 100 SH SOLE 0 100 169 ORCHIDS PAPER PRODS CO DEL COM 68572N104 0 70 SH SOLE 0 70 624 OVERSEAS SHIPHOLDING GROUP I CL A NEW 69036R863 0 33 SH SOLE 0 33 268 PPL CORP COM 69351T106 14 481 SH SOLE 0 481 407 PTC INC COM 69370C100 2 21 SH SOLE 0 21 708 PAYCOM SOFTWARE INC COM 70432V102 1 4 SH SOLE 0 4 630 PAYPAL HLDGS INC COM 70450Y103 16 185 SH SOLE 0 185 778 PENNANTPARK FLOATING RATE CA COM 70806A106 13722 1043505 SH SOLE 0 1043505 199 PENSKE AUTOMOTIVE GRP INC COM 70959W103 0 5 SH SOLE 0 5 298 PHYSICIANS RLTY TR COM 71943U104 8 500 SH SOLE 0 500 26 PIMCO INCOME STRATEGY FUND I COM 72201J104 58 5459 SH SOLE 0 5459 232 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 3 28 SH SOLE 0 28 191 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 6 60 SH SOLE 0 60 716 PINNACLE FOODS INC DEL COM 72348P104 0 4 SH SOLE 0 4 254 PRAXAIR INC COM 74005P104 8 49 SH SOLE 0 49 805 PREFERRED APT CMNTYS INC COM 74039L103 21 1215 SH SOLE 0 1215 65 PRICE T ROWE GROUP INC COM 74144T108 2 22 SH SOLE 0 22 182 PRINCIPAL FINL GROUP INC COM 74251V102 1258 21472 SH SOLE 0 21472 355 PROSHARES TR PSHS SHORT DOW30 74347B235 0 1 SH SOLE 0 1 756 PROSHARES TR SHORT S&P 500 NE 74347B425 0 9 SH SOLE 0 9 420 PROSHARES TR PSHS ULT S&P 500 74347R107 15 119 SH SOLE 0 119 73 PROSHARES TR PSHS ULTRA QQQ 74347R206 12 121 SH SOLE 0 121 613 PROSHARES TR PSHS LC COR PLUS 74347R248 2 29 SH SOLE 0 29 125 PROSHARES TR PSHS ULT MCAP400 74347R404 15 332 SH SOLE 0 332 243 PROSHARES TR PSHS ULTRUSS2000 74347R842 15 179 SH SOLE 0 179 700 PROSHARES TR II ULTRA VIX SHORT 74347W148 22 600 SH SOLE 0 600 34 PROSPECT CAPITAL CORPORATION COM 74348T102 66 8969 SH SOLE 0 8969 30 PRUDENTIAL PLC ADR 74435K204 16 354 SH SOLE 0 354 265 PUBLIC STORAGE COM 74460D109 101 500 SH SOLE 0 500 489 QORVO INC COM 74736K101 3 36 SH SOLE 0 36 648 QURATE RETAIL INC COM SER A 74915M100 0 21 SH SOLE 0 21 372 RMR GROUP INC CL A 74967R106 2 20 SH SOLE 0 20 322 REALPAGE INC COM 75606N109 1 12 SH SOLE 0 12 3 REGIONS FINL CORP NEW COM 7591EP100 14 757 SH SOLE 0 757 347 RETAIL PPTYS AMER INC CL A 76131V202 13 1063 SH SOLE 0 1063 597 RETAIL VALUE INC COM 76133Q102 0 7 SH SOLE 0 7 591 ROYCE GLOBAL VALUE TR INC COM 78081T104 0 22 SH SOLE 0 22 459 S&P GLOBAL INC COM 78409V104 4 21 SH SOLE 0 21 792 SPDR S&P 500 ETF TR TR UNIT 78462F103 521 1791 SH SOLE 0 1791 46 SPDR GOLD TRUST GOLD SHS 78463V107 51 448 SH SOLE 0 448 794 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 23 649 SH SOLE 0 649 668 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 1 13 SH SOLE 0 13 684 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 2 46 SH SOLE 0 46 479 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 182 5922 SH SOLE 0 5922 706 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 46 679 SH SOLE 0 679 387 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 16 365 SH SOLE 0 365 150 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 27 392 SH SOLE 0 392 411 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 32 879 SH SOLE 0 879 348 SPDR SERIES TRUST PRTFLO S&P500 VL 78464A508 26 824 SH SOLE 0 824 388 SPDR SERIES TRUST S&P TRANSN ETF 78464A532 32 474 SH SOLE 0 474 257 SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 101 3635 SH SOLE 0 3635 639 SPDR SERIES TRUST PORTFOLIO TL STK 78464A805 195 5398 SH SOLE 0 5398 797 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 2 33 SH SOLE 0 33 43 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 2 36 SH SOLE 0 36 290 SPDR SERIES TRUST PORTFOLIO LR ETF 78464A854 18 539 SH SOLE 0 539 361 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 129 350 SH SOLE 0 350 492 SPDR SER TR BLOMBERG BRC INV 78468R200 161 5233 SH SOLE 0 5233 1 SPDR SER TR SPDR BLOOMBERG 78468R663 2 19 SH SOLE 0 19 542 SPDR SER TR PORTFOLIO SM ETF 78468R853 18 541 SH SOLE 0 541 707 SVB FINL GROUP COM 78486Q101 12 37 SH SOLE 0 37 535 SABRA HEALTH CARE REIT INC COM 78573L106 8 349 SH SOLE 0 349 284 SANOFI RIGHT 12/31/2020 80105N113 0 10 SH SOLE 0 10 321 SCANA CORP NEW COM 80589M102 2 41 SH SOLE 0 41 533 SEALED AIR CORP NEW COM 81211K100 26 640 SH SOLE 0 640 657 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 8 130 SH SOLE 0 130 6 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 42 439 SH SOLE 0 439 673 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 8 153 SH SOLE 0 153 107 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 9 77 SH SOLE 0 77 777 SELECT SECTOR SPDR TR ENERGY 81369Y506 4 58 SH SOLE 0 58 87 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 42 1514 SH SOLE 0 1514 442 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 10 138 SH SOLE 0 138 440 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 1 21 SH SOLE 0 21 570 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 18 343 SH SOLE 0 343 578 SELECT INCOME REIT COM SH BEN INT 81618T100 2 74 SH SOLE 0 74 618 SENIOR HSG PPTYS TR SH BEN INT 81721M109 184 10487 SH SOLE 0 10487 518 SHIRE PLC SPONSORED ADR 82481R106 42 232 SH SOLE 0 232 621 SHOPIFY INC CL A 82509L107 0 2 SH SOLE 0 2 276 SKYWORKS SOLUTIONS INC COM 83088M102 0 2 SH SOLE 0 2 505 SPIRIT RLTY CAP INC NEW COM 84860W102 3 321 SH SOLE 0 321 262 SPIRIT MTA REIT COM SHS BEN IN 84861U105 0 31 SH SOLE 0 31 168 STAG INDL INC COM 85254J102 24 857 SH SOLE 0 857 622 STARWOOD PPTY TR INC COM 85571B105 8 350 SH SOLE 0 350 177 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 13 1665 SH SOLE 0 1665 485 SYNAPTICS INC COM 87157D109 5 100 SH SOLE 0 100 374 SYNOVUS FINL CORP COM NEW 87161C501 0 1 SH SOLE 0 1 405 SYNCHRONY FINL COM 87165B103 35 1118 SH SOLE 0 1118 662 TPG SPECIALTY LENDING INC COM 87265K102 14940 732715 SH SOLE 0 732715 277 TARGA RES CORP COM 87612G101 2 35 SH SOLE 0 35 764 TEKLA HEALTHCARE INVS SH BEN INT 87911J103 6 250 SH SOLE 0 250 551 TELUS CORP COM 87971M103 0 5 SH SOLE 0 5 272 TESLA INC COM 88160R101 19 72 SH SOLE 0 72 581 THE TRADE DESK INC COM CL A 88339J105 1 4 SH SOLE 0 4 69 3-D SYS CORP DEL COM NEW 88554D205 13 700 SH SOLE 0 700 17 3M CO COM 88579Y101 8 40 SH SOLE 0 40 572 TIER REIT INC COM NEW 88650V208 72 2972 SH SOLE 0 2972 390 TIPTREE INC COM 88822Q103 12 1800 SH SOLE 0 1800 775 TRIPLEPOINT VENTURE GROWTH B COM 89677Y100 38 2825 SH SOLE 0 2825 680 TWITTER INC COM 90184L102 27 942 SH SOLE 0 942 181 UBS AG LONDON BRH FI ENHANCD ETN 90274D218 2 10 SH SOLE 0 10 555 UBIQUITI NETWORKS INC COM 90347A100 14 139 SH SOLE 0 139 70 ULTA BEAUTY INC COM 90384S303 1 2 SH SOLE 0 2 222 UNITEDHEALTH GROUP INC COM 91324P102 78 292 SH SOLE 0 292 563 VAIL RESORTS INC COM 91879Q109 0 1 SH SOLE 0 1 45 VALERO ENERGY CORP NEW COM 91913Y100 1502 13208 SH SOLE 0 13208 118 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 11 613 SH SOLE 0 613 302 VANECK VECTORS ETF TR EMERGING MKTS HI 92189F353 17170 750128 SH SOLE 0 750128 762 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 23 489 SH SOLE 0 489 503 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 2 59 SH SOLE 0 59 214 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 4 67 SH SOLE 0 67 745 VANGUARD WORLD FDS ENERGY ETF 92204A306 54 509 SH SOLE 0 509 295 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 15 83 SH SOLE 0 83 464 VANGUARD WORLD FDS INF TECH ETF 92204A702 5 25 SH SOLE 0 25 612 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1 15 SH SOLE 0 15 579 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 5 97 SH SOLE 0 97 426 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 47 534 SH SOLE 0 534 669 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 7 78 SH SOLE 0 78 786 VECTREN CORP COM 92240G101 0 1 SH SOLE 0 1 760 VENTAS INC COM 92276F100 177 3257 SH SOLE 0 3257 567 VEREIT INC COM 92339V100 66 9027 SH SOLE 0 9027 144 VERIZON COMMUNICATIONS INC COM 92343V104 182 3412 SH SOLE 0 3412 539 VERTEX PHARMACEUTICALS INC COM 92532F100 1 5 SH SOLE 0 5 683 VERSUM MATLS INC COM 92532W103 2 51 SH SOLE 0 51 152 VISA INC COM CL A 92826C839 21 137 SH SOLE 0 137 402 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 1 45 SH SOLE 0 45 423 W P CAREY INC COM 92936U109 6 95 SH SOLE 0 95 727 WEC ENERGY GROUP INC COM 92939U106 46 696 SH SOLE 0 696 593 WASHINGTON PRIME GROUP NEW COM 93964W108 7 950 SH SOLE 0 950 747 WASTE MGMT INC DEL COM 94106L109 48 526 SH SOLE 0 526 536 WELLCARE HEALTH PLANS INC COM 94946T106 0 1 SH SOLE 0 1 271 WELLTOWER INC COM 95040Q104 32 505 SH SOLE 0 505 358 WESTERN ASSET EMRG MKT DEBT COM 95766A101 0 32 SH SOLE 0 32 155 WESTROCK CO COM 96145D105 3 51 SH SOLE 0 51 344 WINDSTREAM HLDGS INC COM PAR 97382A309 0 20 SH SOLE 0 20 326 WISDOMTREE TR US TOTAL DIVIDND 97717W109 11 117 SH SOLE 0 117 210 WISDOMTREE TR EMG MKTS SMCAP 97717W281 17 382 SH SOLE 0 382 110 WISDOMTREE TR US LARGECAP DIVD 97717W307 5 53 SH SOLE 0 53 183 WISDOMTREE TR EUROPE SMCP DV 97717W869 2 25 SH SOLE 0 25 660 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 16 255 SH SOLE 0 255 566 WYNDHAM DESTINATIONS INC COM 98310W108 1 31 SH SOLE 0 31 806 WYNDHAM HOTELS & RESORTS INC COM 98311A105 2 31 SH SOLE 0 31 571 XCEL ENERGY INC COM 98389B100 7 158 SH SOLE 0 158 130 YAMANA GOLD INC COM 98462Y100 0 25 SH SOLE 0 25 495 ZAGG INC COM 98884U108 1 50 SH SOLE 0 50 491 ZAYO GROUP HLDGS INC COM 98919V105 0 7 SH SOLE 0 7 180 ADIENT PLC ORD SHS G0084W101 0 1 SH SOLE 0 1 606 ALLERGAN PLC SHS G0177J108 20 104 SH SOLE 0 104 641 AMDOCS LTD SHS G02602103 3 48 SH SOLE 0 48 504 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 21 526 SH SOLE 0 526 466 EATON CORP PLC SHS G29183103 65 752 SH SOLE 0 752 331 JANUS HENDERSON GROUP PLC ORD SHS G4474Y214 1 21 SH SOLE 0 21 229 WEATHERFORD INTL PLC ORD SHS G48833100 0 55 SH SOLE 0 55 12 INVESCO LTD SHS G491BT108 12 530 SH SOLE 0 530 161 JOHNSON CTLS INTL PLC SHS G51502105 0 14 SH SOLE 0 14 165 LAZARD LTD SHS A G54050102 0 4 SH SOLE 0 4 104 MALLINCKRODT PUB LTD CO SHS G5785G107 1 21 SH SOLE 0 21 33 MEDTRONIC PLC SHS G5960L103 16 167 SH SOLE 0 167 744 NIELSEN HLDGS PLC SHS EUR G6518L108 1 50 SH SOLE 0 50 53 NORDIC AMERICAN TANKERS LIMI COM G65773106 0 134 SH SOLE 0 134 463 NVENT ELECTRIC PLC SHS G6700G107 0 3 SH SOLE 0 3 146 PROTHENA CORP PLC SHS G72800108 0 4 SH SOLE 0 4 394 SEAGATE TECHNOLOGY PLC SHS G7945M107 1161 24522 SH SOLE 0 24522 803 PENTAIR PLC SHS G7S00T104 0 3 SH SOLE 0 3 500 TEXTAINER GROUP HOLDINGS LTD SHS G8766E109 4 340 SH SOLE 0 340 607 CHUBB LIMITED COM H1467J104 1 6 SH SOLE 0 6 521 GARMIN LTD SHS H2906T109 4 55 SH SOLE 0 55 689 UBS GROUP AG SHS H42097107 8 500 SH SOLE 0 500 627 LOGITECH INTL S A SHS H50430232 0 10 SH SOLE 0 10 269 TE CONNECTIVITY LTD REG SHS H84989104 2 21 SH SOLE 0 21 435 TRANSOCEAN LTD REG SHS H8817H100 1 73 SH SOLE 0 73 808 SPOTIFY TECHNOLOGY S A SHS L8681T102 9 50 SH SOLE 0 50 721 ITURAN LOCATION AND CONTROL SHS M6158M104 0 5 SH SOLE 0 5 157 STRATASYS LTD SHS M85548101 9 395 SH SOLE 0 395 513 FERRARI N V COM N3167Y103 2 11 SH SOLE 0 11 27 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 1125 10972 SH SOLE 0 10972 175 GOLAR LNG PARTNERS LP COM UNIT LPI Y2745C102 4 288 SH SOLE 0 288 484 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 5 275 SH SOLE 0 275 782