Chief Compliance Officer

0001104659-22-078600.txt : 20220711 0001104659-22-078600.hdr.sgml : 20220711 20220711093414 ACCESSION NUMBER: 0001104659-22-078600 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220711 DATE AS OF CHANGE: 20220711 EFFECTIVENESS DATE: 20220711 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sound Income Strategies, LLC CENTRAL INDEX KEY: 0001730960 IRS NUMBER: 471933889 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18555 FILM NUMBER: 221076049 BUSINESS ADDRESS: STREET 1: 500 WEST CYPRESS CREEK ROAD STREET 2: SUITE 290 CITY: FT LAUDERDALE STATE: FL ZIP: 33309 BUSINESS PHONE: 954-487-1860 MAIL ADDRESS: STREET 1: 500 WEST CYPRESS CREEK ROAD STREET 2: SUITE 290 CITY: FT LAUDERDALE STATE: FL ZIP: 33309 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001730960 XXXXXXXX 06-30-2022 06-30-2022 false Sound Income Strategies, LLC

500 West Cypress Creek Road Suite 290 Ft Lauderdale FL 33309

13F HOLDINGS REPORT 028-18555 N Charles Radlauer Chief Compliance Officer 954-487-1860 /s/ Charles Radlauer Ft Lauderdale FL 07-11-2022 0 955 749778 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 93 717 SH SOLE 0 0 717 ABB LTD SPONSORED ADR 000375204 1 32 SH SOLE 0 0 32 ABBOTT LABS COM 002824100 199 1830 SH SOLE 0 0 1830 ABBVIE INC COM 00287Y109 12998 84866 SH SOLE 0 0 84866 ABIOMED INC COM 003654100 0 1 SH SOLE 0 0 1 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 15 54 SH SOLE 0 0 54 ACELRX PHARMACEUTICALS INC COM 00444T100 0 100 SH SOLE 0 0 100 ACTIVISION BLIZZARD INC COM 00507V109 0 2 SH SOLE 0 0 2 ADOBE SYSTEMS INCORPORATED COM 00724F101 43 117 SH SOLE 0 0 117 ADVANCED MICRO DEVICES INC COM 007903107 74 969 SH SOLE 0 0 969 ADVISORSHARES TR NEWFLT MULSINC 00768Y727 41 909 SH SOLE 0 0 909 AECOM COM 00766T100 171 2620 SH SOLE 0 0 2620 AES CORP COM 00130H105 1 59 SH SOLE 0 0 59 AFLAC INC COM 001055102 98 1763 SH SOLE 0 0 1763 AGILENT TECHNOLOGIES INC COM 00846U101 9 76 SH SOLE 0 0 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CORP COM 440452100 4 90 SH SOLE 0 0 90 HP INC COM 40434L105 6433 196261 SH SOLE 0 0 196261 HUAZHU GROUP LTD SPONSORED ADS 44332N106 1 20 SH SOLE 0 0 20 HUMANA INC COM 444859102 7 16 SH SOLE 0 0 16 HUNTINGTON BANCSHARES INC COM 446150104 7 600 SH SOLE 0 0 600 ILLINOIS TOOL WKS INC COM 452308109 38 206 SH SOLE 0 0 206 INDEPENDENCE RLTY TR INC COM 45378A106 56 2711 SH SOLE 0 0 2711 INDEPENDENT BANK CORP MASS COM 453836108 16 200 SH SOLE 0 0 200 INDUSTRIAL LOGISTICS PPTYS T COM SHS BEN INT 456237106 4 297 SH SOLE 0 0 297 INGERSOLL RAND INC COM 45687V106 1 19 SH SOLE 0 0 19 INNOVATOR ETFS TR S&P 500 PWR BU 45782C680 7 243 SH SOLE 0 0 243 INNOVATOR ETFS TR S&P 500 BUFFER 45782C581 72 2518 SH SOLE 0 0 2518 INNOVATORETFS TR NASDAQ 100 PWR 45782C466 27 768 SH SOLE 0 0 768 INTEL CORP COM 458140100 167 4468 SH SOLE 0 0 4468 INTERACTIVE BROKERS GROUP IN COM CL A 45841N107 0 6 SH SOLE 0 0 6 INTERCONTINENTAL EXCHANGE IN COM 45866F104 3 37 SH SOLE 0 0 37 INTERNATIONAL BUSINESS MACHS COM 459200101 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19 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 2 94 SH SOLE 0 0 94 INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 46138J791 0 15 SH SOLE 0 0 15 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 1 57 SH SOLE 0 0 57 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 1 61 SH SOLE 0 0 61 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 2969 191067 SH SOLE 0 0 191067 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 10 75 SH SOLE 0 0 75 INVESCO EXCHANGE TRADED FD T S&P500 EQL REL 46137V290 893 26740 SH SOLE 0 0 26740 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 63 813 SH SOLE 0 0 813 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 23 156 SH SOLE 0 0 156 INVESCO EXCHANGE TRADED FD T DYNMC LRG VALU 46137V738 9 200 SH SOLE 0 0 200 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 10 508 SH SOLE 0 0 508 INVESCO LTD SHS G491BT108 8 494 SH SOLE 0 0 494 INVESCO QQQ TR UNIT SER 1 46090E103 609 2174 SH SOLE 0 0 2174 INVESCO QUALITY MUN INCOME T COM 46133G107 18 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SELECT DIVID ETF 464287168 14 120 SH SOLE 0 0 120 ISHARES TR CORE S&P MCP ETF 464287507 7 32 SH SOLE 0 0 32 ISHARES TR CORE S&P SCP ETF 464287804 40 437 SH SOLE 0 0 437 ISHARES TR CORE S&P500 ETF 464287200 1374 3624 SH SOLE 0 0 3624 ISHARES TR 0-5YR HI YL CP 46434V407 42411 1045901 SH SOLE 0 0 1045901 ISHARES TR TIPS BD ETF 464287176 111 971 SH SOLE 0 0 971 ISHARES TR IBOXX INV CP ETF 464287242 9 85 SH SOLE 0 0 85 ISHARES TR RUS 1000 VAL ETF 464287598 2 11 SH SOLE 0 0 11 ISHARES TR RUS 2000 GRW ETF 464287648 10 47 SH SOLE 0 0 47 ISHARES TR USD INV GRDE ETF 464288620 435 8537 SH SOLE 0 0 8537 ISHARES TR MSCI USA QLT FCT 46432F339 3 25 SH SOLE 0 0 25 ISHARES TR RUS TP200 VL ETF 464289420 556 9000 SH SOLE 0 0 9000 ISHARES TR RUS TP200 GR ETF 464289438 619 4941 SH SOLE 0 0 4941 ISHARES TR NORTH AMERN NAT 464287374 0 5 SH SOLE 0 0 5 ISHARES TR S&P 500 VAL ETF 464287408 14 102 SH SOLE 0 0 102 ISHARES TR GLOBAL TECH ETF 464287291 13 276 SH SOLE 0 0 276 ISHARES TR MSCI ACWI EX US 464288240 1 13 SH SOLE 0 0 13 ISHARES TR CORE MSCI EURO 46434V738 1 15 SH SOLE 0 0 15 ISHARES TR US TREAS BD ETF 46429B267 6 271 SH SOLE 0 0 271 ISHARES TR CORE MSCI EAFE 46432F842 125 2123 SH SOLE 0 0 2123 ISHARES TR MSCI USA MMENTM 46432F396 11 78 SH SOLE 0 0 78 ISHARES TR CORE S&P TTL STK 464287150 36 433 SH SOLE 0 0 433 ISHARES TR SHORT TREAS BD 464288679 758 6881 SH SOLE 0 0 6881 ISHARES TR EAFE VALUE ETF 464288877 213 4899 SH SOLE 0 0 4899 ISHARES TR GLOBAL 100 ETF 464287572 2 34 SH SOLE 0 0 34 ISHARES TR EAFE GRWTH ETF 464288885 161 1997 SH SOLE 0 0 1997 ISHARES TR ISHS 5-10YR INVT 464288638 8 158 SH SOLE 0 0 158 ISHARES TR ISHS 1-5YR INVS 464288646 46 914 SH SOLE 0 0 914 ISHARES TR BROAD USD HIGH 46435U853 23 666 SH SOLE 0 0 666 ISHARES TR CORE DIV GRWTH 46434V621 12 243 SH SOLE 0 0 243 ISHARES TR NATIONAL MUN ETF 464288414 18 166 SH SOLE 0 0 166 ISHARES TR S&P 500 GRWT ETF 464287309 27 448 SH SOLE 0 0 448 ISHARES TR MSCI EAFE MIN VL 46429B689 26 408 SH SOLE 0 0 408 ISHARES TR MSCI EMG MKT ETF 464287234 12 304 SH SOLE 0 0 304 ISHARES TR SP SMCP600VL ETF 464287879 4 48 SH SOLE 0 0 48 ISHARES TR S&P SML 600 GWT 464287887 3 24 SH SOLE 0 0 24 ISHARES TR INTL SEL DIV ETF 464288448 0 15 SH SOLE 0 0 15 ISHARES TR CORE HIGH DV ETF 46429B663 3 34 SH SOLE 0 0 34 ISHARES TR 20 YR TR BD ETF 464287432 82 715 SH SOLE 0 0 715 ISHARES TR RUS MD CP GR ETF 464287481 139 1759 SH SOLE 0 0 1759 ISHARES TR INTRM GOV CR ETF 464288612 24 230 SH SOLE 0 0 230 ISHARES TR MSCI EAFE ETF 464287465 169 2707 SH SOLE 0 0 2707 ISHARES TR RUS MDCP VAL ETF 464287473 276 2719 SH SOLE 0 0 2719 ISHARES TR BARCLAYS 7 10 YR 464287440 34 329 SH SOLE 0 0 329 ISHARES TR FALN ANGLS USD 46435G474 11930 484580 SH SOLE 0 0 484580 ISHARES TR 10+ YR INVST GRD 464289511 405 7600 SH SOLE 0 0 7600 ISHARES TR CORE LT USDB ETF 464289479 59 1055 SH SOLE 0 0 1055 ISHARES TR CORE TOTAL USD 46434V613 84 1791 SH SOLE 0 0 1791 ISHARES TR RUS 1000 ETF 464287622 9 45 SH SOLE 0 0 45 ISHARES TR AGENCY BOND ETF 464288166 31 281 SH SOLE 0 0 281 ISHARES TR EAFE SML CP ETF 464288273 26 475 SH SOLE 0 0 475 ISHARES TR MSCI USA MIN VOL 46429B697 27 378 SH SOLE 0 0 378 ISHARES TR S&P MC 400GR ETF 464287606 20 312 SH SOLE 0 0 312 ISHARES TR RUSSELL 2000 ETF 464287655 14 81 SH SOLE 0 0 81 ISHARES TR NASDAQ BIOTECH 464287556 8 65 SH SOLE 0 0 65 ISHARES TR MBS ETF 464288588 7 73 SH SOLE 0 0 73 ISHARES TR MRGSTR MD CP VAL 464288406 3 54 SH SOLE 0 0 54 ISHARES TR MSCI AC ASIA ETF 464288182 7 100 SH SOLE 0 0 100 ISHARES TR CORE 1 5 YR USD 46432F859 13 276 SH SOLE 0 0 276 ISHARES TR MRGSTR MD CP ETF 464288208 16 280 SH SOLE 0 0 280 ISHARES TR CORE S&P US GWT 464287671 59 705 SH SOLE 0 0 705 ISHARES TR RESIDENTIAL MULT 464288562 529 6607 SH SOLE 0 0 6607 ISHARES TR ESG AWR MSCI USA 46435G425 5 60 SH SOLE 0 0 60 ISHARES TR BLACKROCK ULTRA 46434V878 6 129 SH SOLE 0 0 129 J P MORGAN EXCHANGE-TRADED F BETBULD MSCI 46641Q738 43 492 SH SOLE 0 0 492 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 73 1452 SH SOLE 0 0 1452 JBG SMITH 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INC COM 58933Y105 414 4541 SH SOLE 0 0 4541 METLIFE INC COM 59156R108 2 24 SH SOLE 0 0 24 MFS MUN INCOME TR SH BEN INT 552738106 14 2500 SH SOLE 0 0 2500 MGM RESORTS INTERNATIONAL COM 552953101 6 200 SH SOLE 0 0 200 MICRO FOCUS INTL PLC SPON ADR NEW 594837403 0 39 SH SOLE 0 0 39 MICROCHIP TECHNOLOGY INC. 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174046 OMNICOM GROUP INC COM 681919106 8246 129635 SH SOLE 0 0 129635 ONE LIBERTY PPTYS INC COM 682406103 45 1721 SH SOLE 0 0 1721 ONEOK INC NEW COM 682680103 3941 71017 SH SOLE 0 0 71017 ORACLE CORP COM 68389X105 90 1282 SH SOLE 0 0 1282 OREILLY AUTOMOTIVE INC COM 67103H107 4 7 SH SOLE 0 0 7 ORGANON & CO COMMON STOCK 68622V106 13 399 SH SOLE 0 0 399 OSHKOSH CORP COM 688239201 0 4 SH SOLE 0 0 4 OSISKO GOLD ROYALTIES LTD COM 68827L101 2 200 SH SOLE 0 0 200 OTIS WORLDWIDE CORP COM 68902V107 14 194 SH SOLE 0 0 194 OTTER TAIL CORP COM 689648103 34 500 SH SOLE 0 0 500 OWENS CORNING NEW COM 690742101 1 16 SH SOLE 0 0 16 OWL ROCK CAPITAL CORPORATION COM 69121K104 38 3057 SH SOLE 0 0 3057 OXFORD SQUARE CAP CORP COM 69181V107 12 3410 SH SOLE 0 0 3410 PACER FDS TR TRENDP US LAR CP 69374H105 101 2679 SH SOLE 0 0 2679 PACER FDS TR TRENDPILOT INTL 69374H683 17 693 SH SOLE 0 0 693 PACKAGING CORP AMER COM 695156109 1 9 SH SOLE 0 0 9 PALANTIR TECHNOLOGIES INC CL A 69608A108 3 293 SH SOLE 0 0 293 PARKER-HANNIFIN CORP COM 701094104 763 3102 SH SOLE 0 0 3102 PATTERSON COS INC COM 703395103 4039 133293 SH SOLE 0 0 133293 PAYCHEX INC COM 704326107 22 196 SH SOLE 0 0 196 PAYCOM SOFTWARE INC COM 70432V102 1 2 SH SOLE 0 0 2 PAYPAL HLDGS INC COM 70450Y103 40 573 SH SOLE 0 0 573 PEBBLEBROOK HOTEL TR COM 70509V100 2 95 SH SOLE 0 0 95 PENNANTPARK FLOATING RATE CA COM 70806A106 28145 2451644 SH SOLE 0 0 2451644 PENNANTPARK INVT CORP COM 708062104 10 1550 SH SOLE 0 0 1550 PEPSICO INC COM 713448108 673 4035 SH SOLE 0 0 4035 PERP PFD CNV AWELLS FARGO CO NEW Preferred Stock 949746804 12 10 SH SOLE 0 0 10 PFIZER INC COM 717081103 12352 235584 SH SOLE 0 0 235584 PHILIP MORRIS INTL INC COM 718172109 218 2211 SH SOLE 0 0 2211 PHILLIPS 66 COM 718546104 14 171 SH SOLE 0 0 171 PHYSICIANS RLTY TR COM 71943U104 20 1120 SH SOLE 0 0 1120 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 25 1908 SH SOLE 0 0 1908 PIMCO CORPORATE & INCOME OPP COM 72201B101 13 1000 SH SOLE 0 0 1000 PIMCO ETF TR ACTIVE BD ETF 72201R775 4 45 SH SOLE 0 0 45 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 54 547 SH SOLE 0 0 547 PIMCO INCOME STRATEGY FD II COM 72201J104 38 4786 SH SOLE 0 0 4786 PINNACLE WEST CAP CORP COM 723484101 3 41 SH SOLE 0 0 41 PINTEREST INC CL A 72352L106 2 126 SH SOLE 0 0 126 PITNEY BOWES INC COM 724479100 5 1501 SH SOLE 0 0 1501 PJT PARTNERS INC COM CL A 69343T107 0 3 SH SOLE 0 0 3 PLUG POWER INC COM NEW 72919P202 2 96 SH SOLE 0 0 96 PLYMOUTH INDL REIT INC COM 729640102 1608 91650 SH SOLE 0 0 91650 PNC FINL SVCS GROUP INC COM 693475105 6 35 SH SOLE 0 0 35 POLARIS INC COM 731068102 19 193 SH SOLE 0 0 193 POOL CORP COM 73278L105 1 2 SH SOLE 0 0 2 PORTLAND GEN ELEC CO COM NEW 736508847 1 28 SH SOLE 0 0 28 PPG INDS INC COM 693506107 137 1200 SH SOLE 0 0 1200 PPL CORP COM 69351T106 4 151 SH SOLE 0 0 151 PRECISION BIOSCIENCES INC COM 74019P108 1 818 SH SOLE 0 0 818 PRICE T ROWE GROUP INC COM 74144T108 15 136 SH SOLE 0 0 136 PRIMERICA INC COM 74164M108 12 103 SH SOLE 0 0 103 PRINCIPAL EXCHANGE-TRADED FD PRNC INVT GRAD 74255Y821 90 4134 SH SOLE 0 0 4134 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 12183 182408 SH SOLE 0 0 182408 PROCTER AND GAMBLE CO COM 742718109 738 5135 SH SOLE 0 0 5135 PROGRESSIVE CORP COM 743315103 3 27 SH SOLE 0 0 27 PROLOGIS INC. COM 74340W103 19 161 SH SOLE 0 0 161 PROSHARES TR S&P 500 DV ARIST 74348A467 13 150 SH SOLE 0 0 150 PROSHARES TR ULTRPRO DOW30 74347X823 0 10 SH SOLE 0 0 10 PROSHARES TR SHORT S&P 500 NE 74347B425 15 919 SH SOLE 0 0 919 PRUDENTIAL FINL INC COM 744320102 1467 15329 SH SOLE 0 0 15329 PS BUSINESS PKS INC CALIF COM 69360J107 19 100 SH SOLE 0 0 100 PTC INC COM 69370C100 2 21 SH SOLE 0 0 21 PUBLIC STORAGE COM 74460D109 52 165 SH SOLE 0 0 165 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 15 234 SH SOLE 0 0 234 PVH CORPORATION COM 693656100 0 6 SH SOLE 0 0 6 QORVO INC COM 74736K101 3 36 SH SOLE 0 0 36 QUALCOMM INC COM 747525103 57 449 SH SOLE 0 0 449 QUEST DIAGNOSTICS INC COM 74834L100 9 65 SH SOLE 0 0 65 RAYTHEON TECHNOLOGIES CORP COM 75513E101 119 1235 SH SOLE 0 0 1235 REALTY INCOME CORP COM 756109104 107 1567 SH SOLE 0 0 1567 REGENERON PHARMACEUTICALS COM 75886F107 41 69 SH SOLE 0 0 69 REGIONS FINANCIAL CORP NEW COM 7591EP100 14 727 SH SOLE 0 0 727 REINSURANCE GRP OF AMERICA I COM NEW 759351604 1 8 SH SOLE 0 0 8 RENASANT CORP COM 75970E107 2 54 SH SOLE 0 0 54 RESIDEO TECHNOLOGIES INC COM 76118Y104 0 16 SH SOLE 0 0 16 RIO TINTO PLC SPONSORED ADR 767204100 8 137 SH SOLE 0 0 137 RITE AID CORP COM 767754872 1 100 SH SOLE 0 0 100 RMR GROUP INC CL A 74967R106 0 12 SH SOLE 0 0 12 ROBLOX CORP CL A 771049103 13 400 SH SOLE 0 0 400 ROCKWELL AUTOMATION INC COM 773903109 1 5 SH SOLE 0 0 5 ROKU INC COM CL A 77543R102 0 3 SH SOLE 0 0 3 ROPER TECHNOLOGIES INC COM 776696106 2 4 SH SOLE 0 0 4 ROYAL CARIBBEAN GROUP COM V7780T103 21 600 SH SOLE 0 0 600 ROYCE GLOBAL VALUE TR INC COM 78081T104 0 22 SH SOLE 0 0 22 RYDER SYS INC COM 783549108 0 4 SH SOLE 0 0 4 S&P GLOBAL INC COM 78409V104 8 25 SH SOLE 0 0 25 SABINE ROYALTY TR UNIT BEN INT 785688102 3 50 SH SOLE 0 0 50 SABRA HEALTH CARE REIT INC COM 78573L106 12 881 SH SOLE 0 0 881 SALESFORCE COM INC COM 79466L302 43 261 SH SOLE 0 0 261 SANOFI SPONSORED ADR 80105N105 20 403 SH SOLE 0 0 403 SAP SE SPON ADR 803054204 5 53 SH SOLE 0 0 53 SCHLUMBERGER LTD COM 806857108 83 2327 SH SOLE 0 0 2327 SCHWAB CHARLES CORP COM 808513105 1 9 SH SOLE 0 0 9 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 5 191 SH SOLE 0 0 191 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 52 724 SH SOLE 0 0 724 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 101 2260 SH SOLE 0 0 2260 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 2 70 SH SOLE 0 0 70 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 6 151 SH SOLE 0 0 151 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 18 584 SH SOLE 0 0 584 SCHWAB STRATEGIC TR US TIPS ETF 808524870 14 243 SH SOLE 0 0 243 SCOTTS MIRACLE-GRO CO CL A 810186106 6 78 SH SOLE 0 0 78 SELECT SECTOR SPDR TR ENERGY 81369Y506 14 190 SH SOLE 0 0 190 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 7 85 SH SOLE 0 0 85 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 1354 33136 SH SOLE 0 0 33136 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 12 93 SH SOLE 0 0 93 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 16 500 SH SOLE 0 0 500 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 3 40 SH SOLE 0 0 40 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 2 28 SH SOLE 0 0 28 SEMPRA ENERGY COM 816851109 121 804 SH SOLE 0 0 804 SERVICE PPTYS TR COM SH BEN INT 81761L102 11 2011 SH SOLE 0 0 2011 SERVICENOW INC COM 81762P102 1 2 SH SOLE 0 0 2 SHERWIN WILLIAMS CO COM 824348106 17 78 SH SOLE 0 0 78 SHIFT TECHNOLOGIES INC CL A 82452T107 0 100 SH SOLE 0 0 100 SHOPIFY INC CL A 82509L107 3 90 SH SOLE 0 0 90 SIMON PPTY GROUP INC NEW COM 828806109 4610 48570 SH SOLE 0 0 48570 SIRIUS XM HOLDINGS INC COM 82968B103 4 641 SH SOLE 0 0 641 SITE CTRS CORP COM 82981J109 1 86 SH SOLE 0 0 86 SIXTH STREET SPECIALTY LENDN COM 83012A109 26237 1418208 SH SOLE 0 0 1418208 SKYWORKS SOLUTIONS INC COM 83088M102 5 51 SH SOLE 0 0 51 SMUCKER J M CO COM NEW 832696405 1 5 SH SOLE 0 0 5 SNAP INC CL A 83304A106 3 255 SH SOLE 0 0 255 SNOWFLAKE INC CL A 833445109 1 6 SH SOLE 0 0 6 SOUTH ST CORP COM 840441109 37 480 SH SOLE 0 0 480 SOUTHERN CO COM 842587107 122 1710 SH SOLE 0 0 1710 SOUTHERN COPPER CORP COM 84265V105 2 33 SH SOLE 0 0 33 SOUTHWEST AIRLS CO COM 844741108 3 71 SH SOLE 0 0 71 SOUTHWESTERN ENERGY CO COM 845467109 1 227 SH SOLE 0 0 227 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 1 2 SH SOLE 0 0 2 SPDR GOLD TR GOLD SHS 78463V107 728 4322 SH SOLE 0 0 4322 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 11 120 SH SOLE 0 0 120 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 2 34 SH SOLE 0 0 34 SPDR INDEX SHS FDS S&P EM MKT DIV 78463X533 3 112 SH SOLE 0 0 112 SPDR INDEX SHS FDS S&P GLBDIV ETF 78463X459 4 68 SH SOLE 0 0 68 SPDR S&P 500 ETF TR TR UNIT 78462F103 620 1644 SH SOLE 0 0 1644 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 29 70 SH SOLE 0 0 70 SPDR SER TR S&P REGL BKG 78464A698 12 200 SH SOLE 0 0 200 SPDR SER TR PORTFOLIO INTRMD 78464A375 20 628 SH SOLE 0 0 628 SPDR SER TR PRTFLO S&P500 HI 78468R788 13 314 SH SOLE 0 0 314 SPDR SER TR S&P INS ETF 78464A789 26 690 SH SOLE 0 0 690 SPDR SER TR PORTFOLI S&P1500 78464A805 2 50 SH SOLE 0 0 50 SPDR SER TR S&P 600 SMCP GRW 78464A201 3 42 SH SOLE 0 0 42 SPDR SER TR S&P 600 SMCP VAL 78464A300 3 40 SH SOLE 0 0 40 SPDR SER TR PORTFOLIO LN COR 78464A367 74 3059 SH SOLE 0 0 3059 SPDR SER TR BLOOMBERG SRT TR 78468R408 21825 904830 SH SOLE 0 0 904830 SPDR SER TR BLOOMBERG BRCLYS 78468R622 21029 231827 SH SOLE 0 0 231827 SPDR SER TR WELLS FG PFD ETF 78464A292 3163 88218 SH SOLE 0 0 88218 SPDR SER TR S&P DIVID ETF 78464A763 8 70 SH SOLE 0 0 70 SPDR SER TR BLMBRG BRC CNVRT 78464A359 18 284 SH SOLE 0 0 284 SPDR SER TR PRTFLO S&P500 GW 78464A409 8 161 SH SOLE 0 0 161 SPDR SER TR PORTFOLIO S&P500 78464A854 31 704 SH SOLE 0 0 704 SPDR SER TR PORTFLI INTRMDIT 78464A672 30 1028 SH SOLE 0 0 1028 SPDR SER TR PRTFLO S&P500 VL 78464A508 3 85 SH SOLE 0 0 85 SPIRIT RLTY CAP INC NEW COM NEW 84860W300 5124 135638 SH SOLE 0 0 135638 SPLUNK INC COM 848637104 2 18 SH SOLE 0 0 18 SPOTIFY TECHNOLOGY S A SHS L8681T102 2 16 SH SOLE 0 0 16 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 9 550 SH SOLE 0 0 550 SPROTT PHYSICAL GOLD TR UNIT 85207H104 14 1000 SH SOLE 0 0 1000 SQUARE INC CL A 852234103 15 251 SH SOLE 0 0 251 STAG INDL INC COM 85254J102 21 664 SH SOLE 0 0 664 STANLEY BLACK & DECKER INC COM 854502101 0 4 SH SOLE 0 0 4 STANTEC INC COM 85472N109 11 261 SH SOLE 0 0 261 STARBUCKS CORP COM 855244109 63 829 SH SOLE 0 0 829 STMICROELECTRONICS N V NY REGISTRY 861012102 5 171 SH SOLE 0 0 171 STONECASTLE FINL CORP COM 861780104 9 450 SH SOLE 0 0 450 STRATASYS LTD SHS M85548101 1 45 SH SOLE 0 0 45 STRYKER CORPORATION COM 863667101 8 40 SH SOLE 0 0 40 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 108 7061 SH SOLE 0 0 7061 SUNOCO LP/SUNOCO FIN CORP COM UT REP LP 86765K109 4 107 SH SOLE 0 0 107 SYNCHRONY FINANCIAL COM 87165B103 797 28860 SH SOLE 0 0 28860 SYNOPSYS INC COM 871607107 1 4 SH SOLE 0 0 4 SYSCO CORP COM 871829107 279 3288 SH SOLE 0 0 3288 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 19 231 SH SOLE 0 0 231 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 2 18 SH SOLE 0 0 18 TAPESTRY INC COM 876030107 1 36 SH SOLE 0 0 36 TARGET CORP COM 87612E106 41 287 SH SOLE 0 0 287 TC ENERGY CORP COM 87807B107 1 20 SH SOLE 0 0 20 TCG BDC INC COM 872280102 11 891 SH SOLE 0 0 891 TE CONNECTIVITY LTD REG SHS H84989104 1 7 SH SOLE 0 0 7 TEKLA WORLD HEALTHCARE FD BEN INT SHS 87911L108 7 500 SH SOLE 0 0 500 TEMPLETON EMERGING MKTS INCO COM 880192109 11 2000 SH SOLE 0 0 2000 TEMPLETON GLOBAL INCOME FD COM 880198106 4 1000 SH SOLE 0 0 1000 TERADATA CORP DEL COM 88076W103 1 36 SH SOLE 0 0 36 TERADYNE INC COM 880770102 4 40 SH SOLE 0 0 40 TESLA INC COM 88160R101 657 976 SH SOLE 0 0 976 TETRA TECH INC NEW COM 88162G103 40 290 SH SOLE 0 0 290 TEXAS INSTRS INC COM 882508104 137 890 SH SOLE 0 0 890 TEXTAINER GROUP HOLDINGS LTD SHS G8766E109 9 340 SH SOLE 0 0 340 THERMO FISHER SCIENTIFIC INC COM 883556102 58 107 SH SOLE 0 0 107 TIDAL ETF TR SOUND EQUITY INM 886364793 15008 594975 SH SOLE 0 0 594975 TIDAL ETF TR SOUND ENHANCED 886364819 20551 1186201 SH SOLE 0 0 1186201 TJX COS INC NEW COM 872540109 41 726 SH SOLE 0 0 726 T-MOBILE US INC COM 872590104 21 159 SH SOLE 0 0 159 TOOTSIE ROLL INDS INC COM 890516107 0 7 SH SOLE 0 0 7 TORONTO DOMINION BK ONT COM NEW 891160509 22 343 SH SOLE 0 0 343 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 9 56 SH SOLE 0 0 56 TRANE TECHNOLOGIES PLC SHS G8994E103 6 43 SH SOLE 0 0 43 TRANSOCEAN LTD REG SHS H8817H100 0 34 SH SOLE 0 0 34 TRAVELERS COMPANIES INC COM 89417E109 9 56 SH SOLE 0 0 56 TREVENA INC COM 89532E109 0 500 SH SOLE 0 0 500 TRI CONTL CORP COM 895436103 2 85 SH SOLE 0 0 85 TRIPLEPOINT VENTURE GROWTH B COM 89677Y100 5521 433384 SH SOLE 0 0 433384 TRUIST FINL CORP COM 89832Q109 46 978 SH SOLE 0 0 978 TUPPERWARE BRANDS CORP COM 899896104 0 8 SH SOLE 0 0 8 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 0 100 SH SOLE 0 0 100 TWILIO INC CL A 90138F102 1 10 SH SOLE 0 0 10 TWITTER INC COM 90184L102 21 553 SH SOLE 0 0 553 TYLER TECHNOLOGIES INC COM 902252105 1 2 SH SOLE 0 0 2 TYSON FOODS INC CL A 902494103 0 4 SH SOLE 0 0 4 UBER TECHNOLOGIES INC COM 90353T100 15 737 SH SOLE 0 0 737 UBIQUITI INC COM 90353W103 35 139 SH SOLE 0 0 139 UBS AG LONDON BRANCH FI ENHANCD ETN 90274D218 30 146 SH SOLE 0 0 146 UBS GROUP AG SHS H42097107 7 434 SH SOLE 0 0 434 UGI CORP NEW COM 902681105 3 80 SH SOLE 0 0 80 UNDER ARMOUR INC CL C 904311206 1 116 SH SOLE 0 0 116 UNILEVER PLC SPON ADR NEW 904767704 3781 82510 SH SOLE 0 0 82510 UNION PAC CORP COM 907818108 268 1255 SH SOLE 0 0 1255 UNITED PARCEL SERVICE INC CL B 911312106 146 800 SH SOLE 0 0 800 UNITED RENTALS INC COM 911363109 1 3 SH SOLE 0 0 3 UNITED STATES STL CORP NEW COM 912909108 1 60 SH SOLE 0 0 60 UNITEDHEALTH GROUP INC COM 91324P102 262 510 SH SOLE 0 0 510 US BANCORP DEL COM NEW 902973304 32 685 SH SOLE 0 0 685 V F CORP COM 918204108 6 134 SH SOLE 0 0 134 VAIL RESORTS INC COM 91879Q109 2 9 SH SOLE 0 0 9 VALARIS LIMITED CL A G9460G101 3 69 SH SOLE 0 0 69 VALE S A SPONSORED ADS 91912E105 2 109 SH SOLE 0 0 109 VALERO ENERGY CORP COM 91913Y100 11415 107403 SH SOLE 0 0 107403 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 14 493 SH SOLE 0 0 493 VANECK VECTORS ETF TR EMERGING MKTS HI 92189F353 33115 1862473 SH SOLE 0 0 1862473 VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 9176 339601 SH SOLE 0 0 339601 VANECK VECTORS ETF TR JP MORGAN MKTS 92189H300 2 69 SH SOLE 0 0 69 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 0 6 SH SOLE 0 0 6 VANECK VECTORS ETF TR PFD SECS EX FINL 92189F429 3008 166202 SH SOLE 0 0 166202 VANECK VECTORS ETF TR BDC INCOME ETF 92189F411 216 14276 SH SOLE 0 0 14276 VANECK VECTORS ETF TR OIL SVCS ETF 92189H607 10 44 SH SOLE 0 0 44 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 0 4 SH SOLE 0 0 4 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 1 10 SH SOLE 0 0 10 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 27 355 SH SOLE 0 0 355 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 35 450 SH SOLE 0 0 450 VANGUARD BD INDEX FDS INTERMED TERM 921937819 22 277 SH SOLE 0 0 277 VANGUARD BD INDEX FDS LONG TERM BOND 921937793 25 311 SH SOLE 0 0 311 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 53 1064 SH SOLE 0 0 1064 VANGUARD INDEX FDS GROWTH ETF 922908736 48 215 SH SOLE 0 0 215 VANGUARD INDEX FDS LARGE CAP ETF 922908637 19 112 SH SOLE 0 0 112 VANGUARD INDEX FDS VALUE ETF 922908744 3 23 SH SOLE 0 0 23 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 674 1942 SH SOLE 0 0 1942 VANGUARD INDEX FDS MID CAP ETF 922908629 2 12 SH SOLE 0 0 12 VANGUARD INDEX FDS SMALL CP ETF 922908751 1 5 SH SOLE 0 0 5 VANGUARD INDEX FDS SM CP VAL ETF 922908611 5 33 SH SOLE 0 0 33 VANGUARD INDEX FDS TOTAL STK MKT 922908769 61 326 SH SOLE 0 0 326 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 4 30 SH SOLE 0 0 30 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1350 14822 SH SOLE 0 0 14822 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 4 81 SH SOLE 0 0 81 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 47 1134 SH SOLE 0 0 1134 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 10 122 SH SOLE 0 0 122 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 67 1345 SH SOLE 0 0 1345 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 136 1986 SH SOLE 0 0 1986 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 435 9104 SH SOLE 0 0 9104 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 5 70 SH SOLE 0 0 70 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 15 192 SH SOLE 0 0 192 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 233 3961 SH SOLE 0 0 3961 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 299 4883 SH SOLE 0 0 4883 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 93 1332 SH SOLE 0 0 1332 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 9 60 SH SOLE 0 0 60 VANGUARD STAR FDS VG TL INTL STK F 921909768 7 141 SH SOLE 0 0 141 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 42 1020 SH SOLE 0 0 1020 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 26 260 SH SOLE 0 0 260 VANGUARD WORLD FD MEGA GRWTH IND 921910816 27 149 SH SOLE 0 0 149 VANGUARD WORLD FD MEGA CAP INDEX 921910873 7 50 SH SOLE 0 0 50 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 2 12 SH SOLE 0 0 12 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 9 40 SH SOLE 0 0 40 VANGUARD WORLD FDS INF TECH ETF 92204A702 11 33 SH SOLE 0 0 33 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 2 7 SH SOLE 0 0 7 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 40 515 SH SOLE 0 0 515 VEEVA SYS INC CL A COM 922475108 1 3 SH SOLE 0 0 3 VENTAS INC COM 92276F100 85 1655 SH SOLE 0 0 1655 VERISK ANALYTICS INC COM 92345Y106 1 4 SH SOLE 0 0 4 VERIZON COMMUNICATIONS INC COM 92343V104 337 6646 SH SOLE 0 0 6646 VERTEX PHARMACEUTICALS INC COM 92532F100 2 8 SH SOLE 0 0 8 VIATRIS INC COM 92556V106 1074 102534 SH SOLE 0 0 102534 VICTORY PORTFOLIOS II VCSHS US 500 ENH 92647N782 68 1060 SH SOLE 0 0 1060 VIMEO INC COMMON STOCK 92719V100 0 17 SH SOLE 0 0 17 VIRNETX HLDG CORP COM 92823T108 9 8100 SH SOLE 0 0 8100 VIRTUS ALLIANZGI ARTIFICIAL COM 92838Y100 6 342 SH SOLE 0 0 342 VISA INC COM CL A 92826C839 198 1008 SH SOLE 0 0 1008 VISHAY INTERTECHNOLOGY INC COM 928298108 7 412 SH SOLE 0 0 412 VISHAY PRECISION GROUP INC COM 92835K103 1 29 SH SOLE 0 0 29 VMWARE INC CL A COM 928563402 8 70 SH SOLE 0 0 70 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 6 365 SH SOLE 0 0 365 VONTIER CORPORATION COM 928881101 3 128 SH SOLE 0 0 128 VORNADO RLTY TR SH BEN INT 929042109 5 165 SH SOLE 0 0 165 WABTEC COM 929740108 8 103 SH SOLE 0 0 103 WALGREENS BOOTS ALLIANCE INC COM 931427108 3732 98479 SH SOLE 0 0 98479 WALMART INC COM 931142103 406 3336 SH SOLE 0 0 3336 WASTE MGMT INC DEL COM 94106L109 47 308 SH SOLE 0 0 308 WAYFAIR INC CL A 94419L101 2 35 SH SOLE 0 0 35 WEBSTER FINL CORP CONN COM 947890109 13 304 SH SOLE 0 0 304 WEC ENERGY GROUP INC COM 92939U106 52 515 SH SOLE 0 0 515 WEIBO CORP SPONSORED ADR 948596101 0 2 SH SOLE 0 0 2 WELLS FARGO CO NEW COM 949746101 23 593 SH SOLE 0 0 593 WESBANCO INC COM 950810101 2 53 SH SOLE 0 0 53 WESTAMERICA BANCORPORATION COM 957090103 0 8 SH SOLE 0 0 8 WESTERN DIGITAL CORP. COM 958102105 2032 45332 SH SOLE 0 0 45332 WESTERN UN CO COM 959802109 1 74 SH SOLE 0 0 74 WESTLAKE CHEM CORP COM 960413102 1 15 SH SOLE 0 0 15 WESTROCK CO COM 96145D105 1248 31324 SH SOLE 0 0 31324 WEYERHAEUSER CO MTN BE COM NEW 962166104 6 170 SH SOLE 0 0 170 WHIRLPOOL CORP COM 963320106 0 3 SH SOLE 0 0 3 WHITEHORSE FIN INC COM 96524V106 4493 341942 SH SOLE 0 0 341942 WHITESTONE REIT COM 966084204 11 1065 SH SOLE 0 0 1065 WILLIAMS COS INC COM 969457100 64 2054 SH SOLE 0 0 2054 WILLIAMS SONOMA INC COM 969904101 7 60 SH SOLE 0 0 60 WINTRUST FINL CORP COM 97650W108 4 54 SH SOLE 0 0 54 WISDOMTREE TR US LARGECAP DIVD 97717W307 6 106 SH SOLE 0 0 106 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 13 191 SH SOLE 0 0 191 WISDOMTREE TR EM LCL DEBT FD 97717X867 1 24 SH SOLE 0 0 24 WISDOMTREE TR US TOTAL DIVIDND 97717W109 9 154 SH SOLE 0 0 154 WISDOMTREE TR EMG MKTS SMCAP 97717W281 1 17 SH SOLE 0 0 17 WISDOMTREE TR US QTLY DIV GRT 97717X669 19 328 SH SOLE 0 0 328 WISDOMTREE TR INTL SMCAP DIV 97717W760 1 12 SH SOLE 0 0 12 WISDOMTREE TR EMER MKT HIGH FD 97717W315 1 32 SH SOLE 0 0 32 WISDOMTREE TR US LARGECAP FUND 97717W588 22 536 SH SOLE 0 0 536 WORKDAY INC CL A 98138H101 7 47 SH SOLE 0 0 47 WORKHORSE GROUP INC COM NEW 98138J206 3 1175 SH SOLE 0 0 1175 WORLD GOLD TR SPDR GLD MINIS 98149E204 12 340 SH SOLE 0 0 340 WP CAREY INC COM 92936U109 135 1629 SH SOLE 0 0 1629 WPP PLC NEW ADR 92937A102 0 8 SH SOLE 0 0 8 WYNN RESORTS LTD COM 983134107 1 9 SH SOLE 0 0 9 XCEL ENERGY INC COM 98389B100 3 43 SH SOLE 0 0 43 XENIA HOTELS & RESORTS INC COM 984017103 18 1238 SH SOLE 0 0 1238 XEROX HOLDINGS CORP COM NEW 98421M106 3832 258048 SH SOLE 0 0 258048 YAMANA GOLD INC COM 98462Y100 4 800 SH SOLE 0 0 800 YUM BRANDS INC COM 988498101 25 221 SH SOLE 0 0 221 YUM CHINA HLDGS INC COM 98850P109 3 71 SH SOLE 0 0 71 ZENDESK INC COM 98936J101 2 32 SH SOLE 0 0 32 ZIMMER BIOMET HOLDINGS INC COM 98956P102 36 345 SH SOLE 0 0 345 ZOETIS INC CL A 98978V103 27 155 SH SOLE 0 0 155 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 32 294 SH SOLE 0 0 294 ZYNERBA PHARMACEUTICALS INC COM 98986X109 0 350 SH SOLE 0 0 350