Chief Compliance Officer

0001104659-20-001869.txt : 20200107 0001104659-20-001869.hdr.sgml : 20200107 20200107121224 ACCESSION NUMBER: 0001104659-20-001869 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200107 DATE AS OF CHANGE: 20200107 EFFECTIVENESS DATE: 20200107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sound Income Strategies, LLC CENTRAL INDEX KEY: 0001730960 IRS NUMBER: 471933889 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-18555 FILM NUMBER: 20512691 BUSINESS ADDRESS: STREET 1: 6550 N FEDERAL HIGHWAY STREET 2: SUITE 510 CITY: FT LAUDERDALE STATE: FL ZIP: 33308 BUSINESS PHONE: 954-487-1860 MAIL ADDRESS: STREET 1: 6550 N FEDERAL HIGHWAY STREET 2: SUITE 510 CITY: FT LAUDERDALE STATE: FL ZIP: 33308 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001730960 XXXXXXXX 12-31-2019 12-31-2019 true 1 NEW HOLDINGS false Sound Income Strategies, LLC

6550 N Federal Highway Suite 510 Ft Lauderdale FL 33308

13F HOLDINGS REPORT 028-18555 N Charles Radlauer Chief Compliance Officer 954-487-1860 /s/ Charles Radlauer Ft Lauderdale FL 01-07-2020 0 798 372780 INFORMATION TABLE 2 infotable.xml CHEMOURS CO COM 163851108 6 336 SH SOLE 0 0 336 PEOPLES UTD FINL INC COM 712704105 1711 101271 SH SOLE 0 0 101271 REALPAGE INC COM 75606N109 1 12 SH SOLE 0 0 12 SCHWAB STRATEGIC TR US REIT ETF 808524847 1 11 SH SOLE 0 0 11 BECTON DICKINSON & CO COM 075887109 44 161 SH SOLE 0 0 161 CENTURYLINK INC COM 156700106 2 157 SH SOLE 0 0 157 MICRON TECHNOLOGY INC COM 595112103 1 27 SH SOLE 0 0 27 FIRST TR SR FLOATING RATE 20 COM SHS 33740K101 12 1318 SH SOLE 0 0 1318 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 0 7 SH SOLE 0 0 7 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 8 130 SH SOLE 0 0 130 PFIZER INC COM 717081103 2196 56049 SH SOLE 0 0 56049 ACCURAY INC COM 004397105 3 1000 SH SOLE 0 0 1000 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 0 1 SH SOLE 0 0 1 DISCOVER FINL SVCS COM 254709108 17 198 SH SOLE 0 0 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KIMBERLY CLARK CORP COM 494368103 50 362 SH SOLE 0 0 362 NRG ENERGY INC COM NEW 629377508 4 106 SH SOLE 0 0 106 NORTHERN LTS FD TR IV FORMULA FOLIOS 66538H674 19 685 SH SOLE 0 0 685 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 32 493 SH SOLE 0 0 493 SAP SE SPON ADR 803054204 15 111 SH SOLE 0 0 111 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 15 160 SH SOLE 0 0 160 COMMERCE BANCSHARES INC COM 200525103 79 1164 SH SOLE 0 0 1164 MELCO RESORTS AND ENTMT LTD ADR 585464100 5 215 SH SOLE 0 0 215 SPDR SERIES TRUST PRTFLO S&P500 VL 78464A508 30 851 SH SOLE 0 0 851 COLUMBIA PPTY TR INC COM NEW 198287203 130 6202 SH SOLE 0 0 6202 AIR LEASE CORP CL A 00912X302 2 52 SH SOLE 0 0 52 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 32 535 SH SOLE 0 0 535 GLOBAL X FDS US INFR DEV ETF 37954Y673 0 20 SH SOLE 0 0 20 MONDELEZ INTL INC CL A 609207105 3 49 SH SOLE 0 0 49 SIMON PPTY GROUP INC NEW COM 828806109 8 57 SH SOLE 0 0 57 SQUARE INC CL A 852234103 1 9 SH SOLE 0 0 9 BLACKROCK ENHANCED GBL DIV T COM 092501105 39 3569 SH SOLE 0 0 3569 CF INDS HLDGS INC COM 125269100 3 61 SH SOLE 0 0 61 VISA INC COM CL A 92826C839 104 553 SH SOLE 0 0 553 CTI BIOPHARMA CORP COM 12648L601 0 33 SH SOLE 0 0 33 CORNERSTONE STRATEGIC VALUE COM 21924B302 15 1325 SH SOLE 0 0 1325 SPDR SERIES TRUST BLOMBRG BRC EMRG 78464A391 0 4 SH SOLE 0 0 4 TRI CONTL CORP COM 895436103 2 85 SH SOLE 0 0 85 ZYNGA INC CL A 98986T108 7 1100 SH SOLE 0 0 1100 CME GROUP INC COM 12572Q105 24 121 SH SOLE 0 0 121 GILEAD SCIENCES INC COM 375558103 15 225 SH SOLE 0 0 225 PPL CORP COM 69351T106 2 44 SH SOLE 0 0 44 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 31 475 SH SOLE 0 0 475 BRIGHTHOUSE FINL INC COM 10922N103 0 2 SH SOLE 0 0 2 CONSTELLATION BRANDS INC CL A 21036P108 0 1 SH SOLE 0 0 1 SIX FLAGS ENTMT CORP NEW COM 83001A102 14 310 SH SOLE 0 0 310 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 7 222 SH SOLE 0 0 222 HERCULES CAPITAL INC COM 427096508 29372 2094980 SH SOLE 0 0 2094980 ISHARES TR IBOXX INV CP ETF 464287242 80 626 SH SOLE 0 0 626 UNITED RENTALS INC COM 911363109 2 11 SH SOLE 0 0 11 GEO GROUP INC NEW COM 36162J106 3 200 SH SOLE 0 0 200 ISHARES TR RUS 1000 VAL ETF 464287598 14 100 SH SOLE 0 0 100 ISHARES TR 3 7 YR TREAS BD 464288661 3 24 SH SOLE 0 0 24 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 0 14 SH SOLE 0 0 14 FACEBOOK INC CL A 30303M102 261 1271 SH SOLE 0 0 1271 GOLDMAN SACHS BDC INC SHS 38147U107 33 1530 SH SOLE 0 0 1530 CINCINNATI BELL INC NEW PFD CV DEP1/20 171871403 4 75 SH SOLE 0 0 75 EIGER BIOPHARMACEUTICALS INC COM 28249U105 6 400 SH SOLE 0 0 400 ILLINOIS TOOL WKS INC COM 452308109 9 50 SH SOLE 0 0 50 PROSHARES TR SHORT S&P 500 NE 74347B425 0 9 SH SOLE 0 0 9 THE CHARLES SCHWAB CORPORATI COM 808513105 0 9 SH SOLE 0 0 9 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 1 37 SH SOLE 0 0 37 EDISON INTL COM 281020107 48 630 SH SOLE 0 0 630 TJX COS INC NEW COM 872540109 12 194 SH SOLE 0 0 194 FS KKR CAPITAL CORP COM 302635107 14 2352 SH SOLE 0 0 2352 HIGHLAND INCOME FUND HIGHLAND INCOME 43010E404 5 382 SH SOLE 0 0 382 HARLEY DAVIDSON INC COM 412822108 14 380 SH SOLE 0 0 380 AMPLIFY ENERGY CORP NEW COM 03212B103 0 7 SH SOLE 0 0 7 EOG RES INC COM 26875P101 4 50 SH SOLE 0 0 50 FIDELITY COVINGTON TR MSCI FINLS IDX 316092501 4 80 SH SOLE 0 0 80 PROTO LABS INC COM 743713109 10 100 SH SOLE 0 0 100 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 1 23 SH SOLE 0 0 23 CBL & ASSOC PPTYS INC COM 124830100 7 6286 SH SOLE 0 0 6286 DBX ETF TR XTRACK USD HIGH 233051432 68 1349 SH SOLE 0 0 1349 ISHARES TR CORE S&P TTL STK 464287150 86 1185 SH SOLE 0 0 1185 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 13 138 SH SOLE 0 0 138 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 3 101 SH SOLE 0 0 101 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 HY 46138J809 2 96 SH SOLE 0 0 96 LAS VEGAS SANDS CORP COM 517834107 21 307 SH SOLE 0 0 307 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 0 9 SH SOLE 0 0 9 GALLAGHER ARTHUR J & CO COM 363576109 3 28 SH SOLE 0 0 28 HUAZHU GROUP LTD SPONSORED ADS 44332N106 2 40 SH SOLE 0 0 40 LTC PPTYS INC COM 502175102 5 113 SH SOLE 0 0 113 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 50 1638 SH SOLE 0 0 1638 ABERDEEN STD GOLD ETF TR PHYSCL GOLD SHS 00326A104 16 1120 SH SOLE 0 0 1120 EXELON CORP COM 30161N101 2 43 SH SOLE 0 0 43 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 8 36 SH SOLE 0 0 36 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 7 124 SH SOLE 0 0 124 ISHARES INC MSCI EURZONE ETF 464286608 4 100 SH SOLE 0 0 100 ISHARES TR RUS MDCP VAL ETF 464287473 4 45 SH SOLE 0 0 45 AUTOMATIC DATA PROCESSING IN COM 053015103 4 25 SH SOLE 0 0 25 SEABRIDGE GOLD INC COM 811916105 8 600 SH SOLE 0 0 600 ELECTRONIC ARTS INC COM 285512109 4 39 SH SOLE 0 0 39 FOUR CORNERS PPTY TR INC COM 35086T109 3 108 SH SOLE 0 0 108 LILLY ELI & CO COM 532457108 32 245 SH SOLE 0 0 245 NORTHERN LTS FD TR IV FRMLAFOLIOS TATL 66538H666 66 2640 SH SOLE 0 0 2640 TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS 874060205 23 1167 SH SOLE 0 0 1167 BROOKFIELD PROPERTY PARTRS L UNIT LTD PARTN G16249107 2 130 SH SOLE 0 0 130 ROYCE GLOBAL VALUE TR INC COM 78081T104 0 22 SH SOLE 0 0 22 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 4 64 SH SOLE 0 0 64 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 14 159 SH SOLE 0 0 159 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 26 526 SH SOLE 0 0 526 BLACKSTONE GROUP INC COM CL A 09260D107 36 638 SH SOLE 0 0 638 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 8 40 SH SOLE 0 0 40 WALGREENS BOOTS ALLIANCE INC COM 931427108 50 840 SH SOLE 0 0 840 WAYFAIR INC CL A 94419L101 27 300 SH SOLE 0 0 300 NORDIC AMERICAN TANKERS LIMI COM G65773106 1 134 SH SOLE 0 0 134 VANGUARD INDEX FDS SMALL CP ETF 922908751 4 22 SH SOLE 0 0 22 CITIGROUP INC COM NEW 172967424 29 357 SH SOLE 0 0 357 HEALTHCARE TR AMER INC CL A NEW 42225P501 95 3141 SH SOLE 0 0 3141 HENRY JACK & ASSOC INC COM 426281101 7 51 SH SOLE 0 0 51 NORFOLK SOUTHERN CORP COM 655844108 112 576 SH SOLE 0 0 576 ADVANCED MICRO DEVICES INC COM 007903107 2 46 SH SOLE 0 0 46 CENTENNIAL RESOURCE DEV INC CL A 15136A102 0 14 SH SOLE 0 0 14 CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNER 226344208 31 1000 SH SOLE 0 0 1000 EAGLE PT CR CO LLC COM 269808101 6 400 SH SOLE 0 0 400 OAKTREE STRATEGIC INCOME COR COM 67402D104 3 424 SH SOLE 0 0 424 VANGUARD WORLD FD MEGA CAP INDEX 921910873 6 50 SH SOLE 0 0 50 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 93 1988 SH SOLE 0 0 1988 HANNON ARMSTRONG SUST INFR C COM 41068X100 12 375 SH SOLE 0 0 375 ISHARES GOLD TRUST ISHARES 464285105 1 50 SH SOLE 0 0 50 ISHARES TR CORE US AGGBD ET 464287226 507 4516 SH SOLE 0 0 4516 COMMUNITY HEALTH SYS INC NEW COM 203668108 1 438 SH SOLE 0 0 438 NUVEEN ENERGY MLP TOTL RTRNF COM 67074U103 26 3400 SH SOLE 0 0 3400 UNITI GROUP INC COM 91325V108 0 6 SH SOLE 0 0 6 CENTERSTATE BK CORP COM 15201P109 155 6193 SH SOLE 0 0 6193 INTL PAPER CO COM 460146103 4 90 SH SOLE 0 0 90 PUBLIC STORAGE COM 74460D109 139 654 SH SOLE 0 0 654 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 9 25 SH SOLE 0 0 25 SENIOR HSG PPTYS TR SH BEN INT 81721M109 20 2379 SH SOLE 0 0 2379 PROSHARES TR LARGE CAP CRE 74347R248 2 29 SH SOLE 0 0 29 ZAGG INC COM 98884U108 0 50 SH SOLE 0 0 50 SALESFORCE COM INC COM 79466L302 25 155 SH SOLE 0 0 155 ISHARES TR MRGSTR MD CP VAL 464288406 3 18 SH SOLE 0 0 18 LIVEPERSON INC COM 538146101 7 200 SH SOLE 0 0 200 PNC FINL SVCS GROUP INC COM 693475105 10 60 SH SOLE 0 0 60 AMERICAN FIN TR INC COM CLASS A 02607T109 616 46482 SH SOLE 0 0 46482 EPR PPTYS COM SH BEN INT 26884U109 12 175 SH SOLE 0 0 175 GOLUB CAP BDC INC COM 38173M102 25071 1358518 SH SOLE 0 0 1358518 SKYWORKS SOLUTIONS INC COM 83088M102 0 2 SH SOLE 0 0 2 AMDOCS LTD SHS G02602103 4 49 SH SOLE 0 0 49 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 1 54 SH SOLE 0 0 54 NATIONAL BEVERAGE CORP COM 635017106 0 2 SH SOLE 0 0 2 NEWELL BRANDS INC COM 651229106 4 210 SH SOLE 0 0 210 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 2 143 SH SOLE 0 0 143 REVOLVE GROUP INC CL A 76156B107 10 520 SH SOLE 0 0 520 STRATASYS LTD SHS M85548101 5 245 SH SOLE 0 0 245 ALIGN TECHNOLOGY INC COM 016255101 1 3 SH SOLE 0 0 3 CHATHAM LODGING TR COM 16208T102 3 158 SH SOLE 0 0 158 HOME DEPOT INC COM 437076102 133 607 SH SOLE 0 0 607 APOLLO COML REAL EST FIN INC COM 03762U105 4 200 SH SOLE 0 0 200 L3HARRIS TECHNOLOGIES INC COM 502431109 0 1 SH SOLE 0 0 1 ALTRIA GROUP INC COM 02209S103 56 1117 SH SOLE 0 0 1117 FIRSTENERGY CORP COM 337932107 7 138 SH SOLE 0 0 138 SMUCKER J M CO COM NEW 832696405 1 6 SH SOLE 0 0 6 VANGUARD INDEX FDS TOTAL STK MKT 922908769 37 226 SH SOLE 0 0 226 HANCOCK JOHN PFD INCOME FD I COM 41013X106 4 200 SH SOLE 0 0 200 INDEPENDENCE RLTY TR INC COM 45378A106 7 500 SH SOLE 0 0 500 SARATOGA INVT CORP COM NEW 80349A208 7 300 SH SOLE 0 0 300 CRACKER BARREL OLD CTRY STOR COM 22410J106 10 67 SH SOLE 0 0 67 ISHARES TR IBOXX HI YD ETF 464288513 52 586 SH SOLE 0 0 586 MAIN STREET CAPITAL CORP COM 56035L104 30367 704403 SH SOLE 0 0 704403 METLIFE INC COM 59156R108 1 24 SH SOLE 0 0 24 NEUBERGER BERMAN MLP AND ENR COM 64129H104 0 49 SH 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403 SH SOLE 0 0 403 COEUR MNG INC COM NEW 192108504 1 100 SH SOLE 0 0 100 INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 46137V233 3 12 SH SOLE 0 0 12 VIRNETX HLDG CORP COM 92823T108 31 8100 SH SOLE 0 0 8100 COCA COLA CO COM 191216100 98 1763 SH SOLE 0 0 1763 FIDELITY NATL INFORMATION SV COM 31620M106 1 10 SH SOLE 0 0 10 INVESCO QQQ TR UNIT SER 1 46090E103 486 2287 SH SOLE 0 0 2287 ISHARES TR S&P MC 400GR ETF 464287606 52 217 SH SOLE 0 0 217 LOCKHEED MARTIN CORP COM 539830109 1976 5075 SH SOLE 0 0 5075 SOUTHERN CO COM 842587107 131 2055 SH SOLE 0 0 2055 UBS AG LONDON BRH FI ENHANCD ETN 90274D218 32 156 SH SOLE 0 0 156 WELLS FARGO CO NEW COM 949746101 30 561 SH SOLE 0 0 561 IRON MTN INC NEW COM 46284V101 8 250 SH SOLE 0 0 250 ARROWHEAD PHARMACEUTICALS IN COM 04280A100 43 680 SH SOLE 0 0 680 ECOLAB INC COM 278865100 9 49 SH SOLE 0 0 49 INTERNATIONAL BUSINESS MACHS COM 459200101 183 1365 SH SOLE 0 0 1365 ABERDEEN STD SILVER ETF TR PHYSCL SILVR SHS 003264108 0 18 SH SOLE 0 0 18 ALTERYX INC COM CL A 02156B103 3 31 SH SOLE 0 0 31 CANADIAN NATL RY CO COM 136375102 8 85 SH SOLE 0 0 85 GOLDMAN SACHS ETF TR EQUITY ETF 381430503 6 94 SH SOLE 0 0 94 ISHARES TR IBONDS DEC21 ETF 46434VBK5 2 95 SH SOLE 0 0 95 NOKIA CORP SPONSORED ADR 654902204 1 300 SH SOLE 0 0 300 UNITEDHEALTH GROUP INC COM 91324P102 30 102 SH SOLE 0 0 102 AMERICAN ELEC PWR CO INC COM 025537101 51 540 SH SOLE 0 0 540 VENTAS INC COM 92276F100 144 2498 SH SOLE 0 0 2498 INVESCO EXCHNG TRADED FD TR FNDMNTL HY CRP 46138E719 67 3461 SH SOLE 0 0 3461 SCHWAB STRATEGIC TR US TIPS ETF 808524870 0 2 SH SOLE 0 0 2 UBER TECHNOLOGIES INC COM 90353T100 18 603 SH SOLE 0 0 603 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 13 191 SH SOLE 0 0 191 REPUBLIC SVCS INC COM 760759100 1 12 SH SOLE 0 0 12 3M CO COM 88579Y101 12 66 SH SOLE 0 0 66 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 25 84 SH SOLE 0 0 84 MSA SAFETY INC COM 553498106 0 1 SH SOLE 0 0 1 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 2 150 SH SOLE 0 0 150 CAPITAL ONE FINL CORP COM 14040H105 10 94 SH SOLE 0 0 94 ROLLINS INC COM 775711104 0 10 SH SOLE 0 0 10 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 20 310 SH SOLE 0 0 310 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 8 60 SH SOLE 0 0 60 TESLA INC COM 88160R101 10 25 SH SOLE 0 0 25 BLACKROCK TCP CAP CORP COM 09259E108 294 20935 SH SOLE 0 0 20935 ISHARES TR CORE MSCI EAFE 46432F842 7 112 SH SOLE 0 0 112 ISHARES TR CORE S&P MCP ETF 464287507 24 116 SH SOLE 0 0 116 NVIDIA CORP COM 67066G104 24 104 SH SOLE 0 0 104 BRISTOL MYERS SQUIBB CO COM 110122108 7 105 SH SOLE 0 0 105 DEVON ENERGY CORP NEW COM 25179M103 2 65 SH SOLE 0 0 65 FIRST TR EXCHANGE TRADED FD FIRST TR TA HIYL 33738D408 5 100 SH SOLE 0 0 100 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 1 43 SH SOLE 0 0 43 RETAIL VALUE INC COM 76133Q102 0 7 SH SOLE 0 0 7 WEC ENERGY GROUP INC COM 92939U106 9 95 SH SOLE 0 0 95 ARES CAP CORP COM 04010L103 29735 1594393 SH SOLE 0 0 1594393 DOMINION ENERGY INC COM 25746U109 86 1042 SH SOLE 0 0 1042 ISHARES US ETF TR SHT MAT BD ETF 46431W507 3 57 SH SOLE 0 0 57 MERCK & CO INC COM 58933Y105 349 3839 SH SOLE 0 0 3839 PACER FDS TR TRENDP US MID CP 69374H204 38 1230 SH SOLE 0 0 1230 RETAIL PPTYS AMER INC CL A 76131V202 14 1063 SH SOLE 0 0 1063 ALLSTATE CORP COM 020002101 11 94 SH SOLE 0 0 94 HEALTHCARE RLTY TR COM 421946104 7 213 SH SOLE 0 0 213 ISHARES TR RUS MID CAP ETF 464287499 4 60 SH SOLE 0 0 60 SPDR SERIES TRUST AEROSPACE DEF 78464A631 9 80 SH SOLE 0 0 80 TEXTAINER GROUP HOLDINGS LTD SHS G8766E109 4 340 SH SOLE 0 0 340 COLONY CAP INC NEW CL A COM 19626G108 2 442 SH SOLE 0 0 442 ISHARES TR MSCI EMG MKT ETF 464287234 45 996 SH SOLE 0 0 996 MASCO CORP COM 574599106 0 10 SH SOLE 0 0 10 STARBUCKS CORP COM 855244109 30 343 SH SOLE 0 0 343 VANGUARD WORLD FDS INF TECH ETF 92204A702 6 25 SH SOLE 0 0 25 BLACK HILLS CORP COM 092113109 0 1 SH SOLE 0 0 1 MAXAR TECHNOLOGIES INC COM 57778K105 0 12 SH SOLE 0 0 12 VALE S A SPONSORED ADS 91912E105 1 109 SH SOLE 0 0 109 BLACKBERRY LTD COM 09228F103 16 2500 SH SOLE 0 0 2500 MICROSOFT CORP COM 594918104 564 3576 SH SOLE 0 0 3576 PROSHARES TR PSHS ULTRA QQQ 74347R206 15 121 SH SOLE 0 0 121 ADVANCED ENERGY INDS COM 007973100 0 3 SH SOLE 0 0 3 GRAND CANYON ED INC COM 38526M106 0 3 SH SOLE 0 0 3 ISHARES TR RUS 1000 GRW ETF 464287614 12 67 SH SOLE 0 0 67 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1 8 SH SOLE 0 0 8 CANOPY GROWTH CORP COM 138035100 17 812 SH SOLE 0 0 812 ISHARES TR RUSSELL 2000 ETF 464287655 83 503 SH SOLE 0 0 503 STAG INDL INC COM 85254J102 9 272 SH SOLE 0 0 272 VANGUARD GROUP DIV APP ETF 921908844 19 153 SH SOLE 0 0 153 AMERICAN WTR WKS CO INC NEW COM 030420103 12 97 SH SOLE 0 0 97 INVESCO EXCHNG TRADED FD TR S&P ULTRA DIVIDE 46138G656 79 2000 SH SOLE 0 0 2000 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 0 19 SH SOLE 0 0 19 KEMPHARM INC COM 488445107 4 10000 SH SOLE 0 0 10000 MONSTER BEVERAGE CORP NEW COM 61174X109 0 4 SH SOLE 0 0 4 LINDE PLC SHS G5494J103 10 49 SH SOLE 0 0 49 UBS GROUP AG SHS H42097107 12 963 SH SOLE 0 0 963 CONSOLIDATED EDISON INC COM 209115104 79 873 SH SOLE 0 0 873 PAYCOM SOFTWARE INC COM 70432V102 1 4 SH SOLE 0 0 4 ISHARES TR S&P 500 VAL ETF 464287408 1 4 SH SOLE 0 0 4 BEYOND MEAT INC COM 08862E109 13 173 SH SOLE 0 0 173 GENERAL MLS INC COM 370334104 50 935 SH SOLE 0 0 935 SPDR SERIES TRUST PORTFOLIO MD ETF 78464A847 3 89 SH SOLE 0 0 89 WESTERN DIGITAL CORP COM 958102105 2163 34079 SH SOLE 0 0 34079 BANK NEW YORK MELLON CORP COM 064058100 10 200 SH SOLE 0 0 200 ICU MED INC COM 44930G107 0 1 SH SOLE 0 0 1 KAYNE ANDERSON MDSTM ENERGY COM 48661E108 1 72 SH SOLE 0 0 72 UGI CORP NEW COM 902681105 2 36 SH SOLE 0 0 36 SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 111 3783 SH SOLE 0 0 3783 ALLERGAN PLC SHS G0177J108 16 82 SH SOLE 0 0 82 ANTHEM INC COM 036752103 99 327 SH SOLE 0 0 327 FIRST TR NASDAQ ABA CMNTY BK UT COM SHS ETF 33736Q104 1 20 SH SOLE 0 0 20 ISHARES TR MIN VOL EAFE ETF 46429B689 5 69 SH SOLE 0 0 69 UNILEVER PLC SPON ADR NEW 904767704 2 34 SH SOLE 0 0 34 WESTAMERICA BANCORPORATION COM 957090103 1 8 SH SOLE 0 0 8 ISHARES TR GLOBAL REIT ETF 46434V647 26 931 SH SOLE 0 0 931 ENBRIDGE INC COM 29250N105 2207 55483 SH SOLE 0 0 55483 ISHARES INC EM HGHYL BD ETF 464286285 22602 477750 SH SOLE 0 0 477750 MCDONALDS CORP COM 580135101 129 654 SH SOLE 0 0 654 AUTOZONE INC COM 053332102 30 25 SH SOLE 0 0 25 FASTENAL CO COM 311900104 1 30 SH SOLE 0 0 30 INVESCO EXCHNG TRADED FD TR NATL AMT MUNI 46138E537 7 281 SH SOLE 0 0 281 QORVO INC COM 74736K101 4 36 SH SOLE 0 0 36 WHITEHORSE FIN INC COM 96524V106 426 31061 SH SOLE 0 0 31061 ALPHABET INC CAP STK CL A 02079K305 242 181 SH SOLE 0 0 181 BLACKROCK RES & COMM STRAT T SHS 09257A108 3 400 SH SOLE 0 0 400 CITIZENS FINL GROUP INC COM 174610105 3 62 SH SOLE 0 0 62 EATON VANCE CORP COM NON VTG 278265103 6 133 SH SOLE 0 0 133 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 1 61 SH SOLE 0 0 61 CIGNA CORP NEW COM 125523100 17 85 SH SOLE 0 0 85 MASTERCARD INC CL A 57636Q104 23 78 SH SOLE 0 0 78 PERSPECTA INC COM 715347100 0 9 SH SOLE 0 0 9 WISDOMTREE TR EUROPE SMCP DV 97717W869 2 25 SH SOLE 0 0 25 ALLIANT ENERGY CORP COM 018802108 8 142 SH SOLE 0 0 142 ISHARES TR S&P MC 400VL ETF 464287705 9 51 SH SOLE 0 0 51 QUAD / GRAPHICS INC COM CL A 747301109 4 830 SH SOLE 0 0 830 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 25 677 SH SOLE 0 0 677 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 53 519 SH SOLE 0 0 519 STMICROELECTRONICS N V NY REGISTRY 861012102 32 1172 SH SOLE 0 0 1172 BHP GROUP LTD SPONSORED ADS 088606108 5 89 SH SOLE 0 0 89 EASTMAN CHEMICAL CO COM 277432100 10 130 SH SOLE 0 0 130 GOLDMAN SACHS GROUP INC COM 38141G104 9 40 SH SOLE 0 0 40 GREAT AJAX CORP COM 38983D300 2 161 SH SOLE 0 0 161 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 54 534 SH SOLE 0 0 534 GENERAL MTRS CO COM 37045V100 1843 50355 SH SOLE 0 0 50355 ISHARES TR MBS ETF 464288588 17 156 SH SOLE 0 0 156 PHILLIPS 66 COM 718546104 44 395 SH SOLE 0 0 395 FIRST TR EXCHANGE TRADED FD DORSEY WRIGHT 33738R878 8 280 SH SOLE 0 0 280 ISHARES TR MULTIFACTOR INTL 46434V274 1 39 SH SOLE 0 0 39 NAVIDEA BIOPHARMACEUTICALS I COM NEW 63937X202 1 599 SH SOLE 0 0 599 GARMIN LTD SHS H2906T109 5 55 SH SOLE 0 0 55 ANNALY CAP MGMT INC COM 035710409 20 2102 SH SOLE 0 0 2102 DUPONT DE NEMOURS INC COM 26614N102 27 419 SH SOLE 0 0 419 TRIPLEPOINT VENTURE GROWTH B COM 89677Y100 36 2538 SH SOLE 0 0 2538 CLOROX CO DEL COM 189054109 2 16 SH SOLE 0 0 16 FISERV INC COM 337738108 22 191 SH SOLE 0 0 191 MACYS INC COM 55616P104 0 12 SH SOLE 0 0 12 POST HLDGS INC COM 737446104 11 101 SH SOLE 0 0 101 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 17 322 SH SOLE 0 0 322 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 4 250 SH SOLE 0 0 250 HONEYWELL INTL INC COM 438516106 28 157 SH SOLE 0 0 157 ISHARES TR 20 YR TR BD ETF 464287432 1 4 SH SOLE 0 0 4 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 6 100 SH SOLE 0 0 100 BLOCK H & R INC COM 093671105 3 126 SH SOLE 0 0 126 DXC TECHNOLOGY CO COM 23355L106 1 19 SH SOLE 0 0 19 HOST HOTELS & RESORTS INC COM 44107P104 2 100 SH SOLE 0 0 100 ISHARES TR RUS MD CP GR ETF 464287481 8 50 SH SOLE 0 0 50 MICRO FOCUS INTERNATIONAL PL SPON ADR NEW 594837403 1 39 SH SOLE 0 0 39 UNION PACIFIC CORP COM 907818108 8 42 SH SOLE 0 0 42 VICTORY PORTFOLIOS II VCSHS US 500 ENH 92647N782 8 145 SH SOLE 0 0 145 CENTERPOINT ENERGY INC COM 15189T107 2 73 SH SOLE 0 0 73 MOELIS & CO CL A 60786M105 2 48 SH SOLE 0 0 48 NUVEEN GLOBAL HIGH INCOME FD SHS 67075G103 7 451 SH SOLE 0 0 451 PACER FDS TR TRENDP US LAR CP 69374H105 182 5434 SH SOLE 0 0 5434 BARCLAYS BK PLC 10 YR TREAS BEAR 06740L451 6 500 SH SOLE 0 0 500 EMCOR GROUP INC COM 29084Q100 0 3 SH SOLE 0 0 3 MSC INDL DIRECT INC CL A 553530106 1 9 SH SOLE 0 0 9 PTC INC COM 69370C100 2 21 SH SOLE 0 0 21 TOOTSIE ROLL INDS INC COM 890516107 0 7 SH SOLE 0 0 7 ISHARES TR MSCI EAFE ETF 464287465 5 70 SH SOLE 0 0 70 MARATHON OIL CORP COM 565849106 8 560 SH SOLE 0 0 560 PITNEY BOWES INC COM 724479100 6 1501 SH SOLE 0 0 1501 PROSHARES TR PSHS ULTRUSS2000 74347R842 7 97 SH SOLE 0 0 97 EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 1 19 SH SOLE 0 0 19 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 20 333 SH SOLE 0 0 333 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 46 1470 SH SOLE 0 0 1470 BLACKROCK CAPITAL INVESTMENT COM 092533108 9 1750 SH SOLE 0 0 1750 KROGER CO COM 501044101 6 201 SH SOLE 0 0 201 ALPHABET INC CAP STK CL C 02079K107 150 112 SH SOLE 0 0 112 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 8 184 SH SOLE 0 0 184 CORTEVA INC COM 22052L104 0 8 SH SOLE 0 0 8 MEDICAL PPTYS TRUST INC COM 58463J304 4 191 SH SOLE 0 0 191 CITIZENS CMNTY BANCORP INC M COM 174903104 27 2194 SH SOLE 0 0 2194 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 207 2036 SH SOLE 0 0 2036 NUVEEN DOW 30 DYN OVERWRITE SHS 67075F105 11 609 SH SOLE 0 0 609 CATERPILLAR INC DEL COM 149123101 45 308 SH SOLE 0 0 308 EMERSON ELEC CO COM 291011104 12 162 SH SOLE 0 0 162 AMEDISYS INC COM 023436108 10 60 SH SOLE 0 0 60 CITY HLDG CO COM 177835105 180 2193 SH SOLE 0 0 2193 PROLOGIS INC COM 74340W103 14 153 SH SOLE 0 0 153 TUPPERWARE BRANDS CORP COM 899896104 0 8 SH SOLE 0 0 8 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 5 76 SH SOLE 0 0 76 ISHARES TR CORE S&P500 ETF 464287200 2519 7792 SH SOLE 0 0 7792 JP MORGAN EXCHANGE TRADED FD HIGH YLD RESRCH 46641Q878 53 1026 SH SOLE 0 0 1026 LAM RESEARCH CORP COM 512807108 5 18 SH SOLE 0 0 18 UNITED PARCEL SERVICE INC CL B 911312106 40 345 SH SOLE 0 0 345 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 27 288 SH SOLE 0 0 288 W P CAREY INC COM 92936U109 29 369 SH SOLE 0 0 369 FLUSHING FINL CORP COM 343873105 13 600 SH SOLE 0 0 600 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 1 57 SH SOLE 0 0 57 YRC WORLDWIDE INC COM PAR $.01 984249607 0 85 SH SOLE 0 0 85 BAXTER INTL INC COM 071813109 107 1282 SH SOLE 0 0 1282 ISHARES TR GLOBAL TECH ETF 464287291 18 85 SH SOLE 0 0 85 RITE AID CORP COM 767754872 2 105 SH SOLE 0 0 105 SYNOPSYS INC COM 871607107 0 2 SH SOLE 0 0 2 OGE ENERGY CORP COM 670837103 0 8 SH SOLE 0 0 8 SEMPRA ENERGY COM 816851109 0 2 SH SOLE 0 0 2 VANECK VECTORS ETF TRUST GOLD MINERS ETF 92189F106 0 13 SH SOLE 0 0 13 ZYNERBA PHARMACEUTICALS INC COM 98986X109 2 350 SH SOLE 0 0 350 CONOCOPHILLIPS COM 20825C104 55 848 SH SOLE 0 0 848 FORD MTR CO DEL COM 345370860 53 5683 SH SOLE 0 0 5683 CHEMED CORP NEW COM 16359R103 0 1 SH SOLE 0 0 1 CREDIT SUISSE NASSAU BRH LG CP GRTH ENH 22542D423 5 15 SH SOLE 0 0 15 NEXPOINT STRATEGIC OPORTUNT COM NEW 65340G205 4 252 SH SOLE 0 0 252 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 1 61 SH SOLE 0 0 61 MEDTRONIC PLC SHS G5960L103 26 233 SH SOLE 0 0 233 HP INC COM 40434L105 1967 95715 SH SOLE 0 0 95715 HEALTHPEAK PPTYS INC COM 42250P103 18 520 SH SOLE 0 0 520 INNOVATOR ETFS TR S&P 500 BUFFER 45782C581 103 3852 SH SOLE 0 0 3852 ALCOA CORP COM 013872106 1 66 SH SOLE 0 0 66 ASTRAZENECA PLC SPONSORED ADR 046353108 6 117 SH SOLE 0 0 117 FIRST MERCHANTS CORP COM 320817109 4 89 SH SOLE 0 0 89 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 4 67 SH SOLE 0 0 67 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 12 143 SH SOLE 0 0 143 WASHINGTON PRIME GROUP NEW COM 93964W108 3 950 SH SOLE 0 0 950 FRANKLIN STREET PPTYS CORP COM 35471R106 3 360 SH SOLE 0 0 360 AFLAC INC COM 001055102 41 770 SH SOLE 0 0 770 FRANKLIN LTD DURATION INC TR COM 35472T101 56 5887 SH SOLE 0 0 5887 INDUSTRIAL LOGISTICS PPTYS T COM SHS BEN INT 456237106 5 208 SH SOLE 0 0 208 ISHARES TR CORE HIGH DV ETF 46429B663 23 234 SH SOLE 0 0 234 GW PHARMACEUTICALS PLC ADS 36197T103 3 25 SH SOLE 0 0 25 INNOVATOR ETFS TR S&P 500 BUFFER E 45782C557 296 11010 SH SOLE 0 0 11010 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 1 25 SH SOLE 0 0 25 STORE CAP CORP COM 862121100 321 8621 SH SOLE 0 0 8621 FRONTIER COMMUNICATIONS CORP COM NEW 35906A306 0 12 SH SOLE 0 0 12 MORGAN STANLEY COM NEW 617446448 1 19 SH SOLE 0 0 19 NUVEEN PFD & INCM OPPORTNYS COM 67073B106 41 3900 SH SOLE 0 0 3900 PROSHARES TR PSHS SHORT DOW30 74347B235 0 1 SH SOLE 0 0 1 VANECK VECTORS ETF TRUST JR GOLD MINERS E 92189F791 3 74 SH SOLE 0 0 74 AMERICAN AIRLS GROUP INC COM 02376R102 5 160 SH SOLE 0 0 160 BP PLC SPONSORED ADR 055622104 31 812 SH SOLE 0 0 812 BANK AMER CORP COM 060505104 134 3793 SH SOLE 0 0 3793 TECK RESOURCES LTD CL B 878742204 1 37 SH SOLE 0 0 37 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 9 120 SH SOLE 0 0 120 ISHARES INC MSCI JPN ETF NEW 46434G822 2 39 SH SOLE 0 0 39 RESIDEO TECHNOLOGIES INC COM 76118Y104 0 11 SH SOLE 0 0 11 ISHARES TR GLOBAL 100 ETF 464287572 2 34 SH SOLE 0 0 34 ISHARES TR MSCI EURO FL ETF 464289180 5 250 SH SOLE 0 0 250 KRAFT HEINZ CO COM 500754106 0 4 SH SOLE 0 0 4 ISHARES TR S&P SML 600 GWT 464287887 12 62 SH SOLE 0 0 62 ISHARES TR 0-5YR HI YL CP 46434V407 43054 927279 SH SOLE 0 0 927279 OFFICE PPTYS INCOME TR COM SHS BEN INT 67623C109 40 1247 SH SOLE 0 0 1247 PAYPAL HLDGS INC COM 70450Y103 52 477 SH SOLE 0 0 477 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 4 275 SH SOLE 0 0 275 EBAY INC COM 278642103 3 80 SH SOLE 0 0 80 EVERGY INC COM 30034W106 11 171 SH SOLE 0 0 171 GOLDMAN SACHS ETF TR ACTIVEBETA EME 381430206 2 63 SH SOLE 0 0 63 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 11 181 SH SOLE 0 0 181 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 10 77 SH SOLE 0 0 77 TIPTREE INC COM 88822Q103 15 1800 SH SOLE 0 0 1800 DOLLAR GEN CORP NEW COM 256677105 12 80 SH SOLE 0 0 80 SCOTTS MIRACLE GRO CO CL A 810186106 5 50 SH SOLE 0 0 50 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 46 503 SH SOLE 0 0 503 AIR PRODS & CHEMS INC COM 009158106 14 59 SH SOLE 0 0 59 ARISTA NETWORKS INC COM 040413106 1 5 SH SOLE 0 0 5 DARDEN RESTAURANTS INC COM 237194105 23 211 SH SOLE 0 0 211 HEXO CORP COM 428304109 1 500 SH SOLE 0 0 500 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 7 294 SH SOLE 0 0 294 LULULEMON ATHLETICA INC COM 550021109 5 21 SH SOLE 0 0 21 ZIMMER BIOMET HLDGS INC COM 98956P102 47 316 SH SOLE 0 0 316 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 17 881 SH SOLE 0 0 881 SPDR GOLD TRUST GOLD SHS 78463V107 43 301 SH SOLE 0 0 301 AQUA AMERICA INC COM 03836W103 41 872 SH SOLE 0 0 872 ISHARES TR CORE MSCI EURO 46434V738 8 165 SH SOLE 0 0 165 PACER FDS TR TRENDPILOT INTL 69374H683 34 1271 SH SOLE 0 0 1271 SPDR SERIES TRUST PORTFOLIO TL STK 78464A805 84 2116 SH SOLE 0 0 2116 DELL TECHNOLOGIES INC CL C 24703L202 2 45 SH SOLE 0 0 45 FIFTH THIRD BANCORP COM 316773100 3 102 SH SOLE 0 0 102 GAMESTOP CORP NEW CL A 36467W109 3 500 SH SOLE 0 0 500 TORO CO COM 891092108 0 3 SH SOLE 0 0 3 SEAGATE TECHNOLOGY PLC SHS G7945M107 2366 39769 SH SOLE 0 0 39769 TRANSOCEAN LTD REG SHS H8817H100 0 67 SH SOLE 0 0 67 GARRETT MOTION INC COM 366505105 0 9 SH SOLE 0 0 9 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 HY 46138J601 3 121 SH SOLE 0 0 121 WYNDHAM DESTINATIONS INC COM 98310W108 16 306 SH SOLE 0 0 306 ZENDESK INC COM 98936J101 2 32 SH SOLE 0 0 32 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 3 133 SH SOLE 0 0 133 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 HY 46138J874 15 599 SH SOLE 0 0 599 JOHNSON & JOHNSON COM 478160104 2321 15913 SH SOLE 0 0 15913 KINDER MORGAN INC DEL COM 49456B101 29 1356 SH SOLE 0 0 1356 UNITED STATES STL CORP NEW COM 912909108 5 441 SH SOLE 0 0 441 EATON VANCE TAX MNGD GBL DV COM 27829F108 8 933 SH SOLE 0 0 933 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 0 7 SH SOLE 0 0 7 THERMO FISHER SCIENTIFIC INC COM 883556102 11 33 SH SOLE 0 0 33