The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 343 | 2,862 | SH | SOLE | 0 | 0 | 2,862 | ||
ABBVIE INC | COM | 00287Y109 | 627 | 5,792 | SH | SOLE | 0 | 0 | 5,792 | ||
AIRBNB INC | COM CL A | 009066101 | 1,374 | 7,313 | SH | SOLE | 0 | 0 | 7,313 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 6,963 | 30,711 | SH | SOLE | 0 | 0 | 30,711 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 5,381 | 2,609 | SH | SOLE | 0 | 0 | 2,609 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 2,114 | 1,022 | SH | SOLE | 0 | 0 | 1,022 | ||
ALTRIA GROUP INC | COM | 02209S103 | 1,359 | 26,568 | SH | SOLE | 0 | 0 | 26,568 | ||
AMAZON COM INC | COM | 023135106 | 7,720 | 2,495 | SH | SOLE | 0 | 0 | 2,495 | ||
AMGEN INC | COM | 031162100 | 1,773 | 7,125 | SH | SOLE | 0 | 0 | 7,125 | ||
APOLLO TACTICAL INCOME FD IN | COM | 037638103 | 1,122 | 75,380 | SH | SOLE | 0 | 0 | 75,380 | ||
APPLE INC | COM | 037833100 | 6,374 | 52,182 | SH | SOLE | 0 | 0 | 52,182 | ||
AT&T INC | COM | 00206R102 | 1,087 | 35,900 | SH | SOLE | 0 | 0 | 35,900 | ||
ATLAS CORP | SHARES | Y0436Q109 | 362 | 26,500 | SH | SOLE | 0 | 0 | 26,500 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 231 | 1,060 | SH | SOLE | 0 | 0 | 1,060 | ||
BAOZUN INC | SPONSORED ADR | 06684L103 | 210 | 5,500 | SH | SOLE | 0 | 0 | 5,500 | ||
BAXTER INTL INC | COM | 071813109 | 337 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 386 | 1 | SH | SOLE | 0 | 0 | 1 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 9,276 | 36,311 | SH | SOLE | 0 | 0 | 36,311 | ||
BK OF AMERICA CORP | COM | 060505104 | 700 | 18,095 | SH | SOLE | 0 | 0 | 18,095 | ||
BLACKROCK DEBT STRATEGIES FD | COM NEW | 09255R202 | 1,882 | 171,081 | SH | SOLE | 0 | 0 | 171,081 | ||
BLACKROCK FLOATING RATE INCO | COM | 09255X100 | 1,036 | 79,722 | SH | SOLE | 0 | 0 | 79,722 | ||
BLACKROCK MUNIYIELD FD INC | COM | 09253W104 | 6,646 | 463,161 | SH | SOLE | 0 | 0 | 463,161 | ||
BOEING CO | COM | 097023105 | 457 | 1,794 | SH | SOLE | 0 | 0 | 1,794 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 230 | 3,650 | SH | SOLE | 0 | 0 | 3,650 | ||
CALIFORNIA RES CORP | COM STOCK | 13057Q305 | 994 | 41,310 | SH | SOLE | 0 | 0 | 41,310 | ||
CHEVRON CORP NEW | COM | 166764100 | 879 | 8,386 | SH | SOLE | 0 | 0 | 8,386 | ||
CHUBB LIMITED | COM | H1467J104 | 253 | 1,600 | SH | SOLE | 0 | 0 | 1,600 | ||
CISCO SYS INC | COM | 17275R102 | 668 | 12,923 | SH | SOLE | 0 | 0 | 12,923 | ||
CITIGROUP INC | COM NEW | 172967424 | 760 | 10,450 | SH | SOLE | 0 | 0 | 10,450 | ||
CLEAN HARBORS INC | COM | 184496107 | 988 | 11,752 | SH | SOLE | 0 | 0 | 11,752 | ||
CME GROUP INC | COM | 12572Q105 | 369 | 1,805 | SH | SOLE | 0 | 0 | 1,805 | ||
COCA COLA CO | COM | 191216100 | 1,251 | 23,740 | SH | SOLE | 0 | 0 | 23,740 | ||
COMCAST CORP NEW | CL A | 20030N101 | 400 | 7,400 | SH | SOLE | 0 | 0 | 7,400 | ||
CONSOLIDATED EDISON INC | COM | 209115104 | 262 | 3,500 | SH | SOLE | 0 | 0 | 3,500 | ||
CROWDSTRIKE HLDGS INC | CL A | 22788C105 | 219 | 1,200 | SH | SOLE | 0 | 0 | 1,200 | ||
CSX CORP | COM | 126408103 | 1,437 | 14,905 | SH | SOLE | 0 | 0 | 14,905 | ||
CVS HEALTH CORP | COM | 126650100 | 764 | 10,150 | SH | SOLE | 0 | 0 | 10,150 | ||
CYTOMX THERAPEUTICS INC | COM | 23284F105 | 156 | 20,207 | SH | SOLE | 0 | 0 | 20,207 | ||
DEERE & CO | COM | 244199105 | 337 | 900 | SH | SOLE | 0 | 0 | 900 | ||
DISNEY WALT CO | COM | 254687106 | 1,421 | 7,702 | SH | SOLE | 0 | 0 | 7,702 | ||
DOCUSIGN INC | COM | 256163106 | 1,115 | 5,506 | SH | SOLE | 0 | 0 | 5,506 | ||
DOMINOS PIZZA INC | COM | 25754A201 | 257 | 700 | SH | SOLE | 0 | 0 | 700 | ||
DOVER CORP | COM | 260003108 | 723 | 5,275 | SH | SOLE | 0 | 0 | 5,275 | ||
DRAFTKINGS INC | COM CL A | 26142R104 | 2,031 | 33,109 | SH | SOLE | 0 | 0 | 33,109 | ||
EATON VANCE RISK-MANAGED DIV | COM | 27829G106 | 162 | 15,000 | SH | SOLE | 0 | 0 | 15,000 | ||
EMBRAER S.A. | SPONSORED ADS | 29082A107 | 442 | 44,116 | SH | SOLE | 0 | 0 | 44,116 | ||
ENERSYS | COM | 29275Y102 | 1,425 | 15,693 | SH | SOLE | 0 | 0 | 15,693 | ||
EXXON MOBIL CORP | COM | 30231G102 | 595 | 10,651 | SH | SOLE | 0 | 0 | 10,651 | ||
FACEBOOK INC | CL A | 30303M102 | 4,546 | 15,434 | SH | SOLE | 0 | 0 | 15,434 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 410 | 12,450 | SH | SOLE | 0 | 0 | 12,450 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 2,248 | 171,198 | SH | SOLE | 0 | 0 | 171,198 | ||
GENERAL MLS INC | COM | 370334104 | 417 | 6,800 | SH | SOLE | 0 | 0 | 6,800 | ||
GENERAL MTRS CO | COM | 37045V100 | 345 | 6,000 | SH | SOLE | 0 | 0 | 6,000 | ||
GILEAD SCIENCES INC | COM | 375558103 | 210 | 3,250 | SH | SOLE | 0 | 0 | 3,250 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 232 | 6,500 | SH | SOLE | 0 | 0 | 6,500 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 1,872 | 5,726 | SH | SOLE | 0 | 0 | 5,726 | ||
HCA HEALTHCARE INC | COM | 40412C101 | 2,419 | 12,846 | SH | SOLE | 0 | 0 | 12,846 | ||
HERON THERAPEUTICS INC | COM | 427746102 | 3,123 | 192,647 | SH | SOLE | 0 | 0 | 192,647 | ||
HOME DEPOT INC | COM | 437076102 | 1,199 | 3,928 | SH | SOLE | 0 | 0 | 3,928 | ||
HONEYWELL INTL INC | COM | 438516106 | 1,037 | 4,775 | SH | SOLE | 0 | 0 | 4,775 | ||
IAC INTERACTIVECORP NEW | COM | 44891N109 | 1,285 | 5,940 | SH | SOLE | 0 | 0 | 5,940 | ||
IDEXX LABS INC | COM | 45168D104 | 343 | 700 | SH | SOLE | 0 | 0 | 700 | ||
INTEL CORP | COM | 458140100 | 797 | 12,450 | SH | SOLE | 0 | 0 | 12,450 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 978 | 7,338 | SH | SOLE | 0 | 0 | 7,338 | ||
INTERNATIONAL PAPER CO | COM | 460146103 | 410 | 7,590 | SH | SOLE | 0 | 0 | 7,590 | ||
INVESCO ACTIVELY MANAGED ETF | S&P500 DOWNSID | 46090A705 | 2,998 | 88,870 | SH | SOLE | 0 | 0 | 88,870 | ||
INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 46138G649 | 230 | 1,755 | SH | SOLE | 0 | 0 | 1,755 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 1,695 | 5,312 | SH | SOLE | 0 | 0 | 5,312 | ||
INVESCO SR INCOME TR | COM | 46131H107 | 95 | 22,500 | SH | SOLE | 0 | 0 | 22,500 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 1,337 | 5,136 | SH | SOLE | 0 | 0 | 5,136 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 2,212 | 20,385 | SH | SOLE | 0 | 0 | 20,385 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 970 | 2,438 | SH | SOLE | 0 | 0 | 2,438 | ||
ISHARES TR | NASDAQ BIOTECH | 464287556 | 685 | 4,548 | SH | SOLE | 0 | 0 | 4,548 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,423 | 8,659 | SH | SOLE | 0 | 0 | 8,659 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 4,678 | 30,732 | SH | SOLE | 0 | 0 | 30,732 | ||
JUMIA TECHNOLOGIES AG | SPONSORED ADS | 48138M105 | 335 | 9,434 | SH | SOLE | 0 | 0 | 9,434 | ||
KRAFT HEINZ CO | COM | 500754106 | 552 | 13,800 | SH | SOLE | 0 | 0 | 13,800 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 612 | 1,655 | SH | SOLE | 0 | 0 | 1,655 | ||
LYFT INC | CL A COM | 55087P104 | 565 | 8,937 | SH | SOLE | 0 | 0 | 8,937 | ||
MAGNITE INC | COM | 55955D100 | 1,460 | 35,098 | SH | SOLE | 0 | 0 | 35,098 | ||
MAGNITE INC | COM | 55955D100 | 4 | 100 | SH | Call | SOLE | 0 | 0 | 100 | |
MASCO CORP | COM | 574599106 | 569 | 9,500 | SH | SOLE | 0 | 0 | 9,500 | ||
MASTERCARD INCORPORATED | CL A | 57636Q104 | 294 | 825 | SH | SOLE | 0 | 0 | 825 | ||
MATCH GROUP INC NEW | COM | 57667L107 | 284 | 2,070 | SH | SOLE | 0 | 0 | 2,070 | ||
MCDONALDS CORP | COM | 580135101 | 537 | 2,395 | SH | SOLE | 0 | 0 | 2,395 | ||
MEDTRONIC PLC | SHS | G5960L103 | 960 | 8,124 | SH | SOLE | 0 | 0 | 8,124 | ||
MERCADOLIBRE INC | COM | 58733R102 | 7,529 | 5,114 | SH | SOLE | 0 | 0 | 5,114 | ||
MERCK & CO. INC | COM | 58933Y105 | 713 | 9,253 | SH | SOLE | 0 | 0 | 9,253 | ||
MICROSOFT CORP | COM | 594918104 | 6,063 | 25,717 | SH | SOLE | 0 | 0 | 25,717 | ||
MODERNA INC | COM | 60770K107 | 316 | 2,412 | SH | SOLE | 0 | 0 | 2,412 | ||
NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 | 220 | 13,000 | SH | SOLE | 0 | 0 | 13,000 | ||
NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 5,761 | 388,700 | SH | SOLE | 0 | 0 | 388,700 | ||
NUVEEN MUN VALUE FD INC | COM | 670928100 | 1,064 | 95,553 | SH | SOLE | 0 | 0 | 95,553 | ||
NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 67070X101 | 4,968 | 307,401 | SH | SOLE | 0 | 0 | 307,401 | ||
NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | 4,360 | 288,000 | SH | SOLE | 0 | 0 | 288,000 | ||
NUVEEN SR INCOME FD | COM | 67067Y104 | 157 | 28,000 | SH | SOLE | 0 | 0 | 28,000 | ||
NVIDIA CORPORATION | COM | 67066G104 | 272 | 510 | SH | SOLE | 0 | 0 | 510 | ||
ONEOK INC NEW | COM | 682680103 | 400 | 7,900 | SH | SOLE | 0 | 0 | 7,900 | ||
ORACLE CORP | COM | 68389X105 | 2,229 | 31,761 | SH | SOLE | 0 | 0 | 31,761 | ||
PEPSICO INC | COM | 713448108 | 985 | 6,963 | SH | SOLE | 0 | 0 | 6,963 | ||
PFIZER INC | COM | 717081103 | 652 | 18,001 | SH | SOLE | 0 | 0 | 18,001 | ||
PHILLIPS 66 | COM | 718546104 | 501 | 6,140 | SH | SOLE | 0 | 0 | 6,140 | ||
PINTEREST INC | CL A | 72352L106 | 207 | 2,795 | SH | SOLE | 0 | 0 | 2,795 | ||
PIONEER FLOATING RATE TR | COM | 72369J102 | 189 | 16,500 | SH | SOLE | 0 | 0 | 16,500 | ||
PLUG POWER INC | COM NEW | 72919P202 | 554 | 15,450 | SH | SOLE | 0 | 0 | 15,450 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 346 | 2,558 | SH | SOLE | 0 | 0 | 2,558 | ||
PRUDENTIAL FINL INC | COM | 744320102 | 603 | 6,616 | SH | SOLE | 0 | 0 | 6,616 | ||
ROSS STORES INC | COM | 778296103 | 1,319 | 11,000 | SH | SOLE | 0 | 0 | 11,000 | ||
SALESFORCE COM INC | COM | 79466L302 | 1,563 | 7,375 | SH | SOLE | 0 | 0 | 7,375 | ||
SPLUNK INC | COM | 848637104 | 562 | 4,147 | SH | SOLE | 0 | 0 | 4,147 | ||
SPOTIFY TECHNOLOGY S A | SHS | L8681T102 | 299 | 1,115 | SH | SOLE | 0 | 0 | 1,115 | ||
THE TRADE DESK INC | COM CL A | 88339J105 | 5,123 | 7,862 | SH | SOLE | 0 | 0 | 7,862 | ||
TJX COS INC NEW | COM | 872540109 | 213 | 3,225 | SH | SOLE | 0 | 0 | 3,225 | ||
TRITON INTL LTD | CL A | G9078F107 | 707 | 12,853 | SH | SOLE | 0 | 0 | 12,853 | ||
TWITTER INC | COM | 90184L102 | 414 | 6,505 | SH | SOLE | 0 | 0 | 6,505 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 230 | 617 | SH | SOLE | 0 | 0 | 617 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 301 | 5,170 | SH | SOLE | 0 | 0 | 5,170 | ||
VIRTUS ALLIANZGI CONVERTIBLE | COM | 92838U108 | 1,394 | 279,971 | SH | SOLE | 0 | 0 | 279,971 | ||
VISA INC | COM CL A | 92826C839 | 1,699 | 8,025 | SH | SOLE | 0 | 0 | 8,025 | ||
WALMART INC | COM | 931142103 | 2,195 | 16,162 | SH | SOLE | 0 | 0 | 16,162 | ||
WESTERN ASSET / CLAYMORE INF | COM | 95766R104 | 658 | 54,080 | SH | SOLE | 0 | 0 | 54,080 | ||
WESTERN ASSET / CLAYMORE INF | COM SH BEN INT | 95766Q106 | 316 | 24,730 | SH | SOLE | 0 | 0 | 24,730 | ||
WYNN RESORTS LTD | COM | 983134107 | 359 | 2,865 | SH | SOLE | 0 | 0 | 2,865 | ||
YUM BRANDS INC | COM | 988498101 | 476 | 4,400 | SH | SOLE | 0 | 0 | 4,400 | ||
YUM CHINA HLDGS INC | COM | 98850P109 | 379 | 6,400 | SH | SOLE | 0 | 0 | 6,400 | ||
ZOETIS INC | CL A | 98978V103 | 2,061 | 13,086 | SH | SOLE | 0 | 0 | 13,086 | ||
ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 | 344 | 1,070 | SH | SOLE | 0 | 0 | 1,070 |