0001214659-21-005151.txt : 20210511
0001214659-21-005151.hdr.sgml : 20210511
20210511100756
ACCESSION NUMBER: 0001214659-21-005151
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210511
DATE AS OF CHANGE: 20210511
EFFECTIVENESS DATE: 20210511
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Harborview Advisors, LLC
CENTRAL INDEX KEY: 0001730890
IRS NUMBER: 471967585
STATE OF INCORPORATION: ME
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18350
FILM NUMBER: 21910022
BUSINESS ADDRESS:
STREET 1: ONE CITY CENTER - 8TH FLOOR
CITY: PORTLAND
STATE: ME
ZIP: 04101
BUSINESS PHONE: (207) 775-4900
MAIL ADDRESS:
STREET 1: ONE CITY CENTER - 8TH FLOOR
CITY: PORTLAND
STATE: ME
ZIP: 04101
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001730890
XXXXXXXX
03-31-2021
03-31-2021
false
Harborview Advisors, LLC
ONE CITY CENTER - 8TH FLOOR
PORTLAND
ME
04101
13F HOLDINGS REPORT
028-18350
N
Daryl Stong
Chief Operating Officer
877-550-4900
/s/ Daryl Stong
Portland
ME
05-10-2021
0
98
165443
INFORMATION TABLE
2
infotable.xml
ALPHABET INC
CAP STK CL A
02079K305
270
131
SH
SOLE
131
0
0
ALPHABET INC
CAP STK CL C
02079K107
207
100
SH
SOLE
100
0
0
AMAZON COM INC
COM
023135106
665
215
SH
SOLE
215
0
0
APPLE INC
COM
037833100
2558
20942
SH
SOLE
20942
0
0
AT&T INC
COM
00206R102
298
9850
SH
SOLE
9850
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
202
790
SH
SOLE
790
0
0
BLACKROCK CR ALLOCATION INCO
COM
092508100
164
11177
SH
SOLE
11177
0
0
BLACKROCK ENHANCED EQUITY DI
COM
09251A104
141
14917
SH
SOLE
14917
0
0
BLACKROCK ENHANCED INTL DIV
COM BENE INTER
092524107
169
27862
SH
SOLE
27862
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
396
6276
SH
SOLE
6276
0
0
CVS HEALTH CORP
COM
126650100
283
3767
SH
SOLE
3767
0
0
FIRST TR EXCHANGE-TRADED FD
NY ARCA BIOTECH
33733E203
310
1931
SH
SOLE
1931
0
0
GLOBAL X FDS
RUSSELL 2000
37954Y459
254
10460
SH
SOLE
10460
0
0
GLOBAL X FDS
NASDAQ 100 COVER
37954Y483
227
10069
SH
SOLE
10069
0
0
IDEXX LABS INC
COM
45168D104
609
1245
SH
SOLE
1245
0
0
INVESCO EXCH TRADED FD TR II
VAR RATE PFD
46138G870
241
9336
SH
SOLE
9336
0
0
INVESCO EXCH TRADED FD TR II
CEF INM COMPSI
46138E404
6714
288653
SH
SOLE
288653
0
0
INVESCO EXCH TRADED FD TR II
FNDMNTL HY CRP
46138E719
467
24136
SH
SOLE
24136
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2022 CB
46138J882
755
34884
SH
SOLE
34884
0
0
INVESCO EXCHANGE TRADED FD T
FTSE RAFI 1500
46137V597
411
2328
SH
SOLE
2328
0
0
INVESCO EXCHANGE TRADED FD T
INTL DIVI ACHI
46137V548
313
18740
SH
SOLE
18740
0
0
INVESCO EXCHANGE TRADED FD T
DYNMC LRG VALU
46137V738
268
6292
SH
SOLE
6292
0
0
INVESCO EXCHANGE TRADED FD T
FTSE RAFI 1000
46137V613
822
5417
SH
SOLE
5417
0
0
ISHARES INC
CORE MSCI EMKT
46434G103
320
4965
SH
SOLE
4965
0
0
ISHARES TR
CORE MSCI INTL
46435G326
2334
36134
SH
SOLE
36134
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
330
1266
SH
SOLE
1266
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
450
4144
SH
SOLE
4144
0
0
ISHARES TR
ESG AW MSCI EAFE
46435G516
1501
19782
SH
SOLE
19782
0
0
ISHARES TR
ESG AWRE USD ETF
46435G193
758
28127
SH
SOLE
28127
0
0
ISHARES TR
MICRO-CAP ETF
464288869
2984
20306
SH
SOLE
20306
0
0
ISHARES TR
MSCI EAFE ETF
464287465
464
6114
SH
SOLE
6114
0
0
ISHARES TR
EAFE SML CP ETF
464288273
2384
33182
SH
SOLE
33182
0
0
ISHARES TR
MSCI KLD400 SOC
464288570
305
3990
SH
SOLE
3990
0
0
ISHARES TR
MSCI USA ESG SLC
464288802
517
5891
SH
SOLE
5891
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
660
2714
SH
SOLE
2714
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
934
6160
SH
SOLE
6160
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
571
2583
SH
SOLE
2583
0
0
ISHARES TR
RUS MD CP GR ETF
464287481
255
2500
SH
SOLE
2500
0
0
ISHARES TR
S&P 500 GRWT ETF
464287309
1386
21290
SH
SOLE
21290
0
0
ISHARES TR
S&P 500 VAL ETF
464287408
1021
7228
SH
SOLE
7228
0
0
ISHARES TR
S&P MC 400GR ETF
464287606
957
12206
SH
SOLE
12206
0
0
ISHARES TR
S&P MC 400VL ETF
464287705
864
8480
SH
SOLE
8480
0
0
ISHARES TR
SP SMCP600VL ETF
464287879
767
7614
SH
SOLE
7614
0
0
ISHARES TR
S&P SML 600 GWT
464287887
897
6999
SH
SOLE
6999
0
0
ISHARES TR
BLACKROCK ULTRA
46434V878
365
7227
SH
SOLE
7227
0
0
ISHARES U S ETF TR
INT RT HDG C B
46431W705
13218
136947
SH
SOLE
136947
0
0
JOHNSON & JOHNSON
COM
478160104
312
1896
SH
SOLE
1896
0
0
JPMORGAN CHASE & CO
COM
46625H100
275
1807
SH
SOLE
1807
0
0
MACQUARIE GLOBAL INFRASTRUCT
COM
55608D101
220
10042
SH
SOLE
10042
0
0
NUSHARES ETF TR
NUVEEN ESG EMRGN
67092P888
766
21804
SH
SOLE
21804
0
0
NUSHARES ETF TR
NUVEEN ESG LRGCP
67092P201
861
14858
SH
SOLE
14858
0
0
NUSHARES ETF TR
NUVEEN ESG LRGVL
67092P300
927
25597
SH
SOLE
25597
0
0
NUSHARES ETF TR
NUVEEN ESG MIDCP
67092P409
559
11159
SH
SOLE
11159
0
0
NUSHARES ETF TR
NUVEEN ESG MIDVL
67092P508
616
17884
SH
SOLE
17884
0
0
NUSHARES ETF TR
NUVEEN ESG SMLCP
67092P607
907
21081
SH
SOLE
21081
0
0
NUVEEN NASDAQ 100 DYNAMIC OV
COM SHS
670699107
725
26670
SH
SOLE
26670
0
0
PFIZER INC
COM
717081103
273
7543
SH
SOLE
7543
0
0
PIMCO ETF TR
INTER MUN BD ACT
72201R866
753
13403
SH
SOLE
13403
0
0
PROSHARES TR
MSCI EAFE DIVD
74347B839
283
6500
SH
SOLE
6500
0
0
ROYCE MICRO-CAP TR INC
COM
780915104
390
34488
SH
SOLE
34488
0
0
ROYCE VALUE TR INC
COM
780910105
211
11655
SH
SOLE
11655
0
0
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
1834
24636
SH
SOLE
24636
0
0
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
2700
84957
SH
SOLE
84957
0
0
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
15778
419418
SH
SOLE
419418
0
0
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
745
14515
SH
SOLE
14515
0
0
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
587
10872
SH
SOLE
10872
0
0
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
1000
10345
SH
SOLE
10345
0
0
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
818
11212
SH
SOLE
11212
0
0
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
774
8064
SH
SOLE
8064
0
0
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
9700
74739
SH
SOLE
74739
0
0
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
8147
124801
SH
SOLE
124801
0
0
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
1744
17501
SH
SOLE
17501
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
574
16860
SH
SOLE
16860
0
0
SPDR GOLD TR
GOLD SHS
78463V107
5392
33708
SH
SOLE
33708
0
0
SPDR INDEX SHS FDS
S&P EM MKT DIV
78463X533
1432
47689
SH
SOLE
47689
0
0
SPDR INDEX SHS FDS
S&P GLBDIV ETF
78463X459
357
5399
SH
SOLE
5399
0
0
SPDR INDEX SHS FDS
S&P INTL ETF
78463X772
1884
49403
SH
SOLE
49403
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
428
900
SH
SOLE
900
0
0
SPDR SER TR
NUVEEN BRC MUNIC
78468R721
1285
24871
SH
SOLE
24871
0
0
SPDR SER TR
S&P 400 MDCP GRW
78464A821
4278
56952
SH
SOLE
56952
0
0
SPDR SER TR
S&P 400 MDCP VAL
78464A839
4722
72169
SH
SOLE
72169
0
0
SPDR SER TR
PRTFLO S&P500 GW
78464A409
1587
28147
SH
SOLE
28147
0
0
SPDR SER TR
PRTFLO S&P500 VL
78464A508
1788
47188
SH
SOLE
47188
0
0
SPDR SER TR
S&P 600 SMCP GRW
78464A201
3185
37103
SH
SOLE
37103
0
0
SPDR SER TR
S&P 600 SMCP VAL
78464A300
3475
42385
SH
SOLE
42385
0
0
VANECK VECTORS ETF TR
CEF MUN INCOME E
92189F460
1191
41605
SH
SOLE
41605
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
251
976
SH
SOLE
976
0
0
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
1272
5926
SH
SOLE
5926
0
0
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
1462
10838
SH
SOLE
10838
0
0
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
827
3012
SH
SOLE
3012
0
0
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
913
5510
SH
SOLE
5510
0
0
VANGUARD INDEX FDS
VALUE ETF
922908744
3843
29233
SH
SOLE
29233
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
336
5545
SH
SOLE
5545
0
0
VIRTUS DIVIDEND INTEREST & P
COM
92840R101
532
38583
SH
SOLE
38583
0
0
WISDOMTREE TR
EM EX ST-OWNED
97717X578
8400
206429
SH
SOLE
206429
0
0
WISDOMTREE TR
INTRST RATE HDGE
97717W380
11501
244640
SH
SOLE
244640
0
0
WISDOMTREE TR
US MIDCAP DIVID
97717W505
956
23653
SH
SOLE
23653
0
0
WISDOMTREE TR
US SMALLCAP DIVD
97717W604
681
21865
SH
SOLE
21865
0
0