Chief Operating Officer

0001214659-19-006579.txt : 20191022 0001214659-19-006579.hdr.sgml : 20191022 20191022112439 ACCESSION NUMBER: 0001214659-19-006579 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191022 DATE AS OF CHANGE: 20191022 EFFECTIVENESS DATE: 20191022 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Harborview Advisors, LLC CENTRAL INDEX KEY: 0001730890 IRS NUMBER: 471967585 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18350 FILM NUMBER: 191160929 BUSINESS ADDRESS: STREET 1: ONE CITY CENTER - 8TH FLOOR CITY: PORTLAND STATE: ME ZIP: 04101 BUSINESS PHONE: (207) 775-4900 MAIL ADDRESS: STREET 1: ONE CITY CENTER - 8TH FLOOR CITY: PORTLAND STATE: ME ZIP: 04101 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001730890 XXXXXXXX 09-30-2019 09-30-2019 false Harborview Advisors, LLC

ONE CITY CENTER - 8TH FLOOR PORTLAND ME 04101

13F HOLDINGS REPORT 028-18350 N Daryl Stong Chief Operating Officer 877-550-4900 /s/ Daryl Stong Portland ME 10-21-2019 0 85 124316 INFORMATION TABLE 2 infotable.xml APPLE INC COM 037833100 1153 5148 SH SOLE 5148 0 0 WISDOMTREE TR INTRST RATE HDGE 97717W380 10560 220924 SH SOLE 220924 0 0 AMAZON COM INC COM 023135106 356 205 SH SOLE 205 0 0 BLACKROCK ENHANCED EQT DIV T COM 09251A104 102 11082 SH SOLE 11082 0 0 BLACKROCK ENHANCED INTL DIV COM BENE INTER 092524107 112 20600 SH SOLE 20600 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 294 5805 SH SOLE 5805 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 237 1140 SH SOLE 1140 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 CB 46138J502 781 36654 SH SOLE 36654 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 788 36653 SH SOLE 36653 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 794 37051 SH SOLE 37051 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 46138J791 798 39022 SH SOLE 39022 0 0 AVID BIOSERVICES INC COM 05368M106 64 12124 SH SOLE 12124 0 0 CVS HEALTH CORP COM 126650100 221 3503 SH SOLE 3503 0 0 DBX ETF TR XTRACK MSCI EAFE 233051200 755 23350 SH SOLE 23350 0 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 646 23616 SH SOLE 23616 0 0 WISDOMTREE TR US MIDCAP DIVID 97717W505 874 24072 SH SOLE 24072 0 0 ISHARES TR MSCI KLD400 SOC 464288570 273 2463 SH SOLE 2463 0 0 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 1475 37866 SH SOLE 37866 0 0 SPDR INDEX SHS FDS S&P EM MKT DIV 78463X533 1081 36238 SH SOLE 36238 0 0 ISHARES TR MSCI EAFE ETF 464287465 350 5360 SH SOLE 5360 0 0 ISHARES TR ESG MSCI EAFE 46435G516 252 3930 SH SOLE 3930 0 0 IDEXX LABS INC COM 45168D104 440 1618 SH SOLE 1618 0 0 VOYA GLBL ADV & PREM OPP FD COM 92912R104 149 14369 SH SOLE 14369 0 0 ISHARES TR CORE S&P MCP ETF 464287507 211 1093 SH SOLE 1093 0 0 ISHARES TR S&P MC 400VL ETF 464287705 765 4786 SH SOLE 4786 0 0 ISHARES TR S&P MC 400GR ETF 464287606 836 3735 SH SOLE 3735 0 0 ISHARES TR CORE S&P SCP ETF 464287804 284 3643 SH SOLE 3643 0 0 ISHARES TR SP SMCP600VL ETF 464287879 612 4074 SH SOLE 4074 0 0 ISHARES TR S&P SML 600 GWT 464287887 736 4126 SH SOLE 4126 0 0 ISHARES TR S&P 500 VAL ETF 464287408 1037 8701 SH SOLE 8701 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 1428 7932 SH SOLE 7932 0 0 ISHARES TR MICRO-CAP ETF 464288869 2602 29514 SH SOLE 29514 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 860 6703 SH SOLE 6703 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 666 4172 SH SOLE 4172 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 325 2146 SH SOLE 2146 0 0 ISHARES TR RUS MD CP GR ETF 464287481 234 1656 SH SOLE 1656 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 323 916 SH SOLE 916 0 0 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 4407 82037 SH SOLE 82037 0 0 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 4693 91446 SH SOLE 91446 0 0 ALLIANZGI NFJ DIVID INT & PR COM 01883A107 124 10148 SH SOLE 10148 0 0 NUSHARES ETF TR NUVEEN ESG EMRGN 67092P888 381 15306 SH SOLE 15306 0 0 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 302 7933 SH SOLE 7933 0 0 NUSHARES ETF TR NUVEEN ESG LRGVL 67092P300 409 13074 SH SOLE 13074 0 0 NUSHARES ETF TR NUVEEN ESG MIDCP 67092P409 299 9130 SH SOLE 9130 0 0 NUSHARES ETF TR NUVEEN ESG MIDVL 67092P508 354 12200 SH SOLE 12200 0 0 NUSHARES ETF TR NUVEEN ESG SMLCP 67092P607 515 17588 SH SOLE 17588 0 0 INVESCO EXCHNG TRADED FD TR CEF INM COMPSI 46138E404 6730 297650 SH SOLE 297650 0 0 PFIZER INC COM 717081103 235 6547 SH SOLE 6547 0 0 INVESCO EXCHNG TRADED FD TR FNDMNTL HY CRP 46138E719 312 16412 SH SOLE 16412 0 0 INVESCO EXCHANGE TRADED FD T INTL DIVI ACHI 46137V548 243 15169 SH SOLE 15169 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 860 7298 SH SOLE 7298 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 368 2902 SH SOLE 2902 0 0 INVESCO EXCHANGE TRADED FD T DYNMC LRG VALU 46137V738 395 10300 SH SOLE 10300 0 0 NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 700 31597 SH SOLE 31597 0 0 ROYCE MICRO-CAP TR INC COM 780915104 439 54577 SH SOLE 54577 0 0 ROYCE VALUE TR INC COM 780910105 247 17933 SH SOLE 17933 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1122 16086 SH SOLE 16086 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 708 9971 SH SOLE 9971 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1069 19507 SH SOLE 19507 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 7674 305383 SH SOLE 305383 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 14090 442246 SH SOLE 442246 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 10503 125024 SH SOLE 125024 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 296 6272 SH SOLE 6272 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 1333 23577 SH SOLE 23577 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 693 13700 SH SOLE 13700 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 11091 195506 SH SOLE 195506 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 632 8904 SH SOLE 8904 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 287 5334 SH SOLE 5334 0 0 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 3336 55990 SH SOLE 55990 0 0 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 3470 56637 SH SOLE 56637 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 5502 118776 SH SOLE 118776 0 0 ISHARES TR MSCI USA ESG SLC 464288802 267 2162 SH SOLE 2162 0 0 ISHARES TR ESG USD CORPT 46435G193 673 25617 SH SOLE 25617 0 0 STANLEY BLACK & DECKER INC COM 854502101 243 1681 SH SOLE 1681 0 0 AT&T INC COM 00206R102 348 9192 SH SOLE 9192 0 0 SPDR SERIES TRUST NUVEEN BRC MUNIC 78468R721 1255 24755 SH SOLE 24755 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 263 2329 SH SOLE 2329 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 224 3389 SH SOLE 3389 0 0 INVESCO EXCHNG TRADED FD TR VAR RATE PFD 46138G870 382 15032 SH SOLE 15032 0 0 VANGUARD WORLD FD ESG INTL STK ETF 921910725 523 10610 SH SOLE 10610 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 239 1436 SH SOLE 1436 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 232 5762 SH SOLE 5762 0 0 SPDR INDEX SHS FDS S&P GLBDIV ETF 78463X459 209 3102 SH SOLE 3102 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 396 14160 SH SOLE 14160 0 0 VANECK VECTORS ETF TR CEF MUN INCOME E 92189F460 1769 64082 SH SOLE 64082 0 0