0001213900-19-003666.txt : 20190306 0001213900-19-003666.hdr.sgml : 20190306 20190306165616 ACCESSION NUMBER: 0001213900-19-003666 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190304 FILED AS OF DATE: 20190306 DATE AS OF CHANGE: 20190306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tortoise Borrower LLC CENTRAL INDEX KEY: 0001735321 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38823 FILM NUMBER: 19663176 BUSINESS ADDRESS: STREET 1: 11550 ASH STREET STREET 2: SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 9139811020 MAIL ADDRESS: STREET 1: 11550 ASH STREET STREET 2: SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tortoise Investments, LLC CENTRAL INDEX KEY: 0001730884 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38823 FILM NUMBER: 19663177 BUSINESS ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-981-1020 MAIL ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tortoise Acquisition Corp. CENTRAL INDEX KEY: 0001759631 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11550 ASH STREET STREET 2: SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: (913) 981-1020 MAIL ADDRESS: STREET 1: 11550 ASH STREET STREET 2: SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 4 1 ownership.xml OWNERSHIP DOCUMENT X0306 4 2019-03-04 0 0001759631 Tortoise Acquisition Corp. SHLL 0001735321 Tortoise Borrower LLC 11550 ASH STREET, SUITE 300 LEAWOOD KS 66211 0 0 1 0 0001730884 Tortoise Investments, LLC 11550 ASH STREET, SUITE 300 LEAWOOD KS 66211 0 0 1 0 Private Placement Warrants 11.50 2019-03-04 4 P 0 6660183 1.00 A Class A Common Stock 6660183 6660183 I See Footnote The warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination, and (ii) 12 months from the closing of the Issuer's initial public offering, and will expire upon the earlier of (a) five years after the completion of the Issuer's initial business combination, or (b) upon the liquidation of the Issuer. Tortoise Borrower LLC is the record holder of the warrants. Tortoise Parent Holdco LLC is the sole member of Tortoise Borrower LLC, and Tortoise Investments, LLC is the sole member of Tortoise Parent Holdco LLC. Accordingly, Tortoise Investments, LLC may be deemed to have or share beneficial ownership of the warrants held directly by Tortoise Borrower LLC. The address of Tortoise Investments, LLC is 11550 Ash Street, Suite 300, Leawood, Kansas 66211. /s/ Tortoise Borrower LLC, by Steven C. Schnitzer as Attorney-in-Fact 2019-03-06 /s/ Tortoise Investments, LLC, by Steven C. Schnitzer as Attorney-in-Fact 2019-03-06