Chief Investment Officer

0001730814-22-000004.txt : 20220512 0001730814-22-000004.hdr.sgml : 20220512 20220512151911 ACCESSION NUMBER: 0001730814-22-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220512 DATE AS OF CHANGE: 20220512 EFFECTIVENESS DATE: 20220512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Providence Capital Advisors, LLC CENTRAL INDEX KEY: 0001730814 IRS NUMBER: 472676523 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18359 FILM NUMBER: 22917431 BUSINESS ADDRESS: STREET 1: 4500 CAMERON VALLEY PARKWAY STREET 2: SUITE 270 CITY: CHARLOTTE STATE: NC ZIP: 28211 BUSINESS PHONE: 7042154420 MAIL ADDRESS: STREET 1: 4500 CAMERON VALLEY PARKWAY STREET 2: SUITE 270 CITY: CHARLOTTE STATE: NC ZIP: 28211 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001730814 XXXXXXXX 03-31-2022 03-31-2022 Providence Capital Advisors, LLC

4500 CAMERON VALLEY PARKWAY SUITE 270 CHARLOTTE NC 28211

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INC SPON ADS 62914V106 2 100 SH SOLE 100 0 0 NATIONAL VISION HLDGS INC COM 63845R107 3 66 SH SOLE 66 0 0 NEUROCRINE BIOSCIENCES INC COM 64125C109 3 28 SH SOLE 28 0 0 NEXSTAR MEDIA GROUP INC CL A 65336K103 3 16 SH SOLE 16 0 0 NOVARTIS AG SPONSORED ADR 66987V109 1993 22817 SH SOLE 22817 0 0 NOVANTA INC COM 67000B104 3 23 SH SOLE 23 0 0 NUTANIX INC CL A 67059N108 2 83 SH SOLE 83 0 0 NVIDIA CORPORATION COM 67066G104 65 240 SH SOLE 240 0 0 OSI ETF TR OSHARES US QUALT 67110P407 53 1215 SH SOLE 1215 0 0 OMNICELL COM COM 68213N109 2 12 SH SOLE 12 0 0 ORACLE CORP COM 68389X105 4589 55468 SH SOLE 55468 0 0 ORGANON & CO COMMON STOCK 68622V106 43 1220 SH SOLE 1220 0 0 OTIS WORLDWIDE CORP COM 68902V107 2 29 SH SOLE 29 0 0 PRA GROUP INC COM 69354N106 2 44 SH SOLE 44 0 0 PTC THERAPEUTICS INC COM 69366J200 1 33 SH SOLE 33 0 0 PTC INC COM 69370C100 3 30 SH SOLE 30 0 0 PACER FDS TR TRENDP US LAR CP 69374H105 44 1178 SH SOLE 1178 0 0 PACER FDS TR TRENDP US MID CP 69374H204 862 25 SH SOLE 25 0 0 PACER FDS TR TRENDPILOT US BD 69374H642 607 25 SH SOLE 25 0 0 PACER FDS TR TRENDPILOT INTL 69374H683 773 30 SH SOLE 30 0 0 PACER FDS TR BNCHMRK INDSTR 69374H766 1 10 SH SOLE 10 0 0 PACIFIC PREMIER BANCORP COM 69478X105 2 45 SH SOLE 45 0 0 PALANTIR TECHNOLOGIES INC CL A 69608A108 137 10000 SH SOLE 10000 0 0 PAYPAL HLDGS INC COM 70450Y103 23 200 SH SOLE 200 0 0 PERFICIENT INC COM 71375U101 3 29 SH SOLE 29 0 0 PERFORMANCE FOOD GROUP CO COM 71377A103 3 65 SH SOLE 65 0 0 PHREESIA INC COM 71944F106 1 42 SH SOLE 42 0 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 1526 15 SH SOLE 15 0 0 PLANET FITNESS INC CL A 72703H101 3 30 SH SOLE 30 0 0 PLUG POWER INC COM NEW 72919P202 1 32 SH SOLE 32 0 0 POOL CORP COM 73278L105 4 10 SH SOLE 10 0 0 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 4 53 SH SOLE 53 0 0 PROLOGIS INC. COM 74340W103 5506 34130 SH SOLE 34130 0 0 PROVENTION BIO INC COM 74374N102 2 275 SH SOLE 275 0 0 Q2 HLDGS INC COM 74736L109 1 21 SH SOLE 21 0 0 RH COM 74967X103 2 5 SH SOLE 5 0 0 RIVIAN AUTOMOTIVE INC COM CL A 76954A103 50 997 SH SOLE 997 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1163 2621 SH SOLE 2621 0 0 SPDR GOLD TR GOLD SHS 78463V107 59 333 SH SOLE 333 0 0 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 36 410 SH SOLE 410 0 0 SPDR SER TR BLOOMBERG CONV 78464A359 19 250 SH SOLE 250 0 0 SPDR SER TR PRTFLO S&P500 GW 78464A409 90 1354 SH SOLE 1354 0 0 SPDR SER TR S&P DIVID ETF 78464A763 188 1468 SH SOLE 1468 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 7 125 SH SOLE 125 0 0 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 895 20 SH SOLE 20 0 0 SPDR SER TR PORTFOLIO SH TSR 78468R101 148 5000 SH SOLE 5000 0 0 SPDR SER TR NUVEEN BLMBRG SH 78468R739 8 171 SH SOLE 171 0 0 SSGA ACTIVE TR SPDR DBLELN SHRT 78470P200 2861 60 SH SOLE 60 0 0 SVB FINANCIAL GROUP COM 78486Q101 2 4 SH SOLE 4 0 0 SAIA INC COM 78709Y105 2 7 SH SOLE 7 0 0 SALESFORCE COM INC COM 79466L302 5 21 SH SOLE 21 0 0 SANOFI SPONSORED ADR 80105N105 2397 46897 SH SOLE 46897 0 0 SCIENTIFIC GAMES CORP COM 80874P109 2 42 SH SOLE 42 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 495 5628 SH SOLE 5628 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 121 885 SH SOLE 885 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 8 100 SH SOLE 100 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 464 12121 SH SOLE 12121 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 478 4648 SH SOLE 4648 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 68 431 SH SOLE 431 0 0 SILK RD MED INC COM 82710M100 1 32 SH SOLE 32 0 0 SONOS INC COM 83570H108 3 90 SH SOLE 90 0 0 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 1453 75 SH SOLE 75 0 0 SUMMIT MATLS INC CL A 86614U100 2 68 SH SOLE 68 0 0 TELUS CORPORATION COM 87971M103 2132 81927 SH SOLE 81927 0 0 TENABLE HLDGS INC COM 88025T102 4 68 SH SOLE 68 0 0 TESLA INC COM 88160R101 70 65 SH SOLE 65 0 0 3M CO COM 88579Y101 1826 12315 SH SOLE 12315 0 0 TOPBUILD CORP COM 89055F103 3 18 SH SOLE 18 0 0 TRANSAMERICA ETF TR DELTASHS S&P 500 89349P107 7 125 SH SOLE 125 0 0 TREX CO INC COM 89531P105 1 21 SH SOLE 21 0 0 TRUIST FINL CORP COM 89832Q109 36 1413 SH SOLE 1413 0 0 TWIST BIOSCIENCE CORP COM 90184D100 0 9 SH SOLE 9 0 0 TWO HBRS INVT CORP COM NEW 90187B408 22 4000 SH SOLE 4000 0 0 USANA HEALTH SCIENCES INC COM 90328M107 9 109 SH SOLE 109 0 0 UBER TECHNOLOGIES INC COM 90353T100 0 2 SH SOLE 2 0 0 ULTRAGENYX PHARMACEUTICAL IN COM 90400D108 1 18 SH SOLE 18 0 0 VAIL RESORTS INC COM 91879Q109 3 10 SH SOLE 10 0 0 VALERO ENERGY CORP COM 91913Y100 3872 38305 SH SOLE 38305 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 52 672 SH SOLE 672 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 1 16 SH SOLE 16 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 92206C714 1 16 SH SOLE 16 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 21 223 SH SOLE 223 0 0 VAXART INC COM NEW 92243A200 1 200 SH SOLE 200 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 2079 40994 SH SOLE 40994 0 0 VIATRIS INC COM 92556V106 0 27 SH SOLE 27 0 0 VISA INC COM CL A 92826C839 266 1199 SH SOLE 1199 0 0 WEC ENERGY GROUP INC COM 92939U106 3 26 SH SOLE 26 0 0 WEX INC COM 96208T104 1 8 SH SOLE 8 0 0 WISDOMTREE TR US QTLY DIV GRT 97717X669 16 250 SH SOLE 250 0 0 WORKIVA INC COM CL A 98139A105 4 32 SH SOLE 32 0 0 XCEL ENERGY INC COM 98389B100 2 27 SH SOLE 27 0 0 XYLEM INC COM 98419M100 3519 41312 SH SOLE 41312 0 0 YETI HLDGS INC COM 98585X104 3 42 SH SOLE 42 0 0 YUM CHINA HLDGS INC COM 98850P109 7 164 SH SOLE 164 0 0 ZENDESK INC COM 98936J101 2 19 SH SOLE 19 0 0 ALKERMES PLC SHS G01767105 1 53 SH SOLE 53 0 0 BIOHAVEN PHARMACTL HLDG CO L COM G11196105 2 20 SH SOLE 20 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 54 161 SH SOLE 161 0 0 EATON CORP PLC SHS G29183103 6405 42239 SH SOLE 42239 0 0 HORIZON THERAPEUTICS PUB L SHS G46188101 1 13 SH SOLE 13 0 0 ICON PLC SHS G4705A100 3 12 SH SOLE 12 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 1 9 SH SOLE 9 0 0 LINDE PLC SHS G5494J103 4654 14582 SH SOLE 14582 0 0 MEDTRONIC PLC SHS G5960L103 4460 40200 SH SOLE 40200 0 0 STERIS PLC SHS USD G8473T100 3 13 SH SOLE 13 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 4 25 SH SOLE 25 0 0 CHUBB LIMITED COM H1467J104 9 44 SH SOLE 44 0 0 TRANSOCEAN LTD REG SHS H8817H100 11 2500 SH SOLE 2500 0 0 GLOBANT S A COM L44385109 2 9 SH SOLE 9 0 0 ELASTIC N V ORD SHS N14506104 2 23 SH SOLE 23 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 2073 20256 SH SOLE 20256 0 0 NXP SEMICONDUCTORS N V COM N6596X109 6190 33476 SH SOLE 33476 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 6 75 SH SOLE 75 0 0