Chief Investment Officer

0001730814-22-000001.txt : 20220211 0001730814-22-000001.hdr.sgml : 20220211 20220211133042 ACCESSION NUMBER: 0001730814-22-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220211 DATE AS OF CHANGE: 20220211 EFFECTIVENESS DATE: 20220211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Providence Capital Advisors, LLC CENTRAL INDEX KEY: 0001730814 IRS NUMBER: 472676523 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18359 FILM NUMBER: 22619016 BUSINESS ADDRESS: STREET 1: 4500 CAMERON VALLEY PARKWAY STREET 2: SUITE 270 CITY: CHARLOTTE STATE: NC ZIP: 28211 BUSINESS PHONE: 7042154420 MAIL ADDRESS: STREET 1: 4500 CAMERON VALLEY PARKWAY STREET 2: SUITE 270 CITY: CHARLOTTE STATE: NC ZIP: 28211 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001730814 XXXXXXXX 12-31-2021 12-31-2021 Providence Capital Advisors, LLC

4500 CAMERON VALLEY PARKWAY SUITE 270 CHARLOTTE NC 28211

13F HOLDINGS REPORT 028-18359 N Thomas Searson Chief Investment Officer (704) 208-5971 Thomas Searson Charlotte NC 02-11-2022 0 352 362891 false INFORMATION TABLE 2 ProvidenceCapital12312113F.xml 4Q21 FORM 13F AG MTG INVT TR INC COM NEW 001228501 17 1666 SH SOLE 1666 0 0 AT&T INC COM 00206R102 1834 74556 SH SOLE 74556 0 0 ABBOTT LABS COM 002824100 6085 43235 SH SOLE 43235 0 0 ABBVIE INC COM 00287Y109 3153 23284 SH SOLE 23284 0 0 ACCELERATE DIAGNOSTICS INC COM 00430H102 0 49 SH SOLE 49 0 0 ACTIVISION BLIZZARD INC COM 00507V109 6 87 SH SOLE 87 0 0 ADVANCED MICRO DEVICES INC COM 007903107 935 6500 SH SOLE 6500 0 0 AIRBNB INC COM CL A 009066101 3 20 SH SOLE 20 0 0 AIR PRODS & CHEMS INC COM 009158106 4 13 SH SOLE 13 0 0 AKOUSTIS TECHNOLOGIES INC COM 00973N102 1 150 SH SOLE 150 0 0 ALBERTSONS COS INC COMMON STOCK 013091103 10 333 SH SOLE 333 0 0 ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN 01881G106 20 400 SH SOLE 400 0 0 ALLY FINL INC COM 02005N100 13 278 SH SOLE 278 0 0 ALPHABET INC CAP STK 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SH SOLE 25 0 0 ISHARES TR 20 YR TR BD ETF 464287432 44 295 SH SOLE 295 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 4 46 SH SOLE 46 0 0 ISHARES TR MSCI EAFE ETF 464287465 46 584 SH SOLE 584 0 0 ISHARES TR RUS MD CP GR ETF 464287481 106 924 SH SOLE 924 0 0 ISHARES TR RUS MID CAP ETF 464287499 3 40 SH SOLE 40 0 0 ISHARES TR CORE S&P MCP ETF 464287507 1919 6780 SH SOLE 6780 0 0 ISHARES TR ISHARES BIOTECH 464287556 28 185 SH SOLE 185 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 227 1353 SH SOLE 1353 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 346 1133 SH SOLE 1133 0 0 ISHARES TR RUS 1000 ETF 464287622 43 162 SH SOLE 162 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 112 506 SH SOLE 506 0 0 ISHARES TR CORE S&P US VLU 464287663 14 180 SH SOLE 180 0 0 ISHARES TR CORE S&P US GWT 464287671 45 385 SH SOLE 385 0 0 ISHARES TR CORE S&P SCP ETF 464287804 1655 14453 SH SOLE 14453 0 0 ISHARES TR U.S. BAS MTL ETF 464287838 53 376 SH SOLE 376 0 0 ISHARES TR JPMORGAN USD EMG 464288281 1840 16875 SH SOLE 16875 0 0 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SOLE 3212 0 0 SPDR SER TR BLOOMBERG CONV 78464A359 21 250 SH SOLE 250 0 0 SPDR SER TR PRTFLO S&P500 GW 78464A409 98 1354 SH SOLE 1354 0 0 SPDR SER TR S&P DIVID ETF 78464A763 36 280 SH SOLE 280 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 7 125 SH SOLE 125 0 0 SPDR SER TR PORTFOLIO SH TSR 78468R101 152 5000 SH SOLE 5000 0 0 SPDR SER TR NUVEEN BLMBRG SH 78468R739 8 171 SH SOLE 171 0 0 SALESFORCE COM INC COM 79466L302 8 31 SH SOLE 31 0 0 SANOFI SPONSORED ADR 80105N105 2169 43294 SH SOLE 43294 0 0 SCHWAB CHARLES CORP COM 808513105 284 3371 SH SOLE 3371 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 13 112 SH SOLE 112 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 231 1413 SH SOLE 1413 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 133 1654 SH SOLE 1654 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 15 150 SH SOLE 150 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 3 86 SH SOLE 86 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 3 35 SH SOLE 35 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 144 2671 SH SOLE 2671 0 0 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 8 145 SH SOLE 145 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 501 5533 SH SOLE 5533 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 6 41 SH SOLE 41 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 5 70 SH SOLE 70 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 7 33 SH SOLE 33 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 6 100 SH SOLE 100 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 468 11976 SH SOLE 11976 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 479 4524 SH SOLE 4524 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 50 289 SH SOLE 289 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 6 79 SH SOLE 79 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 6 121 SH SOLE 121 0 0 SERVICE CORP INTL COM 817565104 10 135 SH SOLE 135 0 0 SHERWIN WILLIAMS CO COM 824348106 5 15 SH SOLE 15 0 0 SMITH A O CORP COM 831865209 12 140 SH SOLE 140 0 0 SONY GROUP CORPORATION SPONSORED ADR 835699307 14 112 SH SOLE 112 0 0 SOUTHERN CO COM 842587107 107 1555 SH SOLE 1555 0 0 SPLUNK INC COM 848637104 2 20 SH SOLE 20 0 0 STANLEY BLACK & DECKER INC COM 854502101 3 18 SH SOLE 18 0 0 STARBUCKS CORP COM 855244109 4057 34680 SH SOLE 34680 0 0 STATE STR CORP COM 857477103 3739 40200 SH SOLE 40200 0 0 STEEL DYNAMICS INC COM 858119100 2 40 SH SOLE 40 0 0 SYNOPSYS INC COM 871607107 225 611 SH SOLE 611 0 0 TJX COS INC NEW COM 872540109 4203 55356 SH SOLE 55356 0 0 TARGET CORP COM 87612E106 4703 20322 SH SOLE 20322 0 0 TELUS CORPORATION COM 87971M103 1778 75452 SH SOLE 75452 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 6548 9813 SH SOLE 9813 0 0 3M CO COM 88579Y101 2031 11436 SH SOLE 11436 0 0 TOYOTA MOTOR CORP ADS 892331307 24 129 SH SOLE 129 0 0 TRUIST FINL CORP COM 89832Q109 53 912 SH SOLE 912 0 0 TWO HBRS INVT CORP COM NEW 90187B408 23 4000 SH SOLE 4000 0 0 TYSON FOODS INC CL A 902494103 0 3 SH SOLE 3 0 0 US BANCORP DEL COM NEW 902973304 1767 31450 SH SOLE 31450 0 0 USANA HEALTH SCIENCES INC COM 90328M107 11 109 SH SOLE 109 0 0 UBER TECHNOLOGIES INC COM 90353T100 0 2 SH SOLE 2 0 0 UNDER ARMOUR INC CL C 904311206 7 400 SH SOLE 400 0 0 UNILEVER PLC SPON ADR NEW 904767704 2244 41727 SH SOLE 41727 0 0 UNION PAC CORP COM 907818108 6 24 SH SOLE 24 0 0 UNITED PARCEL SERVICE INC CL B 911312106 58 270 SH SOLE 270 0 0 UNITED RENTALS INC COM 911363109 391 1176 SH SOLE 1176 0 0 UNITED STATES STL CORP NEW COM 912909108 3 113 SH SOLE 113 0 0 UNITEDHEALTH GROUP INC COM 91324P102 8 16 SH SOLE 16 0 0 VALERO ENERGY CORP COM 91913Y100 2652 35309 SH SOLE 35309 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 171 997 SH SOLE 997 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 101 1192 SH SOLE 1192 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 0 8 SH SOLE 8 0 0 VANGUARD WHITEHALL FDS EMERG MKT BD ETF 921946885 5 70 SH SOLE 70 0 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 11 207 SH SOLE 207 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 107 1316 SH SOLE 1316 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 1 16 SH SOLE 16 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 92206C714 1 16 SH SOLE 16 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 48 457 SH SOLE 457 0 0 VAXART INC COM NEW 92243A200 1 200 SH SOLE 200 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 64 146 SH SOLE 146 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 108 335 SH SOLE 335 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 90 613 SH SOLE 613 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 56 248 SH SOLE 248 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 631 2613 SH SOLE 2613 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 2002 38533 SH SOLE 38533 0 0 VIATRIS INC COM 92556V106 1 89 SH SOLE 89 0 0 VISA INC COM CL A 92826C839 275 1268 SH SOLE 1268 0 0 VULCAN MATLS CO COM 929160109 50 243 SH SOLE 243 0 0 WABTEC COM 929740108 1 10 SH SOLE 10 0 0 WALMART INC COM 931142103 4157 28727 SH SOLE 28727 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 13 245 SH SOLE 245 0 0 WELLS FARGO CO NEW COM 949746101 509 10610 SH SOLE 10610 0 0 WEYERHAEUSER CO MTN BE COM NEW 962166104 7 158 SH SOLE 158 0 0 WISDOMTREE TR US QTLY DIV GRT 97717X669 16 250 SH SOLE 250 0 0 XYLEM INC COM 98419M100 3105 25896 SH SOLE 25896 0 0 YUM BRANDS INC COM 988498101 35 250 SH SOLE 250 0 0 YUM CHINA HLDGS INC COM 98850P109 8 164 SH SOLE 164 0 0 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 7235 12156 SH SOLE 12156 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 29 460 SH SOLE 460 0 0 ZOETIS INC CL A 98978V103 3 13 SH SOLE 13 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 88 212 SH SOLE 212 0 0 EATON CORP PLC SHS G29183103 6707 38809 SH SOLE 38809 0 0 LINDE PLC SHS G5494J103 5 14 SH SOLE 14 0 0 MEDTRONIC PLC SHS G5960L103 3 25 SH SOLE 25 0 0 CHUBB LIMITED COM H1467J104 3 17 SH SOLE 17 0 0 TRANSOCEAN LTD REG SHS H8817H100 7 2500 SH SOLE 2500 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 1705 18490 SH SOLE 18490 0 0 NXP SEMICONDUCTORS N V COM N6596X109 6990 30688 SH SOLE 30688 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 6 75 SH SOLE 75 0 0