Chief Investment Officer

0001730814-21-000004.txt : 20211109 0001730814-21-000004.hdr.sgml : 20211109 20211109120044 ACCESSION NUMBER: 0001730814-21-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211109 DATE AS OF CHANGE: 20211109 EFFECTIVENESS DATE: 20211109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Providence Capital Advisors, LLC CENTRAL INDEX KEY: 0001730814 IRS NUMBER: 472676523 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18359 FILM NUMBER: 211390916 BUSINESS ADDRESS: STREET 1: 4500 CAMERON VALLEY PARKWAY STREET 2: SUITE 270 CITY: CHARLOTTE STATE: NC ZIP: 28211 BUSINESS PHONE: 7042154420 MAIL ADDRESS: STREET 1: 4500 CAMERON VALLEY PARKWAY STREET 2: SUITE 270 CITY: CHARLOTTE STATE: NC ZIP: 28211 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001730814 XXXXXXXX 09-30-2021 09-30-2021 Providence Capital Advisors, LLC

4500 CAMERON VALLEY PARKWAY SUITE 270 CHARLOTTE NC 28211

13F HOLDINGS REPORT 028-18359 N Thomas Searson Chief Investment Officer 704-208-5971 Thomas Searson Charlotte NC 11-09-2021 0 319 320804 false INFORMATION TABLE 2 13F_Filer.eis.xml 3M CO COM 88579Y101 1927 10983 SH SOLE 10983 0 0 ABBOTT LABS COM 002824100 5102 43187 SH SOLE 43187 0 0 ABBVIE INC COM 00287Y109 2404 22289 SH SOLE 22289 0 0 ACCELERATE DIAGNOSTICS INC COM 00430H102 0 49 SH SOLE 49 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 118 370 SH SOLE 370 0 0 ADVANCED MICRO DEVICES INC COM 007903107 1658 16115 SH SOLE 16115 0 0 AG MTG INVT TR INC COM NEW 001228105 19 1666 SH SOLE 1666 0 0 AIR PRODS & CHEMS INC COM 009158106 3 13 SH SOLE 13 0 0 AIRBNB INC COM CL A 009066101 3 20 SH SOLE 20 0 0 AKOUSTIS TECHNOLOGIES INC COM 00973N102 1 150 SH SOLE 150 0 0 ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN 01881G106 20 400 SH SOLE 400 0 0 ALPHABET INC CAP STK CL C 02079K107 7648 2870 SH SOLE 2870 0 0 ALPHABET INC CAP STK CL A 02079K305 524 196 SH SOLE 196 0 0 ALTERITY THERAPEUTICS LTD 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SOLE 668 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 153 997 SH SOLE 997 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 0 8 SH SOLE 8 0 0 VANGUARD WHITEHALL FDS EMERG MKT BD ETF 921946885 4 50 SH SOLE 50 0 0 VAXART INC COM NEW 92243A200 2 200 SH SOLE 200 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 5749 106452 SH SOLE 106452 0 0 VIATRIS INC COM 92556V106 1 90 SH SOLE 90 0 0 VISA INC COM CL A 92826C839 225 1010 SH SOLE 1010 0 0 VULCAN MATLS CO COM 929160109 41 243 SH SOLE 243 0 0 WABTEC COM 929740108 1 10 SH SOLE 10 0 0 WALMART INC COM 931142103 3642 26127 SH SOLE 26127 0 0 WELLS FARGO CO NEW COM 949746101 414 8911 SH SOLE 8911 0 0 WELLTOWER INC COM 95040Q104 12 150 SH SOLE 150 0 0 WISDOMTREE TR US QTLY DIV GRT 97717X669 15 250 SH SOLE 250 0 0 XYLEM INC COM 98419M100 3118 25213 SH SOLE 25213 0 0 YUM BRANDS INC COM 988498101 31 250 SH SOLE 250 0 0 YUM CHINA HLDGS INC COM 98850P109 10 164 SH SOLE 164 0 0 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 6002 11644 SH SOLE 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