Chief Investment Officer/Principal

0001730814-20-000002.txt : 20200512 0001730814-20-000002.hdr.sgml : 20200512 20200512065724 ACCESSION NUMBER: 0001730814-20-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200512 DATE AS OF CHANGE: 20200512 EFFECTIVENESS DATE: 20200512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Providence Capital Advisors, LLC CENTRAL INDEX KEY: 0001730814 IRS NUMBER: 472676523 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18359 FILM NUMBER: 20867010 BUSINESS ADDRESS: STREET 1: 4500 CAMERON VALLEY PARKWAY STREET 2: SUITE 270 CITY: CHARLOTTE STATE: NC ZIP: 28211 BUSINESS PHONE: 7042154420 MAIL ADDRESS: STREET 1: 4500 CAMERON VALLEY PARKWAY STREET 2: SUITE 270 CITY: CHARLOTTE STATE: NC ZIP: 28211 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001730814 XXXXXXXX 03-31-2020 03-31-2020 Providence Capital Advisors, LLC

4500 CAMERON VALLEY PARKWAY SUITE 270 CHARLOTTE NC 28211

13F HOLDINGS REPORT 028-18359 N Thomas Searson Chief Investment Officer/Principal (704)208-5971 Thomas Searson Charlotte NC 05-12-2020 0 251 166045 false INFORMATION TABLE 2 ProvidenceCapital3312013F.xml AT&T INC COM 00206R102 1516 52000 SH SOLE 52000 0 0 ABBOTT LABS COM 002824100 2260 28639 SH SOLE 28639 0 0 ACCELERATE DIAGNOSTICS INC COM 00430H102 0 49 SH SOLE 49 0 0 ADOBE INC COM 00724F101 11 34 SH SOLE 34 0 0 AKOUSTIS TECHNOLOGIES INC COM 00973N102 22 4150 SH SOLE 4150 0 0 ALLSTATE CORP COM 020002101 0 0 SH SOLE 0 0 0 ALPHABET INC CAP STK CL C 02079K107 3745 3221 SH SOLE 3221 0 0 ALPHABET INC CAP STK CL A 02079K305 351 302 SH SOLE 302 0 0 ALTRIA GROUP INC COM 02209S103 14 360 SH SOLE 360 0 0 AMAZON COM INC COM 023135106 2638 1353 SH SOLE 1353 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 1 100 SH SOLE 100 0 0 AMERICAN ELEC PWR CO INC COM 025537101 1174 14674 SH SOLE 14674 0 0 AMERICAN EXPRESS CO COM 025816109 11 125 SH SOLE 125 0 0 AMERICAN TOWER CORP NEW COM 03027X100 8 37 SH SOLE 37 0 0 AMERISOURCEBERGEN CORP COM 03073E105 44 500 SH SOLE 500 0 0 AMGEN INC COM 031162100 47 229 SH SOLE 229 0 0 ANALOG DEVICES INC COM 032654105 6 69 SH SOLE 69 0 0 APPLE INC COM 037833100 4988 19616 SH SOLE 19616 0 0 APPLIED MATLS INC COM 038222105 16 353 SH SOLE 353 0 0 AURORA CANNABIS INC COM 05156X108 0 250 SH SOLE 250 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 41 300 SH SOLE 300 0 0 BK OF AMERICA CORP COM 060505104 2766 130280 SH SOLE 130280 0 0 BANK NEW YORK MELLON CORP COM 064058100 20 580 SH SOLE 580 0 0 BARINGS BDC INC COM 06759L103 4 500 SH SOLE 500 0 0 BAUSCH HEALTH COS INC COM 071734107 33 2100 SH SOLE 2100 0 0 BAXTER INTL INC COM 071813109 8 100 SH SOLE 100 0 0 BECTON DICKINSON & CO COM 075887109 2861 12450 SH SOLE 12450 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 407 2227 SH SOLE 2227 0 0 BLACKLINE INC COM 09239B109 5 100 SH SOLE 100 0 0 BLACKROCK INC COM 09247X101 2569 5838 SH SOLE 5838 0 0 BLACKSTONE GROUP INC COM CL A 09260D107 10 228 SH SOLE 228 0 0 BOEING CO COM 097023105 22 150 SH SOLE 150 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 6 100 SH SOLE 100 0 0 BROADCOM INC COM 11135F101 1121 4728 SH SOLE 4728 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 1786 40371 SH SOLE 40371 0 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 7 100 SH SOLE 100 0 0 CIGNA CORP NEW COM 125523100 0 0 SH SOLE 0 0 0 CSX CORP COM 126408103 11 200 SH SOLE 200 0 0 CATERPILLAR INC DEL COM 149123101 31 270 SH SOLE 270 0 0 CHESAPEAKE ENERGY CORP COM 165167107 9 50120 SH SOLE 50120 0 0 CHEVRON CORP NEW COM 166764100 990 13668 SH SOLE 13668 0 0 CIENA CORP COM NEW 171779309 2403 60369 SH SOLE 60369 0 0 CISCO SYS INC COM 17275R102 3951 100507 SH SOLE 100507 0 0 CITIGROUP INC COM NEW 172967424 1 15 SH SOLE 15 0 0 COCA COLA CO COM 191216100 1036 23419 SH SOLE 23419 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 5 117 SH SOLE 117 0 0 COLGATE PALMOLIVE CO COM 194162103 2877 43350 SH SOLE 43350 0 0 COMCAST CORP NEW CL A 20030N101 4541 132084 SH SOLE 132084 0 0 CONCHO RES INC COM 20605P101 2 50 SH SOLE 50 0 0 CONSTELLATION BRANDS INC CL A 21036P108 3144 21933 SH SOLE 21933 0 0 CORNING INC COM 219350105 2448 119174 SH SOLE 119174 0 0 CORTEVA INC COM 22052L104 4 166 SH SOLE 166 0 0 COSTCO WHSL CORP NEW COM 22160K105 45 158 SH SOLE 158 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 1659 11487 SH SOLE 11487 0 0 CUMMINS INC COM 231021106 14 100 SH SOLE 100 0 0 DANAHER CORPORATION COM 235851102 8 60 SH SOLE 60 0 0 DENISON MINES CORP COM 248356107 6 23371 SH SOLE 23371 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 0 0 SH SOLE 0 0 0 DISNEY WALT CO COM DISNEY 254687106 2231 23095 SH SOLE 23095 0 0 DOLLAR GEN CORP NEW COM 256677105 8 50 SH SOLE 50 0 0 DOMINION ENERGY INC COM 25746U109 1065 14746 SH SOLE 14746 0 0 DOVER CORP COM 260003108 56 662 SH SOLE 662 0 0 DOW INC COM 260557103 5 166 SH SOLE 166 0 0 DROPBOX INC CL A 26210C104 123 6820 SH SOLE 6820 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 1780 22010 SH SOLE 22010 0 0 DUPONT DE NEMOURS INC COM 26614N102 6 166 SH SOLE 166 0 0 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 19 523 SH SOLE 523 0 0 ENBRIDGE INC COM 29250N105 13 434 SH SOLE 434 0 0 EXELON CORP COM 30161N101 5 148 SH SOLE 148 0 0 EXXON MOBIL CORP COM 30231G102 2062 54310 SH SOLE 54310 0 0 FACEBOOK INC CL A 30303M102 10 60 SH SOLE 60 0 0 FEDEX CORP COM 31428X106 6 50 SH SOLE 50 0 0 F5 NETWORKS INC COM 315616102 2023 18976 SH SOLE 18976 0 0 FIDELITY COMWLTH TR NDQ CP IDX TRK 315912808 8 27 SH SOLE 27 0 0 FIDELITY COVINGTON TR MSCI RL EST ETF 316092857 494 23771 SH SOLE 23771 0 0 FIFTH THIRD BANCORP COM 316773100 15 1004 SH SOLE 1004 0 0 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 13 241 SH SOLE 241 0 0 FORTIVE CORP COM 34959J108 2204 39930 SH SOLE 39930 0 0 FOX CORP CL B COM 35137L204 0 0 SH SOLE 0 0 0 GARRETT MOTION INC COM 366505105 0 10 SH SOLE 10 0 0 GENERAL ELECTRIC CO COM 369604103 269 33856 SH SOLE 33856 0 0 GENERAL MLS INC COM 370334104 1170 22168 SH SOLE 22168 0 0 GENUINE PARTS CO COM 372460105 7 100 SH SOLE 100 0 0 GILEAD SCIENCES INC COM 375558103 3484 46600 SH SOLE 46600 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1469 38757 SH SOLE 38757 0 0 GLOBAL PMTS INC COM 37940X102 21 146 SH SOLE 146 0 0 GLOBAL X FDS SCIEN BETA US 37954Y103 26 960 SH SOLE 960 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 8 50 SH SOLE 50 0 0 GROCERY OUTLET HLDG CORP COM 39874R101 1679 48891 SH SOLE 48891 0 0 HALLIBURTON CO COM 406216101 9 1250 SH SOLE 1250 0 0 HEALTHCARE RLTY TR COM 421946104 1229 44009 SH SOLE 44009 0 0 HOME DEPOT INC COM 437076102 3419 18314 SH SOLE 18314 0 0 HONEYWELL INTL INC COM 438516106 2205 16481 SH SOLE 16481 0 0 HUNTSMAN CORP COM 447011107 2 150 SH SOLE 150 0 0 IAC INTERACTIVECORP COM 44919P508 12 66 SH SOLE 66 0 0 INTEL CORP COM 458140100 94 1746 SH SOLE 1746 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 7 91 SH SOLE 91 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1485 13391 SH SOLE 13391 0 0 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 39 785 SH SOLE 785 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 115 605 SH SOLE 605 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 81 872 SH SOLE 872 0 0 ISHARES TR CORE S&P TTL STK 464287150 34 600 SH SOLE 600 0 0 ISHARES TR SELECT DIVID ETF 464287168 223 3034 SH SOLE 3034 0 0 ISHARES TR CORE S&P500 ETF 464287200 6385 24710 SH SOLE 24710 0 0 ISHARES TR CORE US AGGBD ET 464287226 1757 15226 SH SOLE 15226 0 0 ISHARES TR IBOXX INV CP ETF 464287242 594 4806 SH SOLE 4806 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 2 17 SH SOLE 17 0 0 ISHARES TR MSCI EAFE ETF 464287465 27 507 SH SOLE 507 0 0 ISHARES TR RUS MD CP GR ETF 464287481 89 730 SH SOLE 730 0 0 ISHARES TR CORE S&P MCP ETF 464287507 1135 7892 SH SOLE 7892 0 0 ISHARES TR COHEN STEER REIT 464287564 13 140 SH SOLE 140 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 155 1560 SH SOLE 1560 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 88 582 SH SOLE 582 0 0 ISHARES TR RUS 1000 ETF 464287622 23 162 SH SOLE 162 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 5 41 SH SOLE 41 0 0 ISHARES TR U.S. TECH ETF 464287721 27 134 SH SOLE 134 0 0 ISHARES TR CORE S&P SCP ETF 464287804 873 15559 SH SOLE 15559 0 0 ISHARES TR MSCI ACWI ETF 464288257 2 30 SH SOLE 30 0 0 ISHARES TR NATIONAL MUN ETF 464288414 124 1096 SH SOLE 1096 0 0 ISHARES TR IBOXX HI YD ETF 464288513 849 11022 SH SOLE 11022 0 0 ISHARES TR SH TR CRPORT ETF 464288646 7 130 SH SOLE 130 0 0 ISHARES TR PFD AND INCM SEC 464288687 6 198 SH SOLE 198 0 0 ISHARES TR US AER DEF ETF 464288760 43 300 SH SOLE 300 0 0 ISHARES TR U.S. MED DVC ETF 464288810 34 153 SH SOLE 153 0 0 ISHARES TR AGGRES ALLOC ETF 464289859 4 84 SH SOLE 84 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 368 5142 SH SOLE 5142 0 0 ISHARES TR MIN VOL EAFE ETF 46429B689 50 806 SH SOLE 806 0 0 ISHARES TR MSCI MIN VOL ETF 46429B697 144 2671 SH SOLE 2671 0 0 ISHARES TR CORE MSCI EAFE 46432F842 2877 57668 SH SOLE 57668 0 0 ISHARES INC CORE MSCI EMKT 46434G103 508 12541 SH SOLE 12541 0 0 ISHARES TR BROAD USD HIGH 46435U853 0 0 SH SOLE 0 0 0 JPMORGAN CHASE & CO COM 46625H100 2499 27759 SH SOLE 27759 0 0 JOHNSON & JOHNSON COM 478160104 380 2897 SH SOLE 2897 0 0 KEARNY FINL CORP MD COM 48716P108 5 595 SH SOLE 595 0 0 KIMBERLY CLARK CORP COM 494368103 0 0 SH SOLE 0 0 0 LOWES COS INC COM 548661107 117 1361 SH SOLE 1361 0 0 MARATHON OIL CORP COM 565849106 145 44188 SH SOLE 44188 0 0 MARRIOTT INTL INC NEW CL A 571903202 21 275 SH SOLE 275 0 0 MASTERCARD INC CL A 57636Q104 97 400 SH SOLE 400 0 0 MCDONALDS CORP COM 580135101 21 124 SH SOLE 124 0 0 MCKESSON CORP COM 58155Q103 0 0 SH SOLE 0 0 0 MERCK & CO. INC COM 58933Y105 4004 52042 SH SOLE 52042 0 0 MICROSOFT CORP COM 594918104 4468 28330 SH SOLE 28330 0 0 MORGAN STANLEY COM NEW 617446448 2383 70100 SH SOLE 70100 0 0 NIO INC SPON ADS 62914V106 1 500 SH SOLE 500 0 0 NETAPP INC COM 64110D104 2064 49500 SH SOLE 49500 0 0 NIKE INC CL B 654106103 6 77 SH SOLE 77 0 0 NORFOLK SOUTHERN CORP COM 655844108 58 400 SH SOLE 400 0 0 NORTHROP GRUMMAN CORP COM 666807102 56 186 SH SOLE 186 0 0 NOVARTIS A G SPONSORED ADR 66987V109 1216 14744 SH SOLE 14744 0 0 NUCOR CORP COM 670346105 64 1783 SH SOLE 1783 0 0 NVIDIA CORP COM 67066G104 16 60 SH SOLE 60 0 0 OCCIDENTAL PETE CORP COM 674599105 1 100 SH SOLE 100 0 0 OLD REP INTL CORP COM 680223104 1141 74821 SH SOLE 74821 0 0 ORACLE CORP COM 68389X105 2841 58775 SH SOLE 58775 0 0 PARKER HANNIFIN CORP COM 701094104 5 38 SH SOLE 38 0 0 PAYCHEX INC COM 704326107 6 100 SH SOLE 100 0 0 PEPSICO INC COM 713448108 2298 19134 SH SOLE 19134 0 0 PFIZER INC COM 717081103 4241 129927 SH SOLE 129927 0 0 PHILLIPS 66 COM 718546104 1601 29837 SH SOLE 29837 0 0 PIMCO ETF TR INV GRD CRP BD 72201R817 3 32 SH SOLE 32 0 0 PITNEY BOWES INC COM 724479100 1 408 SH SOLE 408 0 0 PROCTER & GAMBLE CO COM 742718109 376 3415 SH SOLE 3415 0 0 PROSHARES TR LARGE CAP CRE 74347R248 24 408 SH SOLE 408 0 0 PRUDENTIAL FINL INC COM 744320102 815 15629 SH SOLE 15629 0 0 PULTE GROUP INC COM 745867101 67 3007 SH SOLE 3007 0 0 QUALCOMM INC COM 747525103 14 200 SH SOLE 200 0 0 QUEST DIAGNOSTICS INC COM 74834L100 8 100 SH SOLE 100 0 0 RAYTHEON CO COM NEW 755111507 13 100 SH SOLE 100 0 0 REPUBLIC SVCS INC COM 760759100 224 2985 SH SOLE 2985 0 0 RESIDEO TECHNOLOGIES INC COM 76118Y104 0 16 SH SOLE 16 0 0 ROCKWELL AUTOMATION INC COM 773903109 19 125 SH SOLE 125 0 0 ROKU INC COM CL A 77543R102 2 25 SH SOLE 25 0 0 ROYAL BK CDA COM 780087102 21 336 SH SOLE 336 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1017 29136 SH SOLE 29136 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1016 3940 SH SOLE 3940 0 0 SPDR SER TR S&P DIVID ETF 78464A763 12 153 SH SOLE 153 0 0 SANOFI SPONSORED ADR 80105N105 1577 36062 SH SOLE 36062 0 0 SCHLUMBERGER LTD COM 806857108 13 1000 SH SOLE 1000 0 0 SCHWAB CHARLES CORP COM 808513105 3 100 SH SOLE 100 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 36 602 SH SOLE 602 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 2 28 SH SOLE 28 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 108 1358 SH SOLE 1358 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 68 1615 SH SOLE 1615 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 2 37 SH SOLE 37 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 2 103 SH SOLE 103 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 7 152 SH SOLE 152 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 6 216 SH SOLE 216 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 202 3719 SH SOLE 3719 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 34 380 SH SOLE 380 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 2 69 SH SOLE 69 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 153 1908 SH SOLE 1908 0 0 SNAP INC CL A 83304A106 6 500 SH SOLE 500 0 0 STARBUCKS CORP COM 855244109 9 143 SH SOLE 143 0 0 SYSCO CORP COM 871829107 1633 35789 SH SOLE 35789 0 0 TJX COS INC NEW COM 872540109 2285 47800 SH SOLE 47800 0 0 TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS 874060205 1 70 SH SOLE 70 0 0 TARGET CORP COM 87612E106 2054 22097 SH SOLE 22097 0 0 TEXTRON INC COM 883203101 0 0 SH SOLE 0 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 2229 7859 SH SOLE 7859 0 0 3-D SYS CORP DEL COM NEW 88554D205 8 1000 SH SOLE 1000 0 0 3M CO COM 88579Y101 64 472 SH SOLE 472 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 15 129 SH SOLE 129 0 0 TRUIST FINL CORP COM 89832Q109 4 133 SH SOLE 133 0 0 TYSON FOODS INC CL A 902494103 1898 32806 SH SOLE 32806 0 0 US BANCORP DEL COM NEW 902973304 22 637 SH SOLE 637 0 0 USANA HEALTH SCIENCES INC COM 90328M107 14 240 SH SOLE 240 0 0 UBER TECHNOLOGIES INC COM 90353T100 1 50 SH SOLE 50 0 0 UNDER ARMOUR INC CL C 904311206 28 3500 SH SOLE 3500 0 0 UNION PAC CORP COM 907818108 63 450 SH SOLE 450 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1674 17920 SH SOLE 17920 0 0 UNITED TECHNOLOGIES CORP COM 913017109 12 131 SH SOLE 131 0 0 VALERO ENERGY CORP COM 91913Y100 871 19201 SH SOLE 19201 0 0 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 0 0 SH SOLE 0 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 148 1430 SH SOLE 1430 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 0 8 SH SOLE 8 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 61 865 SH SOLE 865 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2 42 SH SOLE 42 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 87 1106 SH SOLE 1106 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 1 4 SH SOLE 4 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 92206C714 1 8 SH SOLE 8 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 23 234 SH SOLE 234 0 0 VENTAS INC COM 92276F100 14 538 SH SOLE 538 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 0 2 SH SOLE 2 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 57 382 SH SOLE 382 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 186 1184 SH SOLE 1184 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 144 1621 SH SOLE 1621 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 56 486 SH SOLE 486 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 432 3354 SH SOLE 3354 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 4704 87548 SH SOLE 87548 0 0 VISA INC COM CL A 92826C839 17 104 SH SOLE 104 0 0 VULCAN MATLS CO COM 929160109 53 488 SH SOLE 488 0 0 WABTEC COM 929740108 0 10 SH SOLE 10 0 0 WALMART INC COM 931142103 3 30 SH SOLE 30 0 0 WELLS FARGO CO NEW COM 949746101 42 1456 SH SOLE 1456 0 0 WESTROCK CO COM 96145D105 1296 45857 SH SOLE 45857 0 0 WISDOMTREE TR US SMALLCAP FUND 97717W562 20 900 SH SOLE 900 0 0 WISDOMTREE TR US MIDCAP FUND 97717W570 10 375 SH SOLE 375 0 0 WISDOMTREE TR US QTLY DIV GRT 97717X669 19 485 SH SOLE 485 0 0 XYLEM INC COM 98419M100 2450 37613 SH SOLE 37613 0 0 YUM BRANDS INC COM 988498101 17 250 SH SOLE 250 0 0 YUM CHINA HLDGS INC COM 98850P109 7 164 SH SOLE 164 0 0 ZEBRA TECHNOLOGIES CORP CL A 989207105 2172 11831 SH SOLE 11831 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 43 264 SH SOLE 264 0 0 EATON CORP PLC SHS G29183103 3093 39815 SH SOLE 39815 0 0 JOHNSON CTLS INTL PLC SHS G51502105 1901 70500 SH SOLE 70500 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 1 50 SH SOLE 50 0 0 MEDTRONIC PLC SHS G5960L103 9 100 SH SOLE 100 0 0 APTIV PLC SHS G6095L109 1292 26247 SH SOLE 26247 0 0 CHUBB LIMITED COM H1467J104 25 221 SH SOLE 221 0 0 NXP SEMICONDUCTORS N V COM N6596X109 2041 24608 SH SOLE 24608 0 0