The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 326 | 4,132 | SH | SOLE | 4,047 | 0 | 85 | ||
ABBVIE INC | COM | 00287Y109 | 250 | 3,121 | SH | SOLE | 3,121 | 0 | 0 | ||
ADVISORSHARES TR | ADVISORSHS ETF | 00768Y206 | 1,503 | 32,971 | SH | SOLE | 31,853 | 0 | 1,118 | ||
AMAZON COM INC | COM | 023135106 | 292 | 160 | SH | SOLE | 146 | 0 | 14 | ||
AMAZON COM INC | COM | 023135106 | 3 | 100 | SH | Call | SOLE | 100 | 0 | 0 | |
APPLE INC | COM | 037833100 | 216 | 1,147 | SH | SOLE | 1,049 | 0 | 98 | ||
DANAHER CORPORATION | COM | 235851102 | 260 | 1,974 | SH | SOLE | 1,874 | 0 | 100 | ||
DIREXION SHS ETF TR | ALL CP INSIDER | 25459Y769 | 1,451 | 37,783 | SH | SOLE | 35,638 | 0 | 2,145 | ||
FIDELITY | MSCI HLTH CARE I | 316092600 | 269 | 6,028 | SH | SOLE | 6,028 | 0 | 0 | ||
FIDELITY | MSCI INFO TECH I | 316092808 | 475 | 8,005 | SH | SOLE | 8,005 | 0 | 0 | ||
FIRST TR EXCH TRD ALPHA FD I | EM SML CP ALPH | 33737J307 | 529 | 14,928 | SH | SOLE | 13,768 | 0 | 1,160 | ||
FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 33734X192 | 986 | 17,105 | SH | SOLE | 16,839 | 0 | 266 | ||
FIRST TR EXCHANGE TRADED FD | FINLS ALPHADEX | 33734X135 | 536 | 17,660 | SH | SOLE | 17,660 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | FST LOW OPPT EFT | 33739Q200 | 817 | 15,964 | SH | SOLE | 15,720 | 0 | 244 | ||
FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 33734X846 | 1,765 | 62,863 | SH | SOLE | 58,289 | 0 | 4,574 | ||
FIRST TR EXCHANGE TRADED FD | NY ARCA BIOTECH | 33733E203 | 466 | 3,088 | SH | SOLE | 2,567 | 0 | 521 | ||
FIRST TR EXCHANGE TRADED FD | US EQTY OPPT ETF | 336920103 | 4,274 | 56,986 | SH | SOLE | 54,803 | 0 | 2,183 | ||
FIRST TR EXCHANGE-TRADED FD | PFD SECS INC ETF | 33739E108 | 266 | 13,988 | SH | SOLE | 11,468 | 0 | 2,520 | ||
FS KKR CAPITAL CORP | COM | 302635107 | 2,853 | 471,471 | SH | SOLE | 464,042 | 0 | 7,429 | ||
GLOBAL X FDS | GLB X MLP ENRG I | 37950E226 | 180 | 13,610 | SH | SOLE | 13,610 | 0 | 0 | ||
GOLDMAN SACHS ETF TR | EQUITY ETF | 381430503 | 2,961 | 52,138 | SH | SOLE | 50,560 | 0 | 1,578 | ||
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 728 | 4,325 | SH | SOLE | 3,925 | 0 | 400 | ||
HOME DEPOT INC | COM | 437076102 | 223 | 1,149 | SH | SOLE | 1,121 | 0 | 28 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2020 CB | 46138J502 | 1,734 | 81,565 | SH | SOLE | 80,361 | 0 | 1,204 | ||
INVESCO EXCHANGE TRADED FD T | DWA NASDAQ MNT | 46137V829 | 2,174 | 19,789 | SH | SOLE | 18,583 | 0 | 1,206 | ||
INVESCO EXCHANGE TRADED FD T | HIG YLD EQ DIV | 46137V563 | 1,599 | 89,377 | SH | SOLE | 84,433 | 0 | 4,944 | ||
INVESCO EXCHANGE TRADED FD T | S&P SML600 GWT | 46137V175 | 1,512 | 13,390 | SH | SOLE | 12,574 | 0 | 816 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 46137V357 | 10,764 | 102,970 | SH | SOLE | 99,505 | 0 | 3,465 | ||
INVESCO EXCHNG TRADED FD TR | S&P SMLCP LOW | 46138G102 | 9,153 | 194,899 | SH | SOLE | 187,783 | 0 | 7,116 | ||
INVESCO EXCHNG TRADED FD TR | S&P500 HDL VOL | 46138E362 | 1,345 | 31,659 | SH | SOLE | 31,659 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 10,966 | 61,099 | SH | SOLE | 58,586 | 0 | 2,513 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 544 | 10,491 | SH | SOLE | 10,491 | 0 | 0 | ||
ISHARES INC | MIN VOL GBL ETF | 464286525 | 11,417 | 127,586 | SH | SOLE | 121,959 | 0 | 5,627 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 500 | 4,000 | SH | SOLE | 3,775 | 0 | 225 | ||
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 336 | 3,137 | SH | SOLE | 3,137 | 0 | 0 | ||
ISHARES TR | CORE HIGH DV ETF | 46429B663 | 2,580 | 27,639 | SH | SOLE | 26,257 | 0 | 1,382 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 424 | 6,991 | SH | SOLE | 6,828 | 0 | 163 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 1,605 | 8,486 | SH | SOLE | 8,105 | 0 | 381 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 2,663 | 34,500 | SH | SOLE | 32,975 | 0 | 1,525 | ||
ISHARES TR | CORE S&P US GWT | 464287671 | 1,051 | 17,419 | SH | SOLE | 17,419 | 0 | 0 | ||
ISHARES TR | CORE S&P US VLU | 464287663 | 741 | 13,548 | SH | SOLE | 13,548 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 2,636 | 9,269 | SH | SOLE | 8,381 | 0 | 888 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 388 | 3,571 | SH | SOLE | 3,395 | 0 | 176 | ||
ISHARES TR | EXPND TEC SC ETF | 464287549 | 667 | 3,244 | SH | SOLE | 3,236 | 0 | 8 | ||
ISHARES TR | MIN VOL USA ETF | 46429B697 | 12,007 | 204,100 | SH | SOLE | 194,103 | 0 | 9,997 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 2,150 | 50,076 | SH | SOLE | 49,388 | 0 | 688 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 526 | 3,340 | SH | SOLE | 2,815 | 0 | 525 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 906 | 7,327 | SH | SOLE | 2,944 | 0 | 4,383 | ||
ISHARES TR | RUS MID CAP ETF | 464287499 | 307 | 5,683 | SH | SOLE | 2,053 | 0 | 3,630 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 2,831 | 18,458 | SH | SOLE | 17,802 | 0 | 656 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 239 | 2,119 | SH | SOLE | 2,119 | 0 | 0 | ||
ISHARES TR | U.S. FINLS ETF | 464287788 | 511 | 4,319 | SH | SOLE | 4,298 | 0 | 21 | ||
ISHARES TR | U.S. TECH ETF | 464287721 | 481 | 2,517 | SH | SOLE | 2,512 | 0 | 5 | ||
ISHARES TR | US AER DEF ETF | 464288760 | 753 | 3,761 | SH | SOLE | 3,718 | 0 | 43 | ||
ISHARES TR | US HLTHCARE ETF | 464287762 | 233 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
JANUS DETROIT STR TR | HENDERSON MTG | 47103U852 | 826 | 16,091 | SH | SOLE | 15,845 | 0 | 246 | ||
MICROSOFT CORP | COM | 594918104 | 298 | 2,529 | SH | SOLE | 2,434 | 0 | 95 | ||
SEMPRA ENERGY | COM | 816851109 | 244 | 1,939 | SH | SOLE | 1,939 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 846 | 3,001 | SH | SOLE | 2,926 | 0 | 75 | ||
SSGA ACTIVE ETF TR | BLKSTN GSOSRLN | 78467V608 | 277 | 6,049 | SH | SOLE | 6,049 | 0 | 0 | ||
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 291 | 3,656 | SH | SOLE | 480 | 0 | 3,176 | ||
VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 588 | 7,244 | SH | SOLE | 7,244 | 0 | 0 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 889 | 5,686 | SH | SOLE | 2,643 | 0 | 3,043 | ||
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 643 | 4,503 | SH | SOLE | 250 | 0 | 4,253 | ||
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 274 | 2,128 | SH | SOLE | 0 | 0 | 2,128 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 6,906 | 47,726 | SH | SOLE | 45,854 | 0 | 1,872 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 328 | 7,711 | SH | SOLE | 1,553 | 0 | 6,158 | ||
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 614 | 7,067 | SH | SOLE | 6,951 | 0 | 116 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 373 | 9,149 | SH | SOLE | 3,707 | 0 | 5,442 | ||
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 518 | 6,034 | SH | SOLE | 4,744 | 0 | 1,290 | ||
VISA INC | COM CL A | 92826C839 | 220 | 1,407 | SH | SOLE | 1,367 | 0 | 40 | ||
WISDOMTREE TR | US QTLY DIV GRT | 97717X669 | 1,554 | 35,952 | SH | SOLE | 34,624 | 0 | 1,328 | ||
WISDOMTREE TR | US SMALLCAP FUND | 97717W562 | 285 | 7,902 | SH | SOLE | 7,902 | 0 | 0 |