0001730765-21-000005.txt : 20211116
0001730765-21-000005.hdr.sgml : 20211116
20211116121936
ACCESSION NUMBER: 0001730765-21-000005
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211116
DATE AS OF CHANGE: 20211116
EFFECTIVENESS DATE: 20211116
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Triumph Capital Management
CENTRAL INDEX KEY: 0001730765
IRS NUMBER: 811162554
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-21297
FILM NUMBER: 211414995
BUSINESS ADDRESS:
STREET 1: 1610 WYNKOOP STREET
STREET 2: SUITE 550
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 7203995555
MAIL ADDRESS:
STREET 1: 1610 WYNKOOP STREET
STREET 2: SUITE 550
CITY: DENVER
STATE: CO
ZIP: 80202
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001730765
XXXXXXXX
09-30-2021
09-30-2021
true
1
RESTATEMENT
Triumph Capital Management
1610 WYNKOOP STREET
SUITE 550
DENVER
CO
80202
13F HOLDINGS REPORT
028-21297
N
Brandon Drespling
CCO
720-399-5552
Brandon Drespling, Denver CO, 11/16/2021
Denver
CO
11-16-2021
0
189
213570
false
INFORMATION TABLE
2
q32021holdingsreport.xml
3M CO COM
COM
88579Y101
223
1274
SH
SOLE
1274
0
0
AIR TRANSPORT SERVICES GRP INC COM
COM
00922R105
544
21068
SH
SOLE
21068
0
0
ALIBABA GROUP HLDG LTD SPONSORED ADS
ADR
01609W102
819
5529
SH
SOLE
5529
0
0
ALPHABET INC CAP STK CL A
COM
02079K305
227
85
SH
SOLE
85
0
0
ALTRIA GROUP INC COM
COM
02209S103
455
9799
SH
SOLE
9799
0
0
AMAZON COM INC COM
COM
023135106
1022
311
SH
SOLE
311
0
0
AMERICAN AIRLS GROUP INC COM
COM
02376R102
204
9952
SH
SOLE
9952
0
0
AMGEN INC COM
COM
031162100
612
2877
SH
SOLE
2877
0
0
APPLE INC COM
COM
037833100
1034
7307
SH
SOLE
7307
0
0
ARK INNOVATION ETF
ETF
00214Q104
1847
16714
SH
SOLE
16714
0
0
AT&T INC COM
COM
00206R102
2129
78825
SH
SOLE
78825
0
0
AUTODESK INC COM
COM
052769106
208
729
SH
SOLE
729
0
0
AUTOHOME INC SP ADS RP CL A
ADR
05278C107
1129
24063
SH
SOLE
24063
0
0
B & G FOODS INC NEW COM
COM
05508R106
638
20999
SH
SOLE
20999
0
0
BANCO SANTANDER CHILE NEW SP ADR REP COM
ADR
05965X109
709
35866
SH
SOLE
35866
0
0
BERKSHIRE HATHAWAY INC DEL CL B NEW
COM
084670702
773
2831
SH
SOLE
2831
0
0
BK OF AMERICA CORP COM
COM
060505104
424
9993
SH
SOLE
9993
0
0
BOEING CO COM
COM
097023105
327
1485
SH
SOLE
1485
0
0
BOSTON BEER INC CL A
COM
100557107
545
1070
SH
SOLE
1070
0
0
BOX INC CL A
COM
10316T104
661
27907
SH
SOLE
27907
0
0
BP PLC SPONSORED ADR
ADR
055622104
749
27411
SH
SOLE
27411
0
0
BURCON NUTRASCIENCE CORP COM
COM
120831102
457
42429
SH
SOLE
42429
0
0
CARDINAL HEALTH INC COM
COM
14149Y108
214
4293
SH
SOLE
4293
0
0
CHEVRON CORP NEW COM
COM
166764100
365
3595
SH
SOLE
3595
0
0
CHEWY INC CL A
COM
16679L109
359
5277
SH
SOLE
5277
0
0
CIA ENERGETICA DE MINAS GERAIS SP ADR N-V PFD
ADR
204409601
28
11149
SH
SOLE
11149
0
0
CITRIX SYS INC COM
COM
177376100
1405
13089
SH
SOLE
13089
0
0
COINBASE GLOBAL INC COM CL A
COM
19260Q107
332
1460
SH
SOLE
1460
0
0
CONSOLIDATED EDISON INC COM
COM
209115104
1019
14042
SH
SOLE
14042
0
0
CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND
ETF
81369Y407
412
2295
SH
SOLE
2295
0
0
CREDICORP LTD COM
COM
G2519Y108
235
2098
SH
SOLE
2098
0
0
CREDIT SUISSE GROUP SPONSORED ADR
ADR
225401108
398
40350
SH
SOLE
40350
0
0
CROWDSTRIKE HLDGS INC CL A
COM
22788C105
657
2672
SH
SOLE
2672
0
0
DELTA AIR LINES INC DEL COM NEW
COM
247361702
763
17911
SH
SOLE
17911
0
0
DEVON ENERGY CORP NEW COM
COM
25179M103
216
6076
SH
SOLE
6076
0
0
DISCOVERY INC COM SER C
COM
25470F302
272
11209
SH
SOLE
11209
0
0
DISNEY WALT CO COM
COM
254687106
201
1189
SH
SOLE
1189
0
0
DORCHESTER MINERALS LP COM UNIT
COM
25820R105
447
23335
SH
SOLE
23335
0
0
DOW INC COM
COM
260557103
292
5072
SH
SOLE
5072
0
0
EDISON INTL COM
COM
281020107
1217
21685
SH
SOLE
21685
0
0
ENERGY SELECT SECTOR SPDR FUND
ETF
81369Y506
2283
43833
SH
SOLE
43833
0
0
EXXON MOBIL CORP COM
COM
30231G102
413
7024
SH
SOLE
7024
0
0
FINANCIAL SELECT SECTOR SPDR FUND
ETF
81369Y605
3794
101090
SH
SOLE
101090
0
0
FIRST TR EXCHANGE TRADED FD II CLOUD COMPUTING
ETF
33734X192
3192
30295
SH
SOLE
30295
0
0
FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX
ETF
33733E302
1161
4921
SH
SOLE
4921
0
0
FIRST TR EXCHNG TRADED FD VIII FT CBOE VEST US
ETF
33740U307
326
9620
SH
SOLE
9620
0
0
FIRST TRUST CAPITAL STRENGTH ETF
ETF
33733E104
9956
133065
SH
SOLE
133065
0
0
FIRST TRUST ENHANCED SHORT MATURITY ETF
ETF
33739Q408
659
10994
SH
SOLE
10994
0
0
FIRST TRUST GLOBAL TACTICAL COMMODITY STRATEGY FUND
ETF
33739H101
312
12926
SH
SOLE
12926
0
0
FIRST TRUST LOW DURATION MORTGAGE OPPORTUNITIES ETF
ETF
33739Q200
2423
47896
SH
SOLE
47896
0
0
FIRST TRUST NASDAQ CEA CYBERSECURITY ETF
ETF
33734X846
3300
67743
SH
SOLE
67743
0
0
FIRST TRUST NASDAQ CLEAN EDGE GREEN ENERGY ETF
ETF
33733E500
1285
20530
SH
SOLE
20530
0
0
FIRST TRUST NASDAQ RISING DIVIDEND ACHIEVERS FUND
ETF
33738R506
1933
40715
SH
SOLE
40715
0
0
FIRST TRUST NASDAQ-100 TECHNOLOGY SECTOR INDEX FUND
ETF
337345102
92
10886
SH
SOLE
10886
0
0
FIRST TRUST PREFERRED SECURITIES AND INCOME ETF
ETF
33739E108
4034
196415
SH
SOLE
196415
0
0
FIRST TRUST SMALL CAP CORE ALPHADEX FUND
ETF
33734Y109
1153
12595
SH
SOLE
12595
0
0
FIRST TRUST TACTICAL HIGH YIELD ETF
ETF
33738D408
3446
71508
SH
SOLE
71508
0
0
FIRST TRUST TCW OPPORTUNISTIC FIXED INCOME ETF
ETF
33740F805
4721
88155
SH
SOLE
88155
0
0
FIRST TRUST US EQUITY OPPORTUNITIES ETF
ETF
336920103
401
3248
SH
SOLE
3248
0
0
FIRST TRUST VALUE LINE DIVIDEND INDEX FUND
ETF
33734H106
600
15318
SH
SOLE
15318
0
0
FORD MTR CO DEL COM
COM
345370860
740
52225
SH
SOLE
52225
0
0
FUBOTV INC COM
COM
35953D104
596
24886
SH
SOLE
24886
0
0
FUTU HLDGS LTD SPON ADS CL A
ADR
36118L106
702
7715
SH
SOLE
7715
0
0
GENERAL ELECTRIC CO COM NEW
COM
369604301
561
5438
SH
SOLE
5438
0
0
GLOBAL X ALTERNATIVE INCOME ETF
ETF
37954Y806
663
49791
SH
SOLE
49791
0
0
GLOBAL X LITHIUM & BATTERY TECH ETF
ETF
37954Y855
213
2603
SH
SOLE
2603
0
0
GLOBAL X MSCI CHINA CONSUMER DISCRETIONARY ETF
ETF
37950E408
295
10534
SH
SOLE
10534
0
0
GLOBAL X SUPER DIVIDEND U.S. ETF
ETF
37950E291
831
42788
SH
SOLE
42788
0
0
GLOBAL X SUPERDIVIDEND ETF
ETF
37950E549
204
15400
SH
SOLE
15400
0
0
GRUPO AEROPORTUARIO DEL CENTRO SPON ADR
ADR
400501102
300
6398
SH
SOLE
6398
0
0
HAILIANG ED GROUP INC SPONSORED ADR
ADR
40522L108
1036
31888
SH
SOLE
31888
0
0
HAWAIIAN HOLDINGS INC COM
COM
419879101
670
30950
SH
SOLE
30950
0
0
HCM DEFENDER 100 INDEX ETF
ETF
66538R748
395
8127
SH
SOLE
8127
0
0
HCM DEFENDER 500 INDEX ETF
ETF
66538R730
417
10415
SH
SOLE
10415
0
0
HEALTH CARE SELECT SECTOR SPDR FUND
ETF
81369Y209
3026
23768
SH
SOLE
23768
0
0
HIMAX TECHNOLOGIES INC SPONSORED ADR
ADR
43289P106
584
54767
SH
SOLE
54767
0
0
INNOVATOR IBD 50 ETF
ETF
45782C102
1048
22134
SH
SOLE
22134
0
0
INNOVATOR LOUP FRONTIER TECH ETF
ETF
45782C862
1769
34550
SH
SOLE
34550
0
0
INVESCO QQQ TRUST
ETF
46090E103
15252
42608
SH
SOLE
42608
0
0
INVESCO S&P 500 EQUAL WEIGHT ETF
ETF
46137V357
1810
12078
SH
SOLE
12078
0
0
IROBOT CORP COM
COM
462726100
305
3888
SH
SOLE
3888
0
0
ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF
ETF
46434V407
658
14393
SH
SOLE
14393
0
0
ISHARES 1-3 YEAR TREASURY BOND ETF
ETF
464287457
471
5468
SH
SOLE
5468
0
0
ISHARES 3-7 YEAR TREASURY BOND ETF
ETF
464288661
483
3713
SH
SOLE
3713
0
0
ISHARES BROAD USD INVESTMENT GRADE CORPORATE BOND ETF
ETF
464288620
287
4776
SH
SOLE
4776
0
0
ISHARES CORE S&P 500 ETF
ETF
464287200
4121
9566
SH
SOLE
9566
0
0
ISHARES CORE U.S. AGGREGATE BOND ETF
ETF
464287226
2726
23743
SH
SOLE
23743
0
0
ISHARES ESG MSCI USA LEADERS ETF
ETF
46435U218
202
2679
SH
SOLE
2679
0
0
ISHARES MORNINGSTAR MID-CAP GROWTH ETF
ETF
464288307
1097
15927
SH
SOLE
15927
0
0
ISHARES MSCI INTL QUALITY FACTOR ETF
ETF
46434V456
663
17495
SH
SOLE
17495
0
0
ISHARES MSCI USA QUALITY FACTOR ETF
ETF
46432F339
1205
9146
SH
SOLE
9146
0
0
ISHARES RUSSELL 1000 GROWTH ETF
ETF
464287614
221
808
SH
SOLE
808
0
0
ISHARES RUSSELL 2000 ETF
ETF
464287655
816
3732
SH
SOLE
3732
0
0
ISHARES RUSSELL 2000 GROWTH ETF
ETF
464287648
1251
4262
SH
SOLE
4262
0
0
ISHARES RUSSELL TOP 200 GROWTH ETF
ETF
464289438
2675
17519
SH
SOLE
17519
0
0
ISHARES SILVER TRUST
ETF
46428Q109
650
31688
SH
SOLE
31688
0
0
ISHARES TIPS BOND ETF
ETF
464287176
511
4004
SH
SOLE
4004
0
0
ISHARES U.S. TREASURY BOND ETF
ETF
46429B267
305
11499
SH
SOLE
11499
0
0
JOHNSON & JOHNSON COM
COM
478160104
260
1608
SH
SOLE
1608
0
0
JPMORGAN CHASE & CO COM
COM
46625H100
701
4281
SH
SOLE
4281
0
0
JPMORGAN ULTRA-SHORT INCOME ETF
ETF
46641Q837
6240
123023
SH
SOLE
123023
0
0
KB HOME COM
COM
48666K109
1020
26218
SH
SOLE
26218
0
0
KELLOGG CO COM
COM
487836108
559
8751
SH
SOLE
8751
0
0
KINDER MORGAN INC DEL COM
COM
49456B101
170
10154
SH
SOLE
10154
0
0
KINSALE CAP GROUP INC COM
COM
49714P108
225
1393
SH
SOLE
1393
0
0
KRAFT HEINZ CO COM
COM
500754106
411
11153
SH
SOLE
11153
0
0
LHA MARKET STATE TACTICAL BETA ETF
ETF
26922B105
3109
102679
SH
SOLE
102679
0
0
LILLY ELI & CO COM
COM
532457108
839
3630
SH
SOLE
3630
0
0
LOCKHEED MARTIN CORP COM
COM
539830109
346
1003
SH
SOLE
1003
0
0
LUCID GROUP INC
COM
549498103
432
17006
SH
SOLE
17006
0
0
LUMEN TECHNOLOGIES INC COM
COM
550241103
136
10975
SH
SOLE
10975
0
0
MATTERPORT INC COM CL A
COM
577096100
627
33162
SH
SOLE
33162
0
0
META PLATFORMS INC CL A
COM
30303M102
415
1224
SH
SOLE
1224
0
0
MGM RESORTS INTERNATIONAL COM
COM
552953101
333
7724
SH
SOLE
7724
0
0
MICRON TECHNOLOGY INC COM
COM
595112103
263
3703
SH
SOLE
3703
0
0
MICROSOFT CORP COM
COM
594918104
1609
5707
SH
SOLE
5707
0
0
MOBILE TELESYSTEMS PUB JT STK SPONSORED ADR
ADR
607409109
181
18788
SH
SOLE
18788
0
0
NAKED BRAND GROUP LIMITED SHS NEW
COM
Q6519T117
28
40000
SH
SOLE
40000
0
0
NETFLIX INC COM
COM
64110L106
250
410
SH
SOLE
410
0
0
NEW YORK CMNTY BANCORP INC COM
COM
649445103
246
19140
SH
SOLE
19140
0
0
NORTHWESTERN CORP COM NEW
COM
668074305
225
3932
SH
SOLE
3932
0
0
NORWEGIAN CRUISE LINE HLDG LTD SHS
COM
G66721104
793
29678
SH
SOLE
29678
0
0
NVIDIA CORPORATION COM
COM
67066G104
244
1177
SH
SOLE
1177
0
0
OKTA INC CL A
COM
679295105
792
3339
SH
SOLE
3339
0
0
OLLIES BARGAIN OUTLET HLDGS IN COM
COM
681116109
252
4175
SH
SOLE
4175
0
0
ONEOK INC NEW COM
COM
682680103
616
10619
SH
SOLE
10619
0
0
O'SHARES GLOBAL INTERNET GIANTS ETF
ETF
67110P704
1040
19629
SH
SOLE
19629
0
0
O'SHARES U.S. SMALL-CAP QUALITY DIVIDEND ETF
ETF
67110P100
895
25795
SH
SOLE
25795
0
0
OZON HLDGS PLC SPONSORED ADS
ADR
69269L104
625
12387
SH
SOLE
12387
0
0
PACER LUNT LARGE CAP ALTERNATOR ETF
ETF
69374H717
309
7499
SH
SOLE
7499
0
0
PACER LUNT MIDCAP MULTI-FACTOR ALTERNATOR ETF
ETF
69374H725
205
5873
SH
SOLE
5873
0
0
PACER US CASH COWS 100 ETF
ETF
69374H881
345
7889
SH
SOLE
7889
0
0
PALANTIR TECHNOLOGIES INC CL A
COM
69608A108
868
36121
SH
SOLE
36121
0
0
PEACE ARCH ENTMT GROUP INC COM
COM
704586965
138
23035
SH
SOLE
23035
0
0
PENN NATL GAMING INC COM
COM
707569109
270
3721
SH
SOLE
3721
0
0
PHILLIPS 66 COM
COM
718546104
255
3641
SH
SOLE
3641
0
0
PIMCO INVESTMENT GRADE CORPORATE BOND INDEX EXCHANGE-TRADED FUND
ETF
72201R817
624
5493
SH
SOLE
5493
0
0
PPL CORP COM
COM
69351T106
250
8833
SH
SOLE
8833
0
0
PROCTER AND GAMBLE CO COM
COM
742718109
861
6161
SH
SOLE
6161
0
0
SAFETY INS GROUP INC COM
COM
78648T100
1193
15050
SH
SOLE
15050
0
0
SCHWAB INTERMEDIATE-TERM U.S. TREASURY ETF
ETF
808524854
394
6947
SH
SOLE
6947
0
0
SCHWAB INTERNATIONAL EQUITY ETF
ETF
808524805
728
18801
SH
SOLE
18801
0
0
SCHWAB SHORT-TERM U.S. TREASURY ETF
ETF
808524862
547
10677
SH
SOLE
10677
0
0
SEA LTD SPONSORD ADS
ADR
81141R100
2409
7557
SH
SOLE
7557
0
0
SHELL MIDSTREAM PARTNERS L P UNIT LTD INT
COM
822634101
505
42918
SH
SOLE
42918
0
0
SHOPIFY INC CL A
COM
82509L107
610
450
SH
SOLE
450
0
0
SNOWFLAKE INC CL A
COM
833445109
252
832
SH
SOLE
832
0
0
SOFI TECHNOLOGIES INC COM
COM
83406F102
1497
94271
SH
SOLE
94271
0
0
SOUTH JERSEY INDS INC COM
COM
838518108
324
15058
SH
SOLE
15058
0
0
SOUTHERN CO COM
COM
842587107
395
6375
SH
SOLE
6375
0
0
SOUTHWEST AIRLS CO COM
COM
844741108
247
4809
SH
SOLE
4809
0
0
SPDR BLOOMBERG HIGH YIELD BOND ETF
ETF
78468R622
280
2557
SH
SOLE
2557
0
0
SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF
ETF
78467V848
380
7858
SH
SOLE
7858
0
0
SPDR DOW JONES INDUSTRIAL AVERAGE ETF
ETF
78467X109
8042
23720
SH
SOLE
23720
0
0
SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF
ETF
78463X889
426
11764
SH
SOLE
11764
0
0
SPDR PORTFOLIO EMERGING MARKETS ETF
ETF
78463X509
395
9294
SH
SOLE
9294
0
0
SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF
ETF
78464A805
1087
20519
SH
SOLE
20519
0
0
SPDR PORTFOLIO S&P 500 GROWTH ETF
ETF
78464A409
56
15524
SH
SOLE
15524
0
0
SPDR S&P 500 ETF
ETF
78462F103
11569
26869
SH
SOLE
26869
0
0
SPDR S&P 600 SMALL CAP ETF
ETF
78464A813
475
5017
SH
SOLE
5017
0
0
SPDR S&P MIDCAP 400 ETF
ETF
78467Y107
2375
4926
SH
SOLE
4926
0
0
TECHNOLOGY SELECT SECTOR SPDR FUND
ETF
81369Y803
2596
17384
SH
SOLE
17384
0
0
TESLA INC COM
COM
88160R101
236
304
SH
SOLE
304
0
0
THE BEACHBODY COMPANY INC COM CL A
COM
073463101
452
81592
SH
SOLE
81592
0
0
TWILIO INC CL A
COM
90138F102
1078
3378
SH
SOLE
3378
0
0
UBER TECHNOLOGIES INC COM
COM
90353T100
732
16342
SH
SOLE
16342
0
0
UIPATH INC CL A
COM
90364P105
628
11930
SH
SOLE
11930
0
0
UNITED AIRLS HLDGS INC COM
COM
910047109
346
7279
SH
SOLE
7279
0
0
UNITY SOFTWARE INC COM
COM
91332U101
669
5299
SH
SOLE
5299
0
0
VANECK GOLD MINERS ETF
ETF
92189F106
924
31353
SH
SOLE
31353
0
0
VANECK MORNINGSTAR WIDE MOAT ETF
ETF
92189F643
3754
51249
SH
SOLE
51249
0
0
VANGUARD DIVIDEND APPRECIATION INDEX FUND
ETF
921908844
228
1485
SH
SOLE
1485
0
0
VANGUARD FTSE DEVELOPED MARKETS ETF
ETF
921943858
584
11566
SH
SOLE
11566
0
0
VANGUARD FTSE EMERGING MARKETS ETF
ETF
922042858
451
9018
SH
SOLE
9018
0
0
VANGUARD GROWTH INDEX FUND
ETF
922908736
932
3213
SH
SOLE
3213
0
0
VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF
ETF
92206C870
2954
31285
SH
SOLE
31285
0
0
VANGUARD S&P 500 ETF
ETF
922908363
938
2370
SH
SOLE
2370
0
0
VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETF
ETF
922020805
2936
55846
SH
SOLE
55846
0
0
VANGUARD TOTAL BOND MARKET INDEX FUND
ETF
921937835
2844
33286
SH
SOLE
33286
0
0
VANGUARD TOTAL INTERNATIONAL BOND ETF
ETF
92203J407
2860
50218
SH
SOLE
50218
0
0
VANGUARD VALUE INDEX FUND
ETF
922908744
998
7373
SH
SOLE
7373
0
0
VERIZON COMMUNICATIONS INC COM
COM
92343V104
818
15148
SH
SOLE
15148
0
0
VIPSHOP HOLDINGS LIMITED SPONSORED ADS A
ADR
92763W103
305
27367
SH
SOLE
27367
0
0
VISA INC COM CL A
COM
92826C839
301
1351
SH
SOLE
1351
0
0
WELLS FARGO CO NEW COM
COM
949746101
868
18698
SH
SOLE
18698
0
0
WESTERN UN CO COM
COM
959802109
246
12186
SH
SOLE
12186
0
0
WISDOMTREE INTERNATIONAL QUALITY DIVIDEND GROWTH FUND
ETF
97717X131
234
6153
SH
SOLE
6153
0
0
XCEL ENERGY INC COM
COM
98389B100
1254
19918
SH
SOLE
19918
0
0
XL FLEET CORP COM CL A
COM
9837FR100
400
64963
SH
SOLE
64963
0
0