0001730765-21-000004.txt : 20211115 0001730765-21-000004.hdr.sgml : 20211115 20211115131913 ACCESSION NUMBER: 0001730765-21-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211115 DATE AS OF CHANGE: 20211115 EFFECTIVENESS DATE: 20211115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Triumph Capital Management CENTRAL INDEX KEY: 0001730765 IRS NUMBER: 811162554 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21297 FILM NUMBER: 211408620 BUSINESS ADDRESS: STREET 1: 1610 WYNKOOP STREET STREET 2: SUITE 550 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 7203995555 MAIL ADDRESS: STREET 1: 1610 WYNKOOP STREET STREET 2: SUITE 550 CITY: DENVER STATE: CO ZIP: 80202 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001730765 XXXXXXXX 09-30-2021 09-30-2021 Triumph Capital Management

1610 WYNKOOP STREET SUITE 550 DENVER CO 80202

13F HOLDINGS REPORT 028-21297 N Brandon Drespling 720-399-5552 Brandon Drespling, Denver CO, 11/15/2021 Denver CO 11-15-2021 0 134 146192 false INFORMATION TABLE 2 xml.xml ABBVIE INC COM COM 00287Y109 600 6854 SH SOLE 6854 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 304 1035 SH SOLE 1035 0 0 ALPHABET INC CAP STK CL C COM 02079K107 238 162 SH SOLE 162 0 0 AMAZON COM INC COM COM 023135106 707 224 SH SOLE 224 0 0 AMERICAN AIRLS GROUP INC COM COM 02376R102 144 11705 SH SOLE 11705 0 0 AMERICAN INTL GROUP INC COM NEW COM 026874784 282 10256 SH SOLE 10256 0 0 APPLE INC COM COM 037833100 1170 10106 SH SOLE 10106 0 0 ARK INNOVATION ETF ETF 00214Q104 660 7177 SH SOLE 7177 0 0 AT&T INC COM COM 00206R102 417 14621 SH SOLE 14621 0 0 BK OF AMERICA CORP COM COM 060505104 637 26435 SH SOLE 26435 0 0 BOEING CO COM COM 097023105 982 5945 SH SOLE 5945 0 0 BP PLC SPONSORED ADR ADR 055622104 822 47088 SH SOLE 47088 0 0 BRISTOL-MYERS SQUIBB CO COM COM 110122108 378 6301 SH SOLE 6301 0 0 CAESARS ENTERTAINMENT INC NEW COM COM 12769G100 271 4838 SH SOLE 4838 0 0 CAPITAL ONE FINL CORP COM COM 14040H105 288 4005 SH SOLE 4005 0 0 CARDINAL HEALTH INC COM COM 14149Y108 489 10407 SH SOLE 10407 0 0 CELSION CORP COM PAR NEW COM 15117N503 9 12890 SH SOLE 12890 0 0 CHEVRON CORP NEW COM COM 166764100 297 4125 SH SOLE 4125 0 0 CITIGROUP INC COM NEW COM 172967424 366 8489 SH SOLE 8489 0 0 CLEAN ENERGY FUELS CORP COM COM 184499101 38 15183 SH SOLE 15183 0 0 CLOUDMD SOFTWARE & SVCS INC COM COM 18912C102 76 48500 SH SOLE 48500 0 0 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND ETF 81369Y407 409 2782 SH SOLE 2782 0 0 COTY INC COM CL A COM 222070203 97 35842 SH SOLE 35842 0 0 CVS HEALTH CORP COM COM 126650100 968 16583 SH SOLE 16583 0 0 EXXON MOBIL CORP COM COM 30231G102 759 22121 SH SOLE 22121 0 0 FACEBOOK INC CL A COM 30303M102 519 1981 SH SOLE 1981 0 0 FIDELITY DIVIDEND ETF FOR RISING RATES ETF 316092832 216 6661 SH SOLE 6661 0 0 FIDELITY TOTAL BOND ETF ETF 316188309 611 11151 SH SOLE 11151 0 0 FINANCIAL SELECT SECTOR SPDR FUND ETF 81369Y605 2411 100132 SH SOLE 100132 0 0 FIRST TR EXCHANGE TRADED FD II CLOUD COMPUTING ETF 33734X192 2167 27607 SH SOLE 27607 0 0 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX ETF 33733E302 875 4646 SH SOLE 4646 0 0 FIRST TRUST CAPITAL STRENGTH ETF ETF 33733E104 6374 100735 SH SOLE 100735 0 0 FIRST TRUST ENHANCED SHORT MATURITY ETF ETF 33739Q408 392 6526 SH SOLE 6526 0 0 FIRST TRUST NASDAQ CEA CYBERSECURITY ETF ETF 33734X846 1764 50700 SH SOLE 50700 0 0 FIRST TRUST NASDAQ-100 TECHNOLOGY SECTOR INDEX FUND ETF 337345102 113 11242 SH SOLE 11242 0 0 FIRST TRUST PREFERRED SECURITIES AND INCOME ETF ETF 33739E108 959 50014 SH SOLE 50014 0 0 FIRST TRUST TACTICAL HIGH YIELD ETF ETF 33738D408 746 15815 SH SOLE 15815 0 0 FIRST TRUST TCW OPPORTUNISTIC FIXED INCOME ETF ETF 33740F805 5112 92897 SH SOLE 92897 0 0 FIRST TRUST US EQUITY OPPORTUNITIES ETF ETF 336920103 260 2693 SH SOLE 2693 0 0 FIRST TRUST VALUE LINE DIVIDEND INDEX FUND ETF 33734H106 1544 49071 SH SOLE 49071 0 0 FORD MTR CO DEL COM COM 345370860 201 30182 SH SOLE 30182 0 0 FT CBOE VEST U.S. EQUITY BUFFER ETF - AUGUST ETF 33740F862 517 15992 SH SOLE 15992 0 0 FT CBOE VEST U.S. EQUITY BUFFER ETF - JULY ETF 33740U208 202 6500 SH SOLE 6500 0 0 FT CBOE VEST U.S. EQUITY DEEP BUFFER ETF - AUGUST ETF 33740F854 565 17756 SH SOLE 17756 0 0 FT CBOE VEST U.S. EQUITY DEEP BUFFER ETF - JULY ETF 33740F698 315 10250 SH SOLE 10250 0 0 GENWORTH FINL INC COM CL A COM 37247D106 154 46034 SH SOLE 46034 0 0 GLOBAL X ALTERNATIVE INCOME ETF ETF 37954Y806 463 43816 SH SOLE 43816 0 0 GLOBAL X SUPER DIVIDEND U.S. ETF ETF 37950E291 788 52104 SH SOLE 52104 0 0 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 2586 24513 SH SOLE 24513 0 0 HYPERTENSION DIAGNOSTICS INC COM COM 44914V104 1 30000 SH SOLE 30000 0 0 INDUSTRIAL SELECT SECTOR SPDR FUND ETF 81369Y704 391 5081 SH SOLE 5081 0 0 INNOVATOR IBD 50 ETF ETF 45782C102 431 11554 SH SOLE 11554 0 0 INNOVATOR LOUP FRONTIER TECH ETF ETF 45782C862 716 20580 SH SOLE 20580 0 0 INVESCO QQQ TRUST ETF 46090E103 15196 54627 SH SOLE 54627 0 0 ISHARES 0-5 YEAR TIPS BOND ETF ETF 46429B747 240 2307 SH SOLE 2307 0 0 ISHARES 1-3 YEAR TREASURY BOND ETF ETF 464287457 591 6833 SH SOLE 6833 0 0 ISHARES 3-7 YEAR TREASURY BOND ETF ETF 464288661 578 4323 SH SOLE 4323 0 0 ISHARES BROAD USD INVESTMENT GRADE CORPORATE BOND ETF ETF 464288620 2090 34379 SH SOLE 34379 0 0 ISHARES CORE S&P 500 ETF ETF 464287200 2147 6388 SH SOLE 6388 0 0 ISHARES CORE U.S. AGGREGATE BOND ETF ETF 464287226 4190 35493 SH SOLE 35493 0 0 ISHARES GENOMICS IMMUNOLOGY AND HEALTHCARE ETF ETF 46435U192 276 7096 SH SOLE 7096 0 0 ISHARES MSCI INTL QUALITY FACTOR ETF ETF 46434V456 219 7003 SH SOLE 7003 0 0 ISHARES MSCI USA QUALITY FACTOR ETF ETF 46432F339 561 5403 SH SOLE 5403 0 0 ISHARES RUSSELL 2000 ETF ETF 464287655 492 3287 SH SOLE 3287 0 0 ISHARES RUSSELL 2000 VALUE ETF ETF 464287630 225 2262 SH SOLE 2262 0 0 ISHARES RUSSELL TOP 200 GROWTH ETF ETF 464289438 1454 11977 SH SOLE 11977 0 0 ISHARES S&P SMALL-CAP FUND ETF 464287804 331 4720 SH SOLE 4720 0 0 ISHARES U.S. ENERGY ETF ETF 464287796 780 48879 SH SOLE 48879 0 0 ISHARES U.S. TREASURY BOND ETF ETF 46429B267 335 11996 SH SOLE 11996 0 0 JOHNSON & JOHNSON COM COM 478160104 407 2734 SH SOLE 2734 0 0 JPMORGAN ALERIAN MLP INDEX ETN ETF 46625H365 108 10056 SH SOLE 10056 0 0 JPMORGAN CHASE & CO COM COM 46625H100 872 9056 SH SOLE 9056 0 0 JPMORGAN ULTRA-SHORT INCOME ETF ETF 46641Q837 9641 189809 SH SOLE 189809 0 0 KEYCORP COM COM 493267108 1593 133573 SH SOLE 133573 0 0 KOIOS BEVERAGE CORP COM NEW COM 500271101 4 110000 SH SOLE 110000 0 0 MARATHON PETE CORP COM COM 56585A102 510 17386 SH SOLE 17386 0 0 MERCK & CO INC COM COM 58933Y105 348 4164 SH SOLE 4164 0 0 MGM RESORTS INTERNATIONAL COM COM 552953101 295 13554 SH SOLE 13554 0 0 MICROSOFT CORP COM COM 594918104 732 3479 SH SOLE 3479 0 0 NEW YORK CMNTY BANCORP INC COM COM 649445103 83 10090 SH SOLE 10090 0 0 NVIDIA CORPORATION COM COM 67066G104 692 1279 SH SOLE 1279 0 0 OCCIDENTAL PETE CORP COM COM 674599105 646 64488 SH SOLE 64488 0 0 ONEOK INC NEW COM COM 682680103 286 11002 SH SOLE 11002 0 0 O'SHARES GLOBAL INTERNET GIANTS ETF ETF 67110P704 1127 25550 SH SOLE 25550 0 0 OSHARES U.S. QUALITY DIVIDEND ETF ETF 67110P407 386 10640 SH SOLE 10640 0 0 O'SHARES U.S. SMALL-CAP QUALITY DIVIDEND ETF ETF 67110P100 411 15620 SH SOLE 15620 0 0 PACWEST BANCORP DEL COM COM 695263103 1530 89595 SH SOLE 89595 0 0 PALANTIR TECHNOLOGIES INC CL A COM 69608A108 114 12050 SH SOLE 12050 0 0 PEACE ARCH ENTMT GROUP INC COM COM 704586965 372 43780 SH SOLE 43780 0 0 PEAK FINTECH GROUP INC COM COM 70470F100 8 30000 SH SOLE 30000 0 0 PEOPLES UNITED FINANCIAL INC COM COM 712704105 334 32378 SH SOLE 32378 0 0 PFIZER INC COM COM 717081103 519 14147 SH SOLE 14147 0 0 PHARMACYTE BIOTECH INC COM NEW COM 71715X104 2 100000 SH SOLE 100000 0 0 PHILLIPS 66 COM COM 718546104 476 9176 SH SOLE 9176 0 0 PROVISION HLDG INC COM COM 744121104 32 21071391 SH SOLE 21071391 0 0 REGIONS FINANCIAL CORP NEW COM COM 7591EP100 125 10765 SH SOLE 10765 0 0 REINSURANCE GRP OF AMERICA INC COM NEW COM 759351604 411 4313 SH SOLE 4313 0 0 ROYAL CARIBBEAN GROUP COM COM V7780T103 222 3428 SH SOLE 3428 0 0 SCHWAB INTERNATIONAL EQUITY ETF ETF 808524805 645 20542 SH SOLE 20542 0 0 SCHWAB SHORT-TERM U.S. TREASURY ETF ETF 808524862 487 9461 SH SOLE 9461 0 0 SOUTHWEST AIRLS CO COM COM 844741108 799 21319 SH SOLE 21319 0 0 SPDR BLOOMBERG 1-3 MONTH T-BILL ETF ETF 78468R663 392 4281 SH SOLE 4281 0 0 SPDR BLOOMBERG CONVERTIBLE SECURITIES ETF ETF 78464A359 266 3857 SH SOLE 3857 0 0 SPDR DOW JONES INDUSTRIAL AVERAGE ETF ETF 78467X109 6497 23356 SH SOLE 23356 0 0 SPDR GOLD SHARES ETF 78463V107 334 1887 SH SOLE 1887 0 0 SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF ETF 78464A805 328 8032 SH SOLE 8032 0 0 SPDR PORTFOLIO S&P 500 GROWTH ETF ETF 78464A409 169 17971 SH SOLE 17971 0 0 SPDR S&P 500 ETF ETF 78462F103 11715 34843 SH SOLE 34843 0 0 SPDR S&P BANK ETF ETF 78464A797 1041 40053 SH SOLE 40053 0 0 SPDR S&P MIDCAP 400 ETF ETF 78467Y107 456 1341 SH SOLE 1341 0 0 SPDR S&P REGIONAL BANKING ETF ETF 78464A698 1338 37490 SH SOLE 37490 0 0 TECHNOLOGY SELECT SECTOR SPDR FUND ETF 81369Y803 3487 29880 SH SOLE 29880 0 0 TESLA INC COM COM 88160R101 392 913 SH SOLE 913 0 0 TRANSOCEAN LTD REG SHS COM H8817H100 280 346980 SH SOLE 346980 0 0 TRAVELERS COMPANIES INC COM COM 89417E109 309 2853 SH SOLE 2853 0 0 TWILIO INC CL A COM 90138F102 482 1950 SH SOLE 1950 0 0 UNITED AIRLS HLDGS INC COM COM 910047109 214 6155 SH SOLE 6155 0 0 VANECK GOLD MINERS ETF ETF 92189F106 805 20559 SH SOLE 20559 0 0 VANECK MORNINGSTAR WIDE MOAT ETF ETF 92189F643 1605 29406 SH SOLE 29406 0 0 VANGUARD ENERGY INDEX FUND ETF 92204A306 618 15322 SH SOLE 15322 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 414 10123 SH SOLE 10123 0 0 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 320 7404 SH SOLE 7404 0 0 VANGUARD GROWTH INDEX FUND ETF 922908736 867 3808 SH SOLE 3808 0 0 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF ETF 92206C870 3988 41633 SH SOLE 41633 0 0 VANGUARD REAL ESTATE ETF ETF 922908553 391 4950 SH SOLE 4950 0 0 VANGUARD S&P 500 ETF ETF 922908363 301 974 SH SOLE 974 0 0 VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND ETF 92206C409 217 2619 SH SOLE 2619 0 0 VANGUARD TOTAL BOND MARKET INDEX FUND ETF 921937835 6483 73492 SH SOLE 73492 0 0 VANGUARD TOTAL INTERNATIONAL BOND ETF ETF 92203J407 4103 70517 SH SOLE 70517 0 0 VISA INC COM CL A COM 92826C839 335 1677 SH SOLE 1677 0 0 WELLS FARGO CO NEW COM COM 949746101 963 40955 SH SOLE 40955 0 0 WW INTL INC COM COM 98262P101 222 11748 SH SOLE 11748 0 0 XERIS BIOPHARMA HOLDINGS INC COM COM 98422L107 127 21350 SH SOLE 21350 0 0 ZNERGY INC COM COM 98978P106 8 52000 SH SOLE 52000 0 0