0001730578-22-000002.txt : 20220429 0001730578-22-000002.hdr.sgml : 20220429 20220429170735 ACCESSION NUMBER: 0001730578-22-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220429 DATE AS OF CHANGE: 20220429 EFFECTIVENESS DATE: 20220429 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Vanguard Capital Wealth Advisors CENTRAL INDEX KEY: 0001730578 IRS NUMBER: 813153750 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18625 FILM NUMBER: 22877280 BUSINESS ADDRESS: STREET 1: 1600 BROADWAY SUITE 1600 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 844-861-7504 MAIL ADDRESS: STREET 1: 1600 BROADWAY SUITE 1600 CITY: DENVER STATE: CO ZIP: 80202 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001730578 XXXXXXXX 03-31-2022 03-31-2022 Vanguard Capital Wealth Advisors

1600 BROADWAY SUITE 1600 DENVER CO 80202

13F HOLDINGS REPORT 028-18625 N Vincent Polivka 8448617504 Vincent Polivka Denver CO 04-29-2022 0 150 139879 false INFORMATION TABLE 2 13F32022.xml A T & T INC COM 00206R102 527 22327 SH SOLE 0 0 0 ABBVIE INC COM 00287Y109 1059 6537 SH SOLE 0 0 0 ABERDEEN STD PLATINUM ETF TR PHYSCL PLATM SHS 003260106 1470 16021 SH SOLE 0 0 0 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 262 27289 SH SOLE 0 0 0 ADVISORSHARES TR RANGER EQUITY BE 00768Y412 1493 61100 SH SOLE 0 0 0 ADVISORSHARES TR DORSY SHRT ETF 00768Y529 157 18867 SH SOLE 0 0 0 AEGON N V NY REGISTRY SHS 007924103 76 14419 SH SOLE 0 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 227 2090 SH SOLE 0 0 0 ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 346 31000 SH SOLE 0 0 0 ALPHABET INC CAP STK CL C 02079K107 3103 1111 SH SOLE 0 0 0 ALPHABET INC CAP STK CL A 02079K305 1081 389 SH SOLE 0 0 0 AMAZON COM INC COM 023135106 10281 3154 SH SOLE 0 0 0 AMERICAN INTL GROUP PLC COM NEW 026874784 240 3838 SH SOLE 0 0 0 AMPHENOL CORP NEW CL A 032095101 243 3229 SH SOLE 0 0 0 ANNALY CAP MGMT INC COM 035710409 81 11500 SH SOLE 0 0 0 ANTHEM INC COM 036752103 1006 2050 SH SOLE 0 0 0 APPLE INC COM 037833100 14325 82042 SH SOLE 0 0 0 APPLIED MATLS INC COM 038222105 390 2960 SH SOLE 0 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 672 7450 SH SOLE 0 0 0 ARROWHEAD PHARMA INC COM 04280A100 424 9235 SH SOLE 0 0 0 BP PLC SPONSORED ADR 055622104 332 11301 SH SOLE 0 0 0 BAIDU INC ADR 056752108 715 5410 SH SOLE 0 0 0 BANK OF AMERICA CORP COM 060505104 1644 39907 SH SOLE 0 0 0 BANK AMER CORP 7.25%CNV PFD L 060505682 308 235 SH SOLE 0 0 0 BARCLAYS BANK PLC IPTH SR B S&P 06747R477 585 22801 SH SOLE 0 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 702 1991 SH SOLE 0 0 0 BETTER CHOICE CO INC COM 08771Y303 157 61765 SH SOLE 0 0 0 BIOGEN INC COM 09062X103 494 2350 SH SOLE 0 0 0 BLACKROCK ENHCD CAP & INM COM 09256A109 501 24000 SH SOLE 0 0 0 BLACKSTONE GROUP INC COM CL A 09260D107 704 5550 SH SOLE 0 0 0 BOEING CO COM 097023105 1761 9201 SH SOLE 0 0 0 BOOKING HOLDINGS INC COM 09857L108 779 332 SH SOLE 0 0 0 BRISTOL MYERS SQUIBB COM 110122108 628 8600 SH SOLE 0 0 0 BROADCOM INC COM 11135F101 1693 2689 SH SOLE 0 0 0 CATERPILLAR INC DEL COM 149123101 746 3348 SH SOLE 0 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 188 35669 SH SOLE 0 0 0 CHEVRON CORP NEW COM 166764100 283 1741 SH SOLE 0 0 0 CISCO SYSTEMS INC COM 17275R102 1537 27581 SH SOLE 0 0 0 CITIGROUP INC COM NEW 172967424 367 6881 SH SOLE 0 0 0 CLEVELAND-CLIFFS INC NEW COM 185899101 291 9050 SH SOLE 0 0 0 COCA-COLA FEMSA SAB DE CV SPONSORED ADR REP 191241108 974 17730 SH SOLE 0 0 0 COSTCO WHSL CORP NEW COM 22160K105 435 756 SH SOLE 0 0 0 CREDIT SUISSE AG NASSAU BRH X LINK GOLD SHS 22542D480 595 69855 SH SOLE 0 0 0 CROWDSTRIKE HLDGS INC CL A 22788C105 249 1100 SH SOLE 0 0 0 WALT DISNEY CO COM 254687106 1034 7543 SH SOLE 0 0 0 DOCUSIGN INC COM 256163106 208 1950 SH SOLE 0 0 0 EBAY INC COM 278642103 468 8180 SH SOLE 0 0 0 ELOXX PHARMACEUTICALS INC COM 29014R103 86 158900 SH SOLE 0 0 0 ENPHASE ENERGY INC COM 29355A107 665 3300 SH SOLE 0 0 0 EXXON MOBIL CORP OM 30231G102 490 5944 SH SOLE 0 0 0 FACEBOOK INC CLASS A 30303M102 2469 11105 SH SOLE 0 0 0 FLAHERTY & CRUMRINE PFD INCO COM 33848E106 345 30000 SH SOLE 0 0 0 FORD MTR CO DEL COM 345370860 276 16367 SH SOLE 0 0 0 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 1461 362596 SH SOLE 0 0 0 GENERAL DYNAMICS CORP COM 369550108 672 2789 SH SOLE 0 0 0 GERDAU SA SPON ADR REP PFD 373737105 172 26897 SH SOLE 0 0 0 GLOBAL X FDS MSCI SUPR EM ETF 37950E119 241 23113 SH SOLE 0 0 0 GLOBAL X FDS CYBRSCURTY ETF 37954Y384 211 6717 SH SOLE 0 0 0 GLOBAL X FDS RUSSELL2000 37954Y459 353 14854 SH SOLE 0 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 777 2354 SH SOLE 0 0 0 HANCOCK JOHN PFD INCOME FD I COM 41013X106 190 10000 SH SOLE 0 0 0 HOME DEPOT INC COM 437076102 496 2119 SH SOLE 0 0 0 HONEYWELL INTL INC COM 438516106 255 1315 SH SOLE 0 0 0 IDACORP INC COM 451107106 581 5043 SH SOLE 0 0 0 INTEL CORP COM 458140100 3662 73898 SH SOLE 0 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 334 2575 SH SOLE 0 0 0 INVESCO CALIF VALUE MUN INC COM 46132H106 110 10000 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 46137V100 526 6726 SH SOLE 0 0 0 ISHARES GOLD TR ISHARES NEW 464285204 1400 38015 SH SOLE 0 0 0 ISHARES TR TIPS BD ETF 464287176 426 3424 SH SOLE 0 0 0 ISHARES TR 20 YR TR BD ETF 464287432 527 3996 SH SOLE 0 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 531 4944 SH SOLE 0 0 0 ISHARES TR RUSELL 2000 VAL ETF 464287630 489 3035 SH SOLE 0 0 0 ISHARES TR US REGNL BKS ETF 464288778 220 3741 SH SOLE 0 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 1499 65523 SH SOLE 0 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 1187 23501 SH SOLE 0 0 0 JPMORGAN CHASE & CO COM 46625H100 591 4342 SH SOLE 0 0 0 KKR INCOME OPPORTUNITIES FD COM 48249T106 481 33400 SH SOLE 0 0 0 KINDER MORGAN INC DEL COM 49456B101 1138 60186 SH SOLE 0 0 0 LAM RESEARCH CORP COM 512807108 376 700 SH SOLE 0 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 282 2400 SH SOLE 0 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 333 138303 SH SOLE 0 0 0 LOCKHEED MARTIN CORP COM 539830109 462 1047 SH SOLE 0 0 0 LUCKIN COFFEE INC SPONSORED ADS 54951L109 167 18260 SH SOLE 0 0 0 LULULEMON ATHLETICA COM 550021109 876 2399 SH SOLE 0 0 0 MGM RESORTS INTERNATIONAL COM 552953101 996 23751 SH SOLE 0 0 0 MARATHON PETE CORP COM 56585A102 570 6677 SH SOLE 0 0 0 MASTERCARD INC CL A 57636Q104 3738 10461 SH SOLE 0 0 0 MCDONALDS CORP COM 580135101 791 3202 SH SOLE 0 0 0 MERCADOLIBRE INC COM 58733R102 487 410 SH SOLE 0 0 0 MERCK & CO. INC. COM 58933Y105 645 7873 SH SOLE 0 0 0 MICROSOFT CORP COM 594918104 2387 7742 SH SOLE 0 0 0 MICRON TECHNOLOGY INC COM 595112103 1432 18388 SH SOLE 0 0 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 216 34901 SH SOLE 0 0 0 MIZUHO FINANCIAL GROUP SPONSORED ADR 60687Y109 62 24324 SH SOLE 0 0 0 MODERNA INC COM 60770K107 428 2485 SH SOLE 0 0 0 MORGAN STANLEY COM NEW 617446448 1002 11475 SH SOLE 0 0 0 NAUTILUS BIOTECHNOLOGY INC COM 63909J108 115 26700 SH SOLE 0 0 0 NETFLIX INC COM 64110L106 565 1510 SH SOLE 0 0 0 NIKE INC CL B NEW 654106103 211 1573 SH SOLE 0 0 0 NOMURA HLDGS INC SPONSORED ADR 65535H208 233 55294 SH SOLE 0 0 0 NORTHROP GRUMMAN CORP COM 666807102 603 1349 SH SOLE 0 0 0 NOVARTIS A G SPONSORED ADR 66987V109 224 2577 SH SOLE 0 0 0 NVIDIA CORP COM 67066G104 2231 8177 SH SOLE 0 0 0 ORACLE CORP COM 68389X105 695 8407 SH SOLE 0 0 0 PACIFIC PREMIER BANC COM 69478X105 353 10000 SH SOLE 0 0 0 PAYPAL HOLDINGS INC COM 70450Y103 1350 11680 SH SOLE 0 0 0 PEPSICO INC COM 713448108 273 1632 SH SOLE 0 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 172 11656 SH SOLE 0 0 0 PFIZER INC COM 717081103 1676 32384 SH SOLE 0 0 0 PHILIP MORRIS INTL COM 718172109 615 6551 SH SOLE 0 0 0 PHILLIPS 66 COM 718546104 842 9747 SH SOLE 0 0 0 PIMCO ETF TR 15+ YR US TIPS 72201R304 259 3144 SH SOLE 0 0 0 PROCTER & GAMBLE COM 742718109 1068 6991 SH SOLE 0 0 0 PROSPECT CAPITAL CO COM 74348T102 548 66296 SH SOLE 0 0 0 PUTNAM MANAGED MUN INCOME TR COM 746823103 96 13699 SH SOLE 0 0 0 QUALCOMM INC COM 747525103 2732 17881 SH SOLE 0 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 394 3984 SH SOLE 0 0 0 ROKU I N C COM CL A 77543R102 213 1705 SH SOLE 0 0 0 SPDR GOLD TR GOLD SHS 78463V107 3184 17629 SH SOLE 0 0 0 SPDR SER TR S&P REGL BKG 78464A698 260 3780 SH SOLE 0 0 0 SANGAMO THERAPEUTICS INC COM 800677106 193 33380 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 334 6211 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 261 3656 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524797 217 2763 SH SOLE 0 0 0 SHAKE SHACK INC CL A 819047101 230 3400 SH SOLE 0 0 0 SHOPIFY INC CLASS A 82509L107 446 660 SH SOLE 0 0 0 SIBANYE STILLWATER LTD SPONSORED ADR 82575P107 166 10233 SH SOLE 0 0 0 STARBUCKS CORP COM 855244109 1082 11900 SH SOLE 0 0 0 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 142 22649 SH SOLE 0 0 0 TELKA WORLD HEALTHCARE FD BEN INT SHS 87911L108 163 11368 SH SOLE 0 0 0 TESLA INC COM 88160R101 6516 6047 SH SOLE 0 0 0 3M CO COM 88579Y101 257 1727 SH SOLE 0 0 0 UNITED RENTALS INC COM 911363109 2184 6150 SH SOLE 0 0 0 UNITEDHEALTH GRP INC COM 91324P102 6828 13391 SH SOLE 0 0 0 VALERO ENERGY CORP COM 91913Y100 296 2919 SH SOLE 0 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 1273 33196 SH SOLE 0 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 211 1303 SH SOLE 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1333 26176 SH SOLE 0 0 0 VERITONE INC COM 92347M100 690 37800 SH SOLE 0 0 0 PARAMOUNT GLOBAL CLASS B COM 92556H206 576 15250 SH SOLE 0 0 0 VISA INC COM CL A 92826C839 209 944 SH SOLE 0 0 0 WALLGREENS BOOTS ALLIANCE INC COM 931427108 358 8000 SH SOLE 0 0 0 GOLDEN OCEAN GROUP LTD SHS NEW G39637205 405 32749 SH SOLE 0 0 0 TRITON INTL LTD CL A G9078F107 1070 15255 SH SOLE 0 0 0 TRANSOCEAN LTD REG SHS H8817H100 356 77975 SH SOLE 0 0 0 DYNAGAS LNG PARTNERS LP COM UNIT LTD PT Y2188B108 175 43818 SH SOLE 0 0 0 NAVIOS MARITIME HOLDINGS INC COM Y62197119 221 61020 SH SOLE 0 0 0 NAVIOS MARITIME PARTNERS L P COM UNIT LPI Y62267409 461 13100 SH SOLE 0 0 0 SAFE BULKERS INC COM Y7388L103 362 76132 SH SOLE 0 0 0