0001606587-19-000897.txt : 20191022
0001606587-19-000897.hdr.sgml : 20191022
20191022102750
ACCESSION NUMBER: 0001606587-19-000897
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191022
DATE AS OF CHANGE: 20191022
EFFECTIVENESS DATE: 20191022
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ballast, Inc.
CENTRAL INDEX KEY: 0001730477
IRS NUMBER: 261835420
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18348
FILM NUMBER: 191160823
BUSINESS ADDRESS:
STREET 1: 360 E. VINE ST.
STREET 2: SUITE 320
CITY: LEXINGTON
STATE: KY
ZIP: 40507
BUSINESS PHONE: 859-226-0625
MAIL ADDRESS:
STREET 1: 360 E. VINE ST.
STREET 2: SUITE 320
CITY: LEXINGTON
STATE: KY
ZIP: 40507
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001730477
XXXXXXXX
09-30-2019
09-30-2019
false
Ballast, Inc.
360 E. VINE ST.
SUITE 320
LEXINGTON
KY
40507
13F HOLDINGS REPORT
028-18348
N
Joe Carroll
Chief Compliance Officer
859-226-0625
Joe Carroll
Lexington
KY
10-22-2019
0
101
162841
false
INFORMATION TABLE
2
form13InfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M CO COM
COM
88579Y101
290
1768
SH
SOLE
NONE
0
0
1768
AMAZON COM INC COM
COM
023135106
333
192
SH
SOLE
NONE
0
0
192
APPLE INC
COM
037833100
3724
16630
SH
SOLE
NONE
0
0
16630
AT&T INC COM
COM
00206R102
607
16053
SH
SOLE
NONE
0
0
16053
BANK AMER CORP COM
COM
060505104
237
8126
SH
SOLE
NONE
0
0
8126
BB&T CORP COM
COM
054937107
895
16785
SH
SOLE
NONE
0
0
16785
BECTON DICKINSON & CO COM
COM
075887109
201
795
SH
SOLE
NONE
0
0
795
BERKSHIRE HATHAWAY INC DEL CL B NEW
CL B NEW
084670702
755
3633
SH
SOLE
NONE
0
0
3633
BOEING CO COM
COM
097023105
447
1176
SH
SOLE
NONE
0
0
1176
CATERPILLAR INC DEL COM
COM
149123101
263
2086
SH
SOLE
NONE
0
0
2086
CHUBB LIMITED COM
COM
H1467J104
360
2221
SH
SOLE
NONE
0
0
2221
CISCO SYS INC
COM
17275R102
945
19131
SH
SOLE
NONE
0
0
19131
COCA COLA CO COM
COM
191216100
270
4961
SH
SOLE
NONE
0
0
4961
COGNIZANT TECH SOLUTIONS CORP
CL A
192446102
504
8370
SH
SOLE
NONE
0
0
8370
CONSOLIDATED EDISON INC COM
COM
209115104
760
8045
SH
SOLE
NONE
0
0
8045
CONSTELLATION BRANDS INC CL A
CL A
21036P108
288
1391
SH
SOLE
NONE
0
0
1391
CORNING INC COM
COM
219350105
385
13500
SH
SOLE
NONE
0
0
13500
COSTCO WHOLESALE CORP
COM
22160K105
273
948
SH
SOLE
NONE
0
0
948
DANAHER CORP
COM
235851102
250
1736
SH
SOLE
NONE
0
0
1736
DEERE & CO COM
COM
244199105
262
1556
SH
SOLE
NONE
0
0
1556
DELTA AIR LINES INC DEL CMN
COM NEW
247361702
339
5893
SH
SOLE
NONE
0
0
5893
DISNEY WALT CO COM DISNEY
COM DISNEY
254687106
784
6018
SH
SOLE
NONE
0
0
6018
DUKE ENERGY CORP NEW COM NEW
COM NEW
26441C204
741
7731
SH
SOLE
NONE
0
0
7731
DUPONT DE NEMOURS INC COM
COM
26614N102
219
3076
SH
SOLE
NONE
0
0
3076
EXXON MOBIL CORP COM
COM
30231G102
710
10065
SH
SOLE
NONE
0
0
10065
FEDEX CORP
COM
31428X106
497
3421
SH
SOLE
NONE
0
0
3421
GENERAL DYNAMICS CORP COM
COM
369550108
502
2749
SH
SOLE
NONE
0
0
2749
GENERAL ELECTRIC CO COM
COM
369604103
93
10422
SH
SOLE
NONE
0
0
10422
GLAXOSMITHKLINE PLC SPONSORED ADR
SPONSORED ADR
37733W105
247
5733
SH
SOLE
NONE
0
0
5733
GREEN BRICK PARTNERS INC COM
COM
392709101
884
82706
SH
SOLE
NONE
0
0
82706
HEALTH CARE REIT INC
COM
95040Q104
295
3265
SH
SOLE
NONE
0
0
3265
HOME DEPOT
COM
437076102
553
2384
SH
SOLE
NONE
0
0
2384
INTEL CORP COM
COM
458140100
592
11503
SH
SOLE
NONE
0
0
11503
INVESCO S&P 500 QUALITY ETF
S&P500 QUALITY
46137V241
6656
198462
SH
SOLE
NONE
0
0
198462
INVESCO S&P MIDCAP LOW VOLATILITY ETF
S&P MIDCP LOW
46138E198
4679
88951
SH
SOLE
NONE
0
0
88951
ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF
0-5YR HI YL CP
46434V407
2362
50821
SH
SOLE
NONE
0
0
50821
ISHARES 1-3 YR TREASURY BOND ETF
1 3 YR TREAS BD
464287457
7363
86815
SH
SOLE
NONE
0
0
86815
ISHARES AGGREGATE BOND ETF
CORE US AGGBD ET
464287226
826
7305
SH
SOLE
NONE
0
0
7305
ISHARES CORE MSCI EAFE ETF
CORE MSCI EAFE
46432F842
210
3439
SH
SOLE
NONE
0
0
3439
ISHARES CORE S&P MID CAP ETF
CORE S&P MCP ETF
464287507
565
2925
SH
SOLE
NONE
0
0
2925
ISHARES EDGE MSCI MIN VOL EMERGING MARKETS ETF
MIN VOL EMRG MKT
464286533
4078
71446
SH
SOLE
NONE
0
0
71446
ISHARES EDGE MSCI MIN VOL GLOBAL ETF
MIN VOL GBL ETF
464286525
402
4248
SH
SOLE
NONE
0
0
4248
ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF
IBOXX INV CP ETF
464287242
729
5725
SH
SOLE
NONE
0
0
5725
ISHARES RUSSELL 1000 GROWTH ETF
RUS 1000 GRW ETF
464287614
5557
34815
SH
SOLE
NONE
0
0
34815
ISHARES RUSSELL 1000 VALUE ETF
RUS 1000 VAL ETF
464287598
4334
33795
SH
SOLE
NONE
0
0
33795
ISHARES RUSSELL MID-CAP VALUE ETF
RUS MDCP VAL ETF
464287473
224
2504
SH
SOLE
NONE
0
0
2504
ISHARES S&P 500 INDEX
CORE S&P500 ETF
464287200
257
863
SH
SOLE
NONE
0
0
863
ISHARES S&P SMALLCAP 600 ETF
CORE S&P SCP ETF
464287804
364
4688
SH
SOLE
NONE
0
0
4688
ISHARES S&P U.S. PREFERRED STOCK ETF
PFD AND INCM SEC
464288687
4015
107005
SH
SOLE
NONE
0
0
107005
JOHNSON & JOHNSON COM
COM
478160104
1689
13060
SH
SOLE
NONE
0
0
13060
JPMORGAN CHASE & CO COM
COM
46625H100
774
6583
SH
SOLE
NONE
0
0
6583
KIMBERLY CLARK CORP COM
COM
494368103
416
2912
SH
SOLE
NONE
0
0
2912
LILLY ELI & CO COM
COM
532457108
537
4805
SH
SOLE
NONE
0
0
4805
MCDONALDS CORP COM
COM
580135101
522
2432
SH
SOLE
NONE
0
0
2432
MEDTRONIC PLC SHS
SHS
G5960L103
376
3463
SH
SOLE
NONE
0
0
3463
MICROSOFT
COM
594918104
1390
10000
SH
SOLE
NONE
0
0
10000
MONDELEZ INTL INC CL A
CL A
609207105
312
5621
SH
SOLE
NONE
0
0
5621
NEXTERA ENERGY INC COM
COM
65339F101
232
1000
SH
SOLE
NONE
0
0
1000
NORFOLK SOUTHERN CRP
COM
655844108
591
3295
SH
SOLE
NONE
0
0
3295
NORTHROP GRUMMAN CORP COM
COM
666807102
281
751
SH
SOLE
NONE
0
0
751
ORACLE CORPORATION
COM
68389X105
355
6465
SH
SOLE
NONE
0
0
6465
PEPSICO INC COM
COM
713448108
246
1795
SH
SOLE
NONE
0
0
1795
PFIZER INC COM
COM
717081103
421
11726
SH
SOLE
NONE
0
0
11726
PHILIP MORRIS INTL INC
COM
718172109
245
3167
SH
SOLE
NONE
0
0
3167
PIMCO ETF TR 0-5 YR HIGH YIELD CORP BD INDEX FD
0-5 HIGH YIELD
72201R783
2330
23360
SH
SOLE
NONE
0
0
23360
PNC FINL SVCS GROUP INC COM
COM
693475105
295
2111
SH
SOLE
NONE
0
0
2111
POWERSHARES SP500 LOW VOLATILITY ETF
S&P500 LOW VOL
46138E354
8099
139889
SH
SOLE
NONE
0
0
139889
PROCTER & GAMBLE CO COM
COM
742718109
1148
9235
SH
SOLE
NONE
0
0
9235
QUEST DIAGNOSTICS INC
COM
74834L100
215
2015
SH
SOLE
NONE
0
0
2015
SHERWIN WILLIAMS CO COM
COM
824348106
653
1189
SH
SOLE
NONE
0
0
1189
SPDR PORTFOLIO AGGREGATE BOND ETF
PORTFOLIO AGRGTE
78464A649
1059
35743
SH
SOLE
NONE
0
0
35743
SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF
PORTFOLIO DEVLPD
78463X889
2960
100837
SH
SOLE
NONE
0
0
100837
SPDR PORTFOLIO EMERGING MARKETS ETF
PORTFOLIO EMG MK
78463X509
1231
35913
SH
SOLE
NONE
0
0
35913
SPDR PORTFOLIO MID CAP ETF
PORTFOLIO MD ETF
78464A847
1546
45627
SH
SOLE
NONE
0
0
45627
SPDR PORTFOLIO S&P 500 GROWTH ETF
PRTFLO S&P500 GW
78464A409
2736
70375
SH
SOLE
NONE
0
0
70375
SPDR PORTFOLIO S&P 500 VALUE ETF
PRTFLO S&P500 VL
78464A508
3241
101433
SH
SOLE
NONE
0
0
101433
SPDR PORTFOLIO SMALL CAP ETF
PORTFOLIO SM ETF
78468R853
1526
50886
SH
SOLE
NONE
0
0
50886
SPDR S&P 500 ETF
TR UNIT
78462F103
381
1287
SH
SOLE
NONE
0
0
1287
SPDR SER TR LEHMAN INTERMEDIATE TERM CR BD ETF
PORTFOLIO INTRMD
78464A375
1094
31023
SH
SOLE
NONE
0
0
31023
STARBUCKS CORP
COM
855244109
698
7895
SH
SOLE
NONE
0
0
7895
TARGET CORP COM
COM
87612E106
615
5755
SH
SOLE
NONE
0
0
5755
TEXAS INSTRS INC COM
COM
882508104
312
2416
SH
SOLE
NONE
0
0
2416
TRAVELERS COMPANIES INC COM
COM
89417E109
587
3952
SH
SOLE
NONE
0
0
3952
UNION PACIFIC CORP COM
COM
907818108
640
3957
SH
SOLE
NONE
0
0
3957
UNITED TECHNOLOGIES CORP COM
COM
913017109
466
3414
SH
SOLE
NONE
0
0
3414
UNITEDHEALTH GROUP
COM
91324P102
2593
11936
SH
SOLE
NONE
0
0
11936
VALERO ENERGY CORP
COM
91913Y100
485
5693
SH
SOLE
NONE
0
0
5693
VANECK VECTORS AGRIBUSINESS ETF
AGRIBUSINESS ETF
92189F700
3635
55202
SH
SOLE
NONE
0
0
55202
VANGUARD FTSE ALL-WORLD EX-US
ALLWRLD EX US
922042775
10505
210529
SH
SOLE
NONE
0
0
210529
VANGUARD FTSE DEVELOPED MARKETS ETF
FTSE DEV MKT ETF
921943858
374
9111
SH
SOLE
NONE
0
0
9111
VANGUARD FTSE EMERGING MARKETS ETF
FTSE EMR MKT ETF
922042858
5452
135429
SH
SOLE
NONE
0
0
135429
VANGUARD HEALTH CARE ETF
HEALTH CAR ETF
92204A504
4762
28401
SH
SOLE
NONE
0
0
28401
VANGUARD HIGH DIVIDEND YIELD
HIGH DIV YLD
921946406
7441
83862
SH
SOLE
NONE
0
0
83862
VANGUARD INFORMATION TECHNOLOGY
INF TECH ETF
92204A702
4823
22375
SH
SOLE
NONE
0
0
22375
VANGUARD MID CAP
MID CAP ETF
922908629
10065
60058
SH
SOLE
NONE
0
0
60058
VANGUARD SMALL CAP ETF
SMALL CP ETF
922908751
9354
60788
SH
SOLE
NONE
0
0
60788
VERIZON COMMUNICATIONS
COM
92343V104
488
8099
SH
SOLE
NONE
0
0
8099
WELLS FARGO CO NEW COM
COM
949746101
346
6869
SH
SOLE
NONE
0
0
6869
WHIRLPOOL CORP COM
COM
963320106
239
1510
SH
SOLE
NONE
0
0
1510
WYNDHAM HOTELS & RESORTS INC COM
COM
98311A105
221
4289
SH
SOLE
NONE
0
0
4289
XPO LOGISTICS INC COM
COM
983793100
713
9965
SH
SOLE
NONE
0
0
9965