Chief Compliance Officer

0001580642-18-003785.txt : 20180809 0001580642-18-003785.hdr.sgml : 20180809 20180809101530 ACCESSION NUMBER: 0001580642-18-003785 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180809 DATE AS OF CHANGE: 20180809 EFFECTIVENESS DATE: 20180809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lucia Wealth Services, LLC CENTRAL INDEX KEY: 0001730471 IRS NUMBER: 271742056 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18394 FILM NUMBER: 181003832 BUSINESS ADDRESS: STREET 1: 13520 EVENING CREEK DRIVE N STREET 2: SUITE 300 CITY: SAN DIEGO STATE: CA ZIP: 92128 BUSINESS PHONE: 800-644-1150 MAIL ADDRESS: STREET 1: 13520 EVENING CREEK DRIVE N STREET 2: SUITE 300 CITY: SAN DIEGO STATE: CA ZIP: 92128 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001730471 XXXXXXXX 06-30-2018 06-30-2018 false Lucia Wealth Services, LLC

13520 Evening Creek Drive N Suite 300 San Diego CA 92128

13F HOLDINGS REPORT 028-18394 N Viktoria Palermo Chief Compliance Officer 800-644-1150 /s/ Viktoria Palermo San Diego CA 08-07-2018 0 200 228438 INFORMATION TABLE 2 infotable.xml GENERAL ELECTRIC CO COM 369604103 59 4300 SH SOLE 0 0 4300 SPDR S&P 500 ETF TR TR UNIT 78462F103 1124 4142 SH SOLE 0 0 4142 MASTERCARD INCORPORATED CL A 57636Q104 2060 10481 SH SOLE 0 0 10481 DISNEY WALT CO COM DISNEY 254687106 1005 9593 SH SOLE 0 0 9593 PFIZER INC COM 717081103 626 17245 SH SOLE 0 0 17245 DIGITAL RLTY TR INC COM 253868103 55 494 SH SOLE 0 0 494 RAYTHEON CO COM NEW 755111507 485 2511 SH SOLE 0 0 2511 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 1648 30516 SH SOLE 0 0 30516 MARATHON PETE CORP COM 56585A102 2782 39659 SH SOLE 0 0 39659 PEPSICO INC COM 713448108 16 149 SH SOLE 0 0 149 FLAHERTY & CRUMRINE DYN PFD SHS 33848W106 5764 245710 SH SOLE 0 0 245710 AMERICAN EXPRESS CO COM 025816109 2007 20484 SH SOLE 0 0 20484 PULTE GROUP INC COM 745867101 1479 51435 SH SOLE 0 0 51435 ISHARES TR SELECT 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19997 TRAVELERS COMPANIES INC COM 89417E109 3338 27288 SH SOLE 0 0 27288 AGEAGLE AERIAL SYS INC NEW COM 00848K101 38 21013 SH SOLE 0 0 21013 SOUTHWEST AIRLS CO COM 844741108 247 4854 SH SOLE 0 0 4854 AT&T INC COM 00206R102 850 26467 SH SOLE 0 0 26467 NOVO-NORDISK A S ADR 670100205 311 6738 SH SOLE 0 0 6738 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 2 111 SH SOLE 0 0 111 AMAZON COM INC COM 023135106 153 90 SH SOLE 0 0 90 INVESCO LTD SHS G491BT108 299 11255 SH SOLE 0 0 11255 VANGUARD INDEX FDS GROWTH ETF 922908736 75 500 SH SOLE 0 0 500 GLOBAL NET LEASE INC COM NEW 379378201 14 666 SH SOLE 0 0 666 DELTA AIR LINES INC DEL COM NEW 247361702 172 3469 SH SOLE 0 0 3469 EDWARDS LIFESCIENCES CORP COM 28176E108 106 729 SH SOLE 0 0 729 ARCHER DANIELS MIDLAND CO COM 039483102 592 12914 SH SOLE 0 0 12914 BOEING CO COM 097023105 1055 3145 SH SOLE 0 0 3145 PROCTER AND GAMBLE CO COM 742718109 78 995 SH SOLE 0 0 995 ORACLE CORP COM 68389X105 10 237 SH SOLE 0 0 237 PRICE T ROWE GROUP INC COM 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COM 30231G102 95 1148 SH SOLE 0 0 1148 ROCKWELL AUTOMATION INC COM 773903109 6 36 SH SOLE 0 0 36 CISCO SYS INC COM 17275R102 56 1306 SH SOLE 0 0 1306 ISHARES TR RUS 2000 GRW ETF 464287648 191 934 SH SOLE 0 0 934 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 231 1948 SH SOLE 0 0 1948 ISHARES SILVER TRUST ISHARES 46428Q109 5 360 SH SOLE 0 0 360 CHEVRON CORP NEW COM 166764100 239 1887 SH SOLE 0 0 1887 SYSCO CORP COM 871829107 1568 22959 SH SOLE 0 0 22959 HANCOCK JOHN PFD INCOME FD SH BEN INT 41013W108 5378 246915 SH SOLE 0 0 246915 ISHARES TR AGENCY BOND ETF 464288166 511 4588 SH SOLE 0 0 4588 HABIT RESTAURANTS INC COM CL A 40449J103 4898 489751 SH SOLE 0 0 489751 ALPS ETF TR ALERIAN MLP 00162Q866 299 29640 SH SOLE 0 0 29640 EATON CORP PLC SHS G29183103 47 635 SH SOLE 0 0 635 HERSHEY CO COM 427866108 9586 103005 SH SOLE 0 0 103005 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 303 8548 SH SOLE 0 0 8548 BROADCOM INC COM 11135F101 444 1830 SH SOLE 0 0 1830 AERCAP HOLDINGS NV SHS N00985106 2008 37076 SH SOLE 0 0 37076 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 221 1185 SH SOLE 0 0 1185 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 2485 13393 SH SOLE 0 0 13393 CHILDRENS PL INC COM 168905107 2330 19289 SH SOLE 0 0 19289 COLONY CR REAL ESTATE INC COM CL A 19625T101 218 10533 SH SOLE 0 0 10533 ABBVIE INC COM 00287Y109 1196 12905 SH SOLE 0 0 12905 DIAGEO P L C SPON ADR NEW 25243Q205 225 1559 SH SOLE 0 0 1559 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 44 606 SH SOLE 0 0 606 VIRTU FINL INC CL A 928254101 1547 58266 SH SOLE 0 0 58266 CARNIVAL CORP UNIT 99/99/9999 143658300 722 12601 SH SOLE 0 0 12601 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 8146 70774 SH SOLE 0 0 70774 SIMON PPTY GROUP INC NEW COM 828806109 38 221 SH SOLE 0 0 221 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 693 10370 SH SOLE 0 0 10370 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 1741 27540 SH SOLE 0 0 27540 WISDOMTREE TR US DIVID EX FNCL 97717W406 972 11187 SH SOLE 0 0 11187 AON PLC SHS CL A G0408V102 360 2626 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52 373 SH SOLE 0 0 373 UNITEDHEALTH GROUP INC COM 91324P102 51 206 SH SOLE 0 0 206 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 16 300 SH SOLE 0 0 300 TOLL BROTHERS INC COM 889478103 213 5766 SH SOLE 0 0 5766 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 171 685 SH SOLE 0 0 685 BANK N S HALIFAX COM 064149107 334 5835 SH SOLE 0 0 5835 AMGEN INC COM 031162100 819 4435 SH SOLE 0 0 4435 SOUTHERN CO COM 842587107 42 910 SH SOLE 0 0 910 INVESCO QQQ TR UNIT SER 1 46090E103 59 346 SH SOLE 0 0 346 VERIZON COMMUNICATIONS INC COM 92343V104 91 1814 SH SOLE 0 0 1814 CORPORATE CAP TR INC COM 219880101 54 3451 SH SOLE 0 0 3451 COCA COLA CO COM 191216100 314 7170 SH SOLE 0 0 7170 ASML HOLDING N V N Y REGISTRY SHS N07059210 288 1455 SH SOLE 0 0 1455 ISHARES TR S&P 500 GRWT ETF 464287309 16 100 SH SOLE 0 0 100 WELLS FARGO CO NEW COM 949746101 63 1132 SH SOLE 0 0 1132 ISHARES INC MIN VOL EMRG MKT 464286533 1461 25259 SH SOLE 0 0 25259 LOCKHEED MARTIN CORP COM 539830109 56 190 SH SOLE 0 0 190 3M CO COM 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300 10764 SH SOLE 0 0 10764 ALEXION PHARMACEUTICALS INC COM 015351109 237 1905 SH SOLE 0 0 1905 FLAHERTY&CRMN PFD SEC INCOM COM 338478100 1477 78060 SH SOLE 0 0 78060 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 186 2233 SH SOLE 0 0 2233 MCDONALDS CORP COM 580135101 51 328 SH SOLE 0 0 328 WISDOMTREE TR EUROPE SMCP DV 97717W869 576 8833 SH SOLE 0 0 8833 ALLERGAN PLC SHS G0177J108 427 2560 SH SOLE 0 0 2560 MCCORMICK & CO INC COM NON VTG 579780206 5322 45841 SH SOLE 0 0 45841 RYANAIR HLDGS PLC SPONSORED ADR NE 783513203 408 3570 SH SOLE 0 0 3570 GOLDMAN SACHS GROUP INC COM 38141G104 1771 8029 SH SOLE 0 0 8029 APPLIED MATLS INC COM 038222105 1302 28198 SH SOLE 0 0 28198 CHECK POINT SOFTWARE TECH LT ORD M22465104 454 4643 SH SOLE 0 0 4643 ICON PLC SHS G4705A100 1561 11780 SH SOLE 0 0 11780 EMERSON ELEC CO COM 291011104 200 2886 SH SOLE 0 0 2886 CLOROX CO DEL COM 189054109 6088 45011 SH SOLE 0 0 45011 HONEYWELL INTL INC COM 438516106 843 5852 SH SOLE 0 0 5852 ISHARES TR MSCI EAFE ETF 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