The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALTA EQUIPMENT GROUP INC | COMMON STOCK | 02128L106 | 3,370 | 341,107 | SH | SOLE | 341,107 | 0 | 0 | ||
| ALTA EQUIPMENT GROUP INC | COMMON STOCK | 02128L106 | 1,669 | 168,910 | SH | DFND | 0 | 0 | 168,910 | ||
| AMERICAN WOODMARK CORPORATIO | COM | 030506109 | 1,877 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| AMERICAN WOODMARK CORPORATIO | COM | 030506109 | 1,408 | 15,000 | SH | DFND | 0 | 0 | 15,000 | ||
| APTOSE BIOSCIENCES INC | COM NEW | 03835T200 | 1,796 | 410,000 | SH | SOLE | 410,000 | 0 | 0 | ||
| APTOSE BIOSCIENCES INC | COM NEW | 03835T200 | 1,336 | 305,000 | SH | DFND | 0 | 0 | 305,000 | ||
| ASPEN GROUP INC | COM NEW | 04530L203 | 2,623 | 235,653 | SH | SOLE | 235,653 | 0 | 0 | ||
| ASPEN GROUP INC | COM NEW | 04530L203 | 1,623 | 145,809 | SH | DFND | 0 | 0 | 145,809 | ||
| AVID TECHNOLOGY INC | COM | 05367P100 | 9,601 | 604,996 | SH | SOLE | 604,996 | 0 | 0 | ||
| AVID TECHNOLOGY INC | COM | 05367P100 | 4,682 | 295,000 | SH | DFND | 0 | 0 | 295,000 | ||
| AXOS FINANCIAL INC | COM | 05465C100 | 3,494 | 93,103 | SH | SOLE | 93,103 | 0 | 0 | ||
| AXOS FINANCIAL INC | COM | 05465C100 | 1,572 | 41,897 | SH | DFND | 0 | 0 | 41,897 | ||
| BLACKSTONE GROUP INC | COM CL A | 09260D107 | 4,253 | 65,630 | SH | SOLE | 65,630 | 0 | 0 | ||
| BLACKSTONE GROUP INC | COM CL A | 09260D107 | 1,949 | 30,074 | SH | DFND | 0 | 0 | 30,074 | ||
| BLUELINX HLDGS INC | COM NEW | 09624H208 | 4,389 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
| BLUELINX HLDGS INC | COM NEW | 09624H208 | 2,850 | 97,414 | SH | DFND | 0 | 0 | 97,414 | ||
| BRIGHTHOUSE FINL INC | COM | 10922N103 | 905 | 25,000 | SH | DFND | 0 | 0 | 25,000 | ||
| BRIGHTHOUSE FINL INC | COM | 10922N103 | 1,448 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
| CATCHMARK TIMBER TR INC | CL A | 14912Y202 | 1,411 | 150,749 | SH | DFND | 0 | 0 | 150,749 | ||
| CATCHMARK TIMBER TR INC | CL A | 14912Y202 | 1,705 | 182,175 | SH | SOLE | 182,175 | 0 | 0 | ||
| CELSIUS HLDGS INC | COM NEW | 15118V207 | 4,025 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
| CELSIUS HLDGS INC | COM NEW | 15118V207 | 1,939 | 38,547 | SH | DFND | 0 | 0 | 38,547 | ||
| CENTURY CMNTYS INC | COM | 156504300 | 1,532 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
| CENTURY CMNTYS INC | COM | 156504300 | 1,212 | 27,678 | SH | DFND | 0 | 0 | 27,678 | ||
| CONTURA ENERGY INC | COM | 21241B100 | 199 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
| CUE BIOPHARMA INC | COM | 22978P106 | 1,251 | 100,014 | SH | DFND | 0 | 0 | 100,014 | ||
| CUE BIOPHARMA INC | COM | 22978P106 | 1,510 | 120,700 | SH | SOLE | 120,700 | 0 | 0 | ||
| CURIOSITYSTREAM INC | COM CL A | 23130Q107 | 1,865 | 133,697 | SH | SOLE | 133,697 | 0 | 0 | ||
| EHEALTH INC | COM | 28238P109 | 5,296 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| EHEALTH INC | COM | 28238P109 | 3,483 | 49,326 | SH | DFND | 0 | 0 | 49,326 | ||
| EXTREME NETWORKS INC | COM | 30226D106 | 9,991 | 1,450,000 | SH | SOLE | 1,450,000 | 0 | 0 | ||
| EXTREME NETWORKS INC | COM | 30226D106 | 5,512 | 800,000 | SH | DFND | 0 | 0 | 800,000 | ||
| FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 31620R303 | 3,127 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
| FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 31620R303 | 1,441 | 36,862 | SH | DFND | 0 | 0 | 36,862 | ||
| FIRST AMERN FINL CORP | COM | 31847R102 | 1,033 | 20,000 | SH | DFND | 0 | 0 | 20,000 | ||
| FIRST INTERNET BANCORP | COM | 320557101 | 1,564 | 54,434 | SH | DFND | 0 | 0 | 54,434 | ||
| FIRST INTERNET BANCORP | COM | 320557101 | 2,481 | 86,339 | SH | SOLE | 86,339 | 0 | 0 | ||
| GAN LTD | ORD SHS | G3728V109 | 710 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
| GRUPO AEROPORTUARIO DEL SURE | SPON ADR SER B | 40051E202 | 4,948 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
| GRUPO AEROPORTUARIO DEL SURE | SPON ADR SER B | 40051E202 | 1,649 | 10,000 | SH | DFND | 0 | 0 | 10,000 | ||
| KKR & CO INC | COM | 48251W104 | 4,454 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
| KKR & CO INC | COM | 48251W104 | 3,037 | 75,000 | SH | DFND | 0 | 0 | 75,000 | ||
| LANTERN PHARMA INC | COM | 51654W101 | 210 | 10,906 | SH | DFND | 0 | 0 | 10,906 | ||
| LANTERN PHARMA INC | COM | 51654W101 | 289 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
| LEAF GROUP LTD | COM | 52177G102 | 1,674 | 360,000 | SH | SOLE | 360,000 | 0 | 0 | ||
| LEAF GROUP LTD | COM | 52177G102 | 814 | 175,000 | SH | DFND | 0 | 0 | 175,000 | ||
| LEGACY HOUSING CORP | COM | 52472M101 | 2,940 | 194,558 | SH | DFND | 0 | 0 | 194,558 | ||
| LEGACY HOUSING CORP | COM | 52472M101 | 5,123 | 339,025 | SH | SOLE | 339,025 | 0 | 0 | ||
| LF CAP ACQUISITION CORP | CL A | 50200K108 | 687 | 64,722 | SH | DFND | 0 | 0 | 64,722 | ||
| LF CAP ACQUISITION CORP | CL A | 50200K108 | 1,062 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| LGI HOMES INC | COM | 50187T106 | 3,705 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
| LGI HOMES INC | COM | 50187T106 | 2,646 | 25,000 | SH | DFND | 0 | 0 | 25,000 | ||
| LOUISIANA PAC CORP | COM | 546347105 | 5,204 | 140,000 | SH | SOLE | 140,000 | 0 | 0 | ||
| LOUISIANA PAC CORP | COM | 546347105 | 2,416 | 65,000 | SH | DFND | 0 | 0 | 65,000 | ||
| MACERICH CO | COM | 554382101 | 800 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| MACERICH CO | COM | 554382101 | 341 | 31,980 | SH | DFND | 0 | 0 | 31,980 | ||
| MARLIN BUSINESS SVCS CORP | COM | 571157106 | 537 | 43,834 | SH | SOLE | 43,834 | 0 | 0 | ||
| MARLIN BUSINESS SVCS CORP | COM | 571157106 | 221 | 18,044 | SH | DFND | 0 | 0 | 18,044 | ||
| MERCHANTS BANCORP IND | COM | 58844R108 | 1,365 | 49,413 | SH | DFND | 0 | 0 | 49,413 | ||
| MERCHANTS BANCORP IND | COM | 58844R108 | 2,230 | 80,727 | SH | SOLE | 80,727 | 0 | 0 | ||
| MITEK SYS INC | COM NEW | 606710200 | 3,823 | 215,000 | SH | SOLE | 215,000 | 0 | 0 | ||
| MITEK SYS INC | COM NEW | 606710200 | 1,511 | 85,000 | SH | DFND | 0 | 0 | 85,000 | ||
| MR COOPER GROUP INC | COM | 62482R107 | 1,552 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| MR COOPER GROUP INC | COM | 62482R107 | 1,185 | 38,175 | SH | DFND | 0 | 0 | 38,175 | ||
| PAR TECHNOLOGY CORP | COM | 698884103 | 12,087 | 192,500 | SH | SOLE | 192,500 | 0 | 0 | ||
| PAR TECHNOLOGY CORP | COM | 698884103 | 5,023 | 80,000 | SH | DFND | 0 | 0 | 80,000 | ||
| PITNEY BOWES INC | COM | 724479100 | 1,540 | 250,000 | SH | DFND | 0 | 0 | 250,000 | ||
| PITNEY BOWES INC | COM | 724479100 | 2,618 | 425,000 | SH | SOLE | 425,000 | 0 | 0 | ||
| RIMINI STR INC DEL | COM | 76674Q107 | 4,867 | 1,098,581 | SH | DFND | 0 | 0 | 1,098,581 | ||
| RIMINI STR INC DEL | COM | 76674Q107 | 9,082 | 2,050,000 | SH | SOLE | 2,050,000 | 0 | 0 | ||
| SUNCOKE ENERGY INC | COM | 86722A103 | 563 | 129,388 | SH | SOLE | 129,388 | 0 | 0 | ||
| SUNCOKE ENERGY INC | COM | 86722A103 | 405 | 93,207 | SH | DFND | 0 | 0 | 93,207 | ||
| TELOS CORP MD | COM | 87969B101 | 629 | 19,067 | SH | DFND | 0 | 0 | 19,067 | ||
| TELOS CORP MD | COM | 87969B101 | 1,350 | 40,933 | SH | SOLE | 40,933 | 0 | 0 | ||
| UNIQURE NV | SHS | N90064101 | 1,265 | 35,000 | SH | DFND | 0 | 0 | 35,000 | ||
| UNIQURE NV | SHS | N90064101 | 1,084 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
| VERSO CORP | CL A | 92531L207 | 559 | 46,475 | SH | DFND | 0 | 0 | 46,475 | ||
| VERSO CORP | CL A | 92531L207 | 601 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||