The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
FIRST EAGLE ALTR CAP BDC INC | COM | 26943B100 | 126 | 28,566 | SH | SOLE | 0 | 0 | 28,566 | ||
OXFORD LANE CAP CORP | COM | 691543102 | 151 | 20,816 | SH | SOLE | 0 | 0 | 20,816 | ||
ANGEL OAK FINL STRATEGIES IN | COM BEN INT | 03464A100 | 177 | 11,200 | SH | SOLE | 0 | 0 | 11,200 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 210 | 1,543 | SH | SOLE | 0 | 0 | 1,543 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 219 | 2,981 | SH | SOLE | 0 | 0 | 2,981 | ||
GLOBAL X FDS | AUTONMOUS EV ETF | 37954Y624 | 226 | 8,202 | SH | SOLE | 0 | 0 | 8,202 | ||
TESLA INC | COM | 88160R101 | 226 | 210 | SH | SOLE | 0 | 0 | 210 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 227 | 8,805 | SH | SOLE | 0 | 0 | 8,805 | ||
GREAT AJAX CORP | COM | 38983D300 | 240 | 20,502 | SH | SOLE | 0 | 0 | 20,502 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 249 | 1,628 | SH | SOLE | 0 | 0 | 1,628 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 250 | 3,300 | SH | SOLE | 0 | 0 | 3,300 | ||
AMPLIFY ETF TR | BLOCKCHAIN LDR | 032108607 | 256 | 7,500 | SH | SOLE | 0 | 0 | 7,500 | ||
PURECYCLE TECHNOLOGIES INC | COM | 74623V103 | 261 | 32,650 | SH | SOLE | 0 | 0 | 32,650 | ||
GANNETT CO INC | COM | 36472T109 | 272 | 60,338 | SH | SOLE | 0 | 0 | 60,338 | ||
VERTIV HOLDINGS CO | COM CL A | 92537N108 | 277 | 19,760 | SH | SOLE | 0 | 0 | 19,760 | ||
ARISTA NETWORKS INC | COM | 040413106 | 278 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
NEW YORK MTG TR INC | COM PAR $.02 | 649604501 | 292 | 80,026 | SH | SOLE | 0 | 0 | 80,026 | ||
UBS AG LONDON BRANCH | ETRACS 2XM ETN | 90274E174 | 294 | 18,658 | SH | SOLE | 0 | 0 | 18,658 | ||
ABBVIE INC | COM | 00287Y109 | 295 | 1,817 | SH | SOLE | 0 | 0 | 1,817 | ||
CALAMOS GBL DYN INCOME FUND | COM | 12811L107 | 305 | 34,403 | SH | SOLE | 0 | 0 | 34,403 | ||
CONSTELLATION BRANDS INC | CL A | 21036P108 | 318 | 1,379 | SH | SOLE | 0 | 0 | 1,379 | ||
JOHNSON & JOHNSON | COM | 478160104 | 325 | 1,834 | SH | SOLE | 0 | 0 | 1,834 | ||
VANECK ETF TRUST | MORTGAGE REIT | 92189F452 | 325 | 19,030 | SH | SOLE | 0 | 0 | 19,030 | ||
CLOUGH GLOBAL EQUITY FD | COM | 18914C100 | 341 | 29,090 | SH | SOLE | 0 | 0 | 29,090 | ||
QURATE RETAIL INC | COM SER A | 74915M100 | 341 | 71,618 | SH | SOLE | 0 | 0 | 71,618 | ||
KAYNE ANDERSON ENERGY INFRST | COM | 486606106 | 349 | 37,846 | SH | SOLE | 0 | 0 | 37,846 | ||
CLOUGH GLOBAL DIVID & INCOME | COM | 18913Y103 | 352 | 38,270 | SH | SOLE | 0 | 0 | 38,270 | ||
GOLUB CAP BDC INC | COM | 38173M102 | 366 | 24,060 | SH | SOLE | 0 | 0 | 24,060 | ||
ISHARES TR | MORTGE REL ETF | 46435G342 | 409 | 12,521 | SH | SOLE | 0 | 0 | 12,521 | ||
EXXON MOBIL CORP | COM | 30231G102 | 428 | 5,181 | SH | SOLE | 0 | 0 | 5,181 | ||
MONROE CAP CORP | COM | 610335101 | 429 | 39,753 | SH | SOLE | 0 | 0 | 39,753 | ||
ALLSPRING INCOME OPPORTUNIT | INC OPPTY FD | 94987B105 | 444 | 56,161 | SH | SOLE | 0 | 0 | 56,161 | ||
CASTLE BIOSCIENCES INC | COM | 14843C105 | 450 | 10,026 | SH | SOLE | 0 | 0 | 10,026 | ||
MPLX LP | COM UNIT REP LTD | 55336V100 | 452 | 13,616 | SH | SOLE | 0 | 0 | 13,616 | ||
PARAMOUNT GLOBAL | 5.75% CONV PFD A | 92556H305 | 464 | 8,350 | SH | SOLE | 0 | 0 | 8,350 | ||
INTEL CORP | COM | 458140100 | 466 | 9,398 | SH | SOLE | 0 | 0 | 9,398 | ||
BLACKSTONE STRATEGIC CREDIT | COM SHS BEN IN | 09257R101 | 470 | 35,988 | SH | SOLE | 0 | 0 | 35,988 | ||
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | 486 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
BAIN CAP SPECIALTY FIN INC | COM STK | 05684B107 | 495 | 31,750 | SH | SOLE | 0 | 0 | 31,750 | ||
VISA INC | COM CL A | 92826C839 | 495 | 2,233 | SH | SOLE | 0 | 0 | 2,233 | ||
APOLLO INVT CORP | COM NEW | 03761U502 | 540 | 40,837 | SH | SOLE | 0 | 0 | 40,837 | ||
SIXTH STREET SPECIALTY LENDI | COM | 83012A109 | 551 | 23,660 | SH | SOLE | 0 | 0 | 23,660 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 560 | 10,991 | SH | SOLE | 0 | 0 | 10,991 | ||
VOYA GLBL EQTY DIV & PREM OP | COM | 92912T100 | 588 | 100,402 | SH | SOLE | 0 | 0 | 100,402 | ||
HERCULES CAPITAL INC | COM | 427096508 | 589 | 32,620 | SH | SOLE | 0 | 0 | 32,620 | ||
VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 592 | 7,600 | SH | SOLE | 0 | 0 | 7,600 | ||
NEW RESIDENTIAL INVT CORP | COM NEW | 64828T201 | 617 | 56,160 | SH | SOLE | 0 | 0 | 56,160 | ||
VIRTUS ALLIANZGI CONVERTIBLE | COM | 92838X102 | 638 | 126,918 | SH | SOLE | 0 | 0 | 126,918 | ||
SPDR SER TR | S&P DIVID ETF | 78464A763 | 641 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
HESS CORP | COM | 42809H107 | 642 | 6,000 | SH | SOLE | 0 | 0 | 6,000 | ||
NUVEEN CALIFORNIA AMT QLT MU | COM | 670651108 | 667 | 49,160 | SH | SOLE | 0 | 0 | 49,160 | ||
SLR INVESTMENT CORP | COM | 83413U100 | 687 | 37,908 | SH | SOLE | 0 | 0 | 37,908 | ||
DYNEX CAP INC | COM | 26817Q886 | 691 | 42,670 | SH | SOLE | 0 | 0 | 42,670 | ||
ETFIS SER TR I | VIRTUS INFRCAP | 26923G822 | 694 | 28,840 | SH | SOLE | 0 | 0 | 28,840 | ||
ELLINGTON FINANCIAL INC | COM | 28852N109 | 734 | 41,325 | SH | SOLE | 0 | 0 | 41,325 | ||
PENNYMAC MTG INVT TR | COM | 70931T103 | 741 | 43,850 | SH | SOLE | 0 | 0 | 43,850 | ||
PFIZER INC | COM | 717081103 | 760 | 14,685 | SH | SOLE | 0 | 0 | 14,685 | ||
ARES CAPITAL CORP | COM | 04010L103 | 814 | 38,832 | SH | SOLE | 0 | 0 | 38,832 | ||
GRANITE PT MTG TR INC | COM STK | 38741L107 | 842 | 75,760 | SH | SOLE | 0 | 0 | 75,760 | ||
BLACKROCK N Y MUN INCOME TRU | SH BEN INT | 09248L106 | 863 | 70,821 | SH | SOLE | 0 | 0 | 70,821 | ||
BLACKSTONE MTG TR INC | COM CL A | 09257W100 | 888 | 27,943 | SH | SOLE | 0 | 0 | 27,943 | ||
PIMCO DYNAMIC INCOME FD | SHS | 72201Y101 | 911 | 37,383 | SH | SOLE | 0 | 0 | 37,383 | ||
GOLDMAN SACHS BDC INC | SHS | 38147U107 | 926 | 47,200 | SH | SOLE | 0 | 0 | 47,200 | ||
ARES COML REAL ESTATE CORP | COM | 04013V108 | 992 | 63,925 | SH | SOLE | 0 | 0 | 63,925 | ||
VANECK ETF TRUST | BDC INCOME ETF | 92189F411 | 1,030 | 57,498 | SH | SOLE | 0 | 0 | 57,498 | ||
PENNANTPARK INVT CORP | COM | 708062104 | 1,045 | 134,312 | SH | SOLE | 0 | 0 | 134,312 | ||
LADDER CAP CORP | CL A | 505743104 | 1,049 | 88,349 | SH | SOLE | 0 | 0 | 88,349 | ||
INVESCO EXCH TRADED FD TR II | NASDAQNXTGEN100 | 46138G631 | 1,104 | 38,031 | SH | SOLE | 0 | 0 | 38,031 | ||
ALPS ETF TR | DISRUPTIVE TECH | 00162Q478 | 1,128 | 26,405 | SH | SOLE | 0 | 0 | 26,405 | ||
GRIFFON CORP | COM | 398433102 | 1,133 | 56,551 | SH | SOLE | 0 | 0 | 56,551 | ||
ELLINGTON RESIDENTIAL MTG RE | COM SHS BEN INT | 288578107 | 1,134 | 112,361 | SH | SOLE | 0 | 0 | 112,361 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 1,165 | 417 | SH | SOLE | 0 | 0 | 417 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 1,167 | 25,303 | SH | SOLE | 0 | 0 | 25,303 | ||
ETF SER SOLUTIONS | US GLB JETS | 26922A842 | 1,170 | 53,750 | SH | SOLE | 0 | 0 | 53,750 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 1,174 | 422 | SH | SOLE | 0 | 0 | 422 | ||
XAI OCTAGON FLOATING RATE & | COM | 98400T106 | 1,195 | 141,133 | SH | SOLE | 0 | 0 | 141,133 | ||
BROADMARK RLTY CAP INC | COM | 11135B100 | 1,218 | 140,772 | SH | SOLE | 0 | 0 | 140,772 | ||
VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 1,244 | 25,899 | SH | SOLE | 0 | 0 | 25,899 | ||
GLOBAL X FDS | INTERNET OF THNG | 37954Y780 | 1,254 | 37,693 | SH | SOLE | 0 | 0 | 37,693 | ||
LARGO INC | COM | 517097101 | 1,261 | 99,295 | SH | SOLE | 0 | 0 | 99,295 | ||
META PLATFORMS INC | CL A | 30303M102 | 1,262 | 5,675 | SH | SOLE | 0 | 0 | 5,675 | ||
PROSHARES TR | SHORT S&P 500 NE | 74347B425 | 1,364 | 96,800 | SH | SOLE | 0 | 0 | 96,800 | ||
TRIPLEPOINT VENTURE GROWTH B | COM | 89677Y100 | 1,413 | 80,950 | SH | SOLE | 0 | 0 | 80,950 | ||
MFS HIGH YIELD MUN TR | SH BEN INT | 59318E102 | 1,481 | 382,584 | SH | SOLE | 0 | 0 | 382,584 | ||
OAKTREE SPECIALTY LENDING CO | COM | 67401P108 | 1,525 | 206,925 | SH | SOLE | 0 | 0 | 206,925 | ||
LISTED FD TR | SWAN HEDGED EQTY | 53656F599 | 1,552 | 83,000 | SH | SOLE | 0 | 0 | 83,000 | ||
APOLLO COML REAL EST FIN INC | COM | 03762U105 | 1,596 | 114,575 | SH | SOLE | 0 | 0 | 114,575 | ||
PIMCO NEW YORK MUN INCOME FD | COM | 72200T103 | 1,667 | 192,674 | SH | SOLE | 0 | 0 | 192,674 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 1,698 | 22,800 | SH | SOLE | 0 | 0 | 22,800 | ||
READY CAPITAL CORP | COM | 75574U101 | 1,706 | 113,299 | SH | SOLE | 0 | 0 | 113,299 | ||
ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 | 1,729 | 154,500 | SH | SOLE | 0 | 0 | 154,500 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 1,751 | 9,695 | SH | SOLE | 0 | 0 | 9,695 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 1,756 | 7,025 | SH | SOLE | 0 | 0 | 7,025 | ||
NUVEEN PFD & INCOME OPPORTUN | COM | 67073B106 | 1,787 | 208,330 | SH | SOLE | 0 | 0 | 208,330 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 1,842 | 25,220 | SH | SOLE | 0 | 0 | 25,220 | ||
PARAMOUNT GLOBAL | CLASS B COM | 92556H206 | 1,924 | 50,898 | SH | SOLE | 0 | 0 | 50,898 | ||
CONOCOPHILLIPS | COM | 20825C104 | 1,940 | 19,400 | SH | SOLE | 0 | 0 | 19,400 | ||
PIMCO NEW YORK MUN INCOME FD | COM | 72200T103 | 1,952 | 193,813 | SH | SOLE | 0 | 0 | 193,813 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 1,967 | 104,000 | SH | SOLE | 0 | 0 | 104,000 | ||
INVESCO TR INVT GRADE NEW YO | COM | 46131T101 | 1,975 | 170,381 | SH | SOLE | 0 | 0 | 170,381 | ||
FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 33734X192 | 2,046 | 22,598 | SH | SOLE | 0 | 0 | 22,598 | ||
STARWOOD PPTY TR INC | COM | 85571B105 | 2,096 | 86,737 | SH | SOLE | 0 | 0 | 86,737 | ||
NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 | 2,128 | 143,897 | SH | SOLE | 0 | 0 | 143,897 | ||
NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 67070X101 | 2,165 | 148,183 | SH | SOLE | 0 | 0 | 148,183 | ||
BECTON DICKINSON & CO | COM | 075887109 | 2,188 | 8,225 | SH | SOLE | 0 | 0 | 8,225 | ||
SALESFORCE COM INC | COM | 79466L302 | 2,196 | 10,345 | SH | SOLE | 0 | 0 | 10,345 | ||
KKR REAL ESTATE FIN TR INC | COM | 48251K100 | 2,249 | 109,146 | SH | SOLE | 0 | 0 | 109,146 | ||
APPLE INC | COM | 037833100 | 2,326 | 13,320 | SH | SOLE | 0 | 0 | 13,320 | ||
FS KKR CAP CORP | COM | 302635206 | 2,346 | 102,814 | SH | SOLE | 0 | 0 | 102,814 | ||
MERCK & CO INC | COM | 58933Y105 | 2,372 | 28,909 | SH | SOLE | 0 | 0 | 28,909 | ||
BLACKROCK MUNIVEST FD INC | COM | 09253R105 | 2,379 | 291,550 | SH | SOLE | 0 | 0 | 291,550 | ||
BOEING CO | COM | 097023105 | 2,528 | 13,200 | SH | SOLE | 0 | 0 | 13,200 | ||
PIMCO NEW YORK MUN FD II | COM | 72200Y102 | 2,543 | 267,713 | SH | SOLE | 0 | 0 | 267,713 | ||
VANECK ETF TRUST | MRNGSTR WDE MOAT | 92189F643 | 2,656 | 35,550 | SH | SOLE | 0 | 0 | 35,550 | ||
PROSHARES TR | PSHS ULT S&P 500 | 74347R107 | 2,723 | 41,500 | SH | SOLE | 0 | 0 | 41,500 | ||
INVESCO QUALITY MUN INCOME T | COM | 46133G107 | 2,771 | 244,543 | SH | SOLE | 0 | 0 | 244,543 | ||
VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | 3,028 | 29,897 | SH | SOLE | 0 | 0 | 29,897 | ||
PIMCO MUN INCOME FD II | COM | 72200W106 | 3,087 | 268,457 | SH | SOLE | 0 | 0 | 268,457 | ||
NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 3,266 | 248,583 | SH | SOLE | 0 | 0 | 248,583 | ||
ESSENTIAL PPTYS RLTY TR INC | COM | 29670E107 | 3,350 | 132,412 | SH | SOLE | 0 | 0 | 132,412 | ||
BLACKROCK MUNIHLDGS NY QLTY | COM | 09255C106 | 3,571 | 278,561 | SH | SOLE | 0 | 0 | 278,561 | ||
MICROSOFT CORP | COM | 594918104 | 3,879 | 12,580 | SH | SOLE | 0 | 0 | 12,580 | ||
BLACKROCK MUNIYIELD N Y QUAL | COM | 09255E102 | 4,043 | 334,110 | SH | SOLE | 0 | 0 | 334,110 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 4,639 | 13,146 | SH | SOLE | 0 | 0 | 13,146 | ||
ALTRIA GROUP INC | COM | 02209S103 | 5,498 | 105,226 | SH | SOLE | 0 | 0 | 105,226 | ||
AMAZON COM INC | COM | 023135106 | 6,067 | 1,861 | SH | SOLE | 0 | 0 | 1,861 | ||
NUVEEN NEW YORK QLT MUN INC | COM | 67066X107 | 6,110 | 486,078 | SH | SOLE | 0 | 0 | 486,078 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 8,594 | 23,704 | SH | SOLE | 0 | 0 | 23,704 | ||
NUVEEN NEW YORK AMT QLT MUNI | COM | 670656107 | 9,619 | 792,367 | SH | SOLE | 0 | 0 | 792,367 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 16,831 | 37,266 | SH | SOLE | 0 | 0 | 37,266 |